Insider · CIK 0001204997

FRANCIS MICHAEL

Reports to the SEC for 6 companies · MINNEAPOLIS, MN

sec.gov

Transactions

Companies

Filings

CIK

0001204997

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2020-04-01	XELBXCel Brands, Inc. · Stock OptionA Award	Director	AAward	+40K sh	—	—	40,000
2019-04-01	XELBXCel Brands, Inc.A Award	Director	AAward	+10K sh	—	—	—
2019-04-01	XELBXCel Brands, Inc. · Stock OptionA Award	Director	AAward	+25K sh	—	—	25,000
2018-04-02	XELBXCel Brands, Inc. · Stock OptionA Award	Director	AAward	+25K sh	—	—	25,000
2018-04-02	XELBXCel Brands, Inc.A Award	Director	AAward	+8,000 sh	—	—	99,000
2017-03-31	XELBXCel Brands, Inc. · Stock OptionA Award	Director	AAward	+25K sh	—	—	25,000
2017-03-31	XELBXCel Brands, Inc.A Award	Director	AAward	+8,000 sh	—	—	91,000
2016-03-31	XELBXCel Brands, Inc.A Award	Director	AAward	+8,000 sh	—	—	83,000
2016-03-31	XELBXCel Brands, Inc. · Stock OptionA Award	Director	AAward	+25K sh	—	—	25,000
2015-12-08	DreamWorks Animation, LLCD Disposition to Issuer	Chief Global Brand Officer	DDisposition to Issuer	−25.1K sh	—	—	45,569
2015-12-06	DreamWorks Animation, LLCF Tax Payment	Chief Global Brand Officer	FTax Payment	−8,438 sh	$24.14	−$204K	70,681
2015-06-02	XELBXCel Brands, Inc.A Award	Director	AAward	+75K sh	—	—	75,000
2014-12-06	DreamWorks Animation, LLCF Tax Payment	Chief Global Brand Officer	FTax Payment	−12.1K sh	$23.50	−$284K	79,119
2014-01-30	PIPRPIPER SANDLER COMPANIESM Exercise/Conversion	Director	MExercise/Conversion	+5,713 sh	$28.01	+$160K	18,464
2014-01-30	PIPRPIPER SANDLER COMPANIES · Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−5,713 sh	—	—	0
2014-01-30	PIPRPIPER SANDLER COMPANIESS Sale	Director	SSale	−5,713 sh	$40.31	−$230K	12,751
2013-12-06	DreamWorks Animation, LLCF Tax Payment	Chief Global Brand Officer	FTax Payment	−9,223 sh	$33.95	−$313K	91,223
2013-05-08	PIPRPIPER SANDLER COMPANIESA Award	Director	AAward	+1,768 sh	—	—	12,751
2012-12-06	DreamWorks Animation, LLCA Award	Chief Global Brand Officer	AAward	+100K sh	—	—	100,446
2012-05-09	PIPRPIPER SANDLER COMPANIESA Award	Director	AAward	+2,658 sh	—	—	10,983
2011-11-16	Old COPPER Company, Inc.A Award	President	AAward	+1M sh	—	—	1,000,000
2011-05-04	PIPRPIPER SANDLER COMPANIESA Award	Director	AAward	+1,752 sh	—	—	8,325
2011-01-12	TGTTARGET CORPA Award	Executive Officer	AAward	+18K sh	—	—	66,597
2011-01-12	TGTTARGET CORP · Stock OptionA Award	Executive Officer	AAward	+103K sh	—	—	102,723
2010-08-24	TGTTARGET CORP · Stock OptionM Exercise/Conversion	Executive Officer	MExercise/Conversion	−37.7K sh	$33.80	−$1.28M	113,166
2010-08-24	TGTTARGET CORPM Exercise/Conversion	Executive Officer	MExercise/Conversion	+37.7K sh	$33.80	+$1.28M	85,855
2010-08-24	TGTTARGET CORPS Sale	Executive Officer	SSale	−37.7K sh	$51.42	−$1.94M	48,133
2010-07-16	TGTTARGET CORP · Stock OptionM Exercise/Conversion	Executive Officer	MExercise/Conversion	−61.3K sh	—	—	0
2010-07-16	TGTTARGET CORP · Stock OptionM Exercise/Conversion	Executive Officer	MExercise/Conversion	−54.2K sh	—	—	0
2010-07-16	TGTTARGET CORPM Exercise/Conversion	Executive Officer	MExercise/Conversion	+61.3K sh	$40.80	+$2.5M	109,408
2010-07-16	TGTTARGET CORPM Exercise/Conversion	Executive Officer	MExercise/Conversion	+54.2K sh	$38.25	+$2.08M	163,657
2010-07-16	TGTTARGET CORPS Sale	Executive Officer	SSale	−116K sh	$50.27	−$5.81M	48,133
2010-05-05	PIPRPIPER SANDLER COMPANIESA Award	Director	AAward	+1,573 sh	—	—	6,573
2010-04-09	TGTTARGET CORPS Sale	Executive Officer	SSale	−14.8K sh	$55.60	−$823K	47,979
2010-01-13	TGTTARGET CORP · Stock OptionA Award	Executive Officer	AAward	+98.9K sh	—	—	98,856
2010-01-13	TGTTARGET CORPA Award	Executive Officer	AAward	+19.2K sh	—	—	62,618
2010-01-11	TGTTARGET CORPF Tax Payment	Executive Officer	FTax Payment	−7,254 sh	$50.04	−$363K	43,391
2009-08-19	TGTTARGET CORP · Stock OptionM Exercise/Conversion	Executive Officer	MExercise/Conversion	−29.5K sh	—	—	0
2009-08-19	TGTTARGET CORPM Exercise/Conversion	Executive Officer	MExercise/Conversion	+29.5K sh	$33.85	+$1M	98,367
2009-08-19	TGTTARGET CORPS Sale	Executive Officer	SSale	−18.5K sh	$44.00	−$816K	79,823
2009-08-19	TGTTARGET CORPS Sale	Executive Officer	SSale	−29.5K sh	$44.00	−$1.3M	50,281
2009-05-07	PIPRPIPER SANDLER COMPANIESA Award	Director	AAward	+1,000 sh	—	—	5,000
2009-03-11	TGTTARGET CORPA Award	Executive Officer	AAward	+882 sh	—	—	68,918
2009-03-11	TGTTARGET CORPF Tax Payment	Executive Officer	FTax Payment	−289 sh	$27.31	−$7,892.59	68,629
2009-01-14	TGTTARGET CORP · Stock OptionA Award	Executive Officer	AAward	+151K sh	—	—	150,888
2009-01-14	TGTTARGET CORPA Award	Executive Officer	AAward	+28.1K sh	—	—	67,738
2009-01-02	PIPRPIPER SANDLER COMPANIES · Phantom StockA Award	Director	AAward	+1,320 sh	$37.89	+$50K	1,904
2007-11-30	TGTTARGET CORPS Sale	Executive Officer	SSale	−75.2K sh	$60.19	−$4.53M	20,772
2007-11-30	TGTTARGET CORP · Stock OptionM Exercise/Conversion	Executive Officer	MExercise/Conversion	−75.2K sh	—	—	0
2007-11-30	TGTTARGET CORPM Exercise/Conversion	Executive Officer	MExercise/Conversion	+75.2K sh	$30.26	+$2.28M	95,954

