Insider · CIK 0001205036

KEYES JAMES H

Reports to the SEC for 4 companies · STAMFORD, CT

sec.gov

Transactions

Companies

Filings

CIK

0001205036

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2016-12-13	NAVISTAR INTERNATIONAL CORPStock Options (Right to buy)A Award	Director	AAward	+5,000 sh	$30.94	+$155K	5,000
2016-04-01	NAVISTAR INTERNATIONAL CORPA Award	Director	AAward	+1,597 sh	—	—	6,282
2015-12-08	NAVISTAR INTERNATIONAL CORPStock Options (Right to buy)A Award	Director	AAward	+5,000 sh	—	—	5,000
2015-04-01	NAVISTAR INTERNATIONAL CORPA Award	Director	AAward	+677 sh	—	—	4,685
2014-12-09	NAVISTAR INTERNATIONAL CORPStock Option (Right to Buy)A Award	Director	AAward	+5,000 sh	—	—	5,000
2013-12-16	NAVISTAR INTERNATIONAL CORPStock Option (Right to Buy)A Award	Director	AAward	+5,000 sh	—	—	5,000
2013-04-01	NAVISTAR INTERNATIONAL CORPA Award	Director	AAward	+585 sh	—	—	3,416
2012-12-11	NAVISTAR INTERNATIONAL CORPStock Option (Right to Buy)A Award	Director	AAward	+5,000 sh	—	—	5,000
2012-05-14	PBIPITNEY BOWES INC /DE/A Award	Director	AAward	+2,200 sh	$14.52	+$31.9K	28,302
2012-04-01	NAVISTAR INTERNATIONAL CORPA Award	Director	AAward	+490 sh	—	—	2,831
2011-12-13	NAVISTAR INTERNATIONAL CORPStock Option (Right to Buy)A Award	Director	AAward	+5,000 sh	—	—	5,000
2011-05-09	PBIPITNEY BOWES INC /DE/A Award	Director	AAward	+2,200 sh	$24.66	+$54.3K	26,102
2011-04-01	NAVISTAR INTERNATIONAL CORPA Award	Director	AAward	+216 sh	—	—	2,341
2010-12-14	NAVISTAR INTERNATIONAL CORPStock Option (Right to Buy)A Award	Director	AAward	+4,000 sh	—	—	4,000
2010-05-10	PBIPITNEY BOWES INC /DE/A Award	Director	AAward	+2,200 sh	$24.61	+$54.2K	23,902
2010-04-01	NAVISTAR INTERNATIONAL CORPA Award	Director	AAward	+338 sh	—	—	2,125
2009-12-15	NAVISTAR INTERNATIONAL CORPStock Option (right to buy)A Award	Director	AAward	+4,000 sh	—	—	4,000
2009-05-11	PBIPITNEY BOWES INC /DE/A Award	Director	AAward	+2,200 sh	$22.12	+$48.7K	21,702
2009-04-01	NAVISTAR INTERNATIONAL CORPA Award	Director	AAward	+454 sh	—	—	1,787
2006-12-31	NAVISTAR INTERNATIONAL CORPPhantom Stock UnitsA Award	Director	AAward	+534.601 sh	$33.67	+$18K	534.601
2006-12-29	NAVISTAR INTERNATIONAL CORPPhantom Stock UnitsA Award	Director	AAward	+44.55 sh	$33.67	+$1,499.999	44.55
2006-08-24	NAVISTAR INTERNATIONAL CORPPhantom Stock UnitsA Award	Director	AAward	+65.402 sh	$22.93	+$1,499.995	65.402
2006-07-03	NAVISTAR INTERNATIONAL CORPPhantom Stock UnitsA Award	Director	AAward	+735.294 sh	$24.48	+$18K	735.294
2006-06-20	NAVISTAR INTERNATIONAL CORPPhantom Stock UnitsA Award	Director	AAward	+249.014 sh	$24.09	+$5,999.992	249.014
2006-03-17	NAVISTAR INTERNATIONAL CORPPhantom Stock UnitsA Award	Director	AAward	+52.183 sh	$28.75	+$1,500	52.183
2006-01-27	NAVISTAR INTERNATIONAL CORPPhantom Stock UnitsA Award	Director	AAward	+56.254 sh	$26.66	+$1,500.013	56.254
2006-01-09	NAVISTAR INTERNATIONAL CORPPhantom Stock UnitsA Award	Director	AAward	+51.3 sh	$29.24	+$1,500.012	51.3
2006-01-06	NAVISTAR INTERNATIONAL CORPPhantom Stock UnitsA Award	Director	AAward	+51.662 sh	$29.04	+$1,500.006	51.662
2005-12-31	NAVISTAR INTERNATIONAL CORPPhantom Stock UnitsA Award	Director	AAward	+629.921 sh	$28.57	+$18K	629.921
2005-09-30	NAVISTAR INTERNATIONAL CORPPhantom Stock UnitsA Award	Director	AAward	+551.049 sh	$32.66	+$18K	551.049
2005-09-06	NAVISTAR INTERNATIONAL CORPPhantom Stock UnitsA Award	Director	AAward	+46.261 sh	$32.42	+$1,500.013	46.261
2005-08-30	NAVISTAR INTERNATIONAL CORPPhantom Stock UnitsA Award	Director	AAward	+193.081 sh	$31.07	+$5,999.992	193.081
2005-08-19	NAVISTAR INTERNATIONAL CORPPhantom Stock UnitsA Award	Director	AAward	+45.774 sh	$32.77	+$1,500.014	45.774
2005-06-30	NAVISTAR INTERNATIONAL CORPPhantom Stock UnitsA Award	Director	AAward	+558.053 sh	$32.26	+$18K	558.053
2005-06-21	NAVISTAR INTERNATIONAL CORPPhantom Stock UnitsA Award	Director	AAward	+176.315 sh	$34.03	+$5,999.999	176.315
2005-06-06	NAVISTAR INTERNATIONAL CORPPhantom Stock UnitsA Award	Director	AAward	+49.677 sh	$30.20	+$1,499.997	49.677
2005-04-19	NAVISTAR INTERNATIONAL CORPPhantom Stock UnitsA Award	Director	AAward	+188.294 sh	$31.86	+$5,999.988	188.294
2005-04-05	NAVISTAR INTERNATIONAL CORPPhantom Stock UnitsA Award	Director	AAward	+40.956 sh	$36.63	+$1,500.014	40.956
2005-02-15	NAVISTAR INTERNATIONAL CORPPhantom Stock UnitsA Award	Director	AAward	+150.376 sh	$39.90	+$6,000.002	150.376
2005-02-10	NAVISTAR INTERNATIONAL CORPPhantom Stock UnitsA Award	Director	AAward	+38.645 sh	$38.81	+$1,500.006	38.645
2005-02-09	NAVISTAR INTERNATIONAL CORPPhantom Stock UnitsA Award	Director	AAward	+38.26 sh	$39.20	+$1,499.983	38.26
2005-01-28	NAVISTAR INTERNATIONAL CORPPhantom Stock UnitsA Award	Director	AAward	+38.013 sh	$39.46	+$1,499.993	38.013
2005-01-25	NAVISTAR INTERNATIONAL CORPPhantom Stock UnitsA Award	Director	AAward	+37.826 sh	$39.66	+$1,499.99	37.826
2005-01-19	NAVISTAR INTERNATIONAL CORPPhantom Stock UnitsA Award	Director	AAward	+36.049 sh	$41.61	+$1,499.999	36.049
2005-01-14	JOHNSON CONTROLS INCM Exercise/Conversion	Director	MExercise/Conversion	+554.402 sh	—	—	176,011.402
2005-01-14	JOHNSON CONTROLS INCD Disposition to Issuer	Director	DDisposition to Issuer	−554.402 sh	$61.24	−$34K	175,457
2005-01-14	JOHNSON CONTROLS INCPhantom Stock Units / Directors' Retirement PlanM Exercise/Conversion	Director	MExercise/Conversion	−554.402 sh	—	—	0
2005-01-07	NAVISTAR INTERNATIONAL CORPPhantom Stock UnitsA Award	Director	AAward	+36.67 sh	$40.91	+$1,499.986	36.67
2005-01-04	NAVISTAR INTERNATIONAL CORPPhantom Stock UnitsA Award	Director	AAward	+34.734 sh	$43.19	+$1,499.988	34.734
2004-12-31	NAVISTAR INTERNATIONAL CORPPhantom Stock UnitsA Award	Director	AAward	+408.024 sh	$44.12	+$18K	408.024