Recent filings

Accepted (ET)
Apr 34
FRANCIS MICHAEL0001104659-20-043241
SEC(opens sec.gov)
Apr 124
FRANCIS MICHAEL0001083220-19-000015
SEC(opens sec.gov)
Apr 44
FRANCIS MICHAEL0001144204-18-019166
SEC(opens sec.gov)
Apr 44
XCel Brands, Inc.0001144204-17-018707
SEC(opens sec.gov)
Apr 44
XCel Brands, Inc.0001144204-16-092682
SEC(opens sec.gov)
Dec 104
DreamWorks Animation SKG, Inc.0001209191-15-084547
SEC(opens sec.gov)
Dec 94
DreamWorks Animation SKG, Inc.0001209191-15-084338
SEC(opens sec.gov)
Jun 44
XCel Brands, Inc.0001144204-15-035498
SEC(opens sec.gov)
Dec 94
DreamWorks Animation SKG, Inc.0001181431-14-038431
SEC(opens sec.gov)
Feb 34
PIPER JAFFRAY COMPANIES0001230245-14-000016
SEC(opens sec.gov)
Dec 104
DreamWorks Animation SKG, Inc.0001181431-13-062256
SEC(opens sec.gov)
May 94
PIPER JAFFRAY COMPANIES0001230245-13-000138
SEC(opens sec.gov)
Dec 104
DreamWorks Animation SKG, Inc.0001181431-12-063531
SEC(opens sec.gov)
May 114
PIPER JAFFRAY COMPANIES0001230245-12-000125
SEC(opens sec.gov)

Companies

Address

1000 NICOLLET MALL

MINNEAPOLIS, MN, 55403