Recent filings

Accepted (ET)
Dec 154
NAVISTAR INTERNATIONAL CORP0000808450-16-000130
SEC(opens sec.gov)
Apr 44
NAVISTAR INTERNATIONAL CORP0000808450-16-000098
SEC(opens sec.gov)
Dec 104
NAVISTAR INTERNATIONAL CORP0000808450-15-000058
SEC(opens sec.gov)
Apr 24
NAVISTAR INTERNATIONAL CORP0000808450-15-000029
SEC(opens sec.gov)
Dec 114
NAVISTAR INTERNATIONAL CORP0000808450-14-000072
SEC(opens sec.gov)
Dec 184
NAVISTAR INTERNATIONAL CORP0000808450-13-000071
SEC(opens sec.gov)
Apr 24
KEYES JAMES H0000808450-13-000024
SEC(opens sec.gov)
Dec 124
KEYES JAMES H0000808450-12-000050
SEC(opens sec.gov)
May 154
KEYES JAMES H0001225208-12-012357
SEC(opens sec.gov)
Apr 34
KEYES JAMES H0000808450-12-000014
SEC(opens sec.gov)
Dec 154
KEYES JAMES H0000808450-11-000083
SEC(opens sec.gov)
May 104
KEYES JAMES H0001225208-11-013842
SEC(opens sec.gov)
Apr 44
KEYES JAMES H0000808450-11-000025
SEC(opens sec.gov)
Dec 154
KEYES JAMES H0000808450-10-000057
SEC(opens sec.gov)
May 104
KEYES JAMES H0001225208-10-012482
SEC(opens sec.gov)
Apr 24
KEYES JAMES H0000808450-10-000021
SEC(opens sec.gov)
Dec 164
KEYES JAMES H0000808450-09-000074
SEC(opens sec.gov)
May 124
KEYES JAMES H0001225208-09-012228
SEC(opens sec.gov)
Apr 34
KEYES JAMES H0000808450-09-000013
SEC(opens sec.gov)
Jan 34
NAVISTAR INTERNATIONAL CORP0000808450-07-000003
SEC(opens sec.gov)

Companies

Address

WORLD HEADQUARTERS ONE ELMCROFT ROAD

STAMFORD, CT, 06926