Insider · CIK 0001205074

ROSENBLUM RICHARD

Reports to the SEC for 7 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001205074

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2022-07-11	IPSIInnovative Payment Solutions, Inc.A Award	Director, President and CFO	AAward	+2M sh	—	—	4,000,000
2021-08-16	IPSIInnovative Payment Solutions, Inc. · Stock OptionA Award	Director, President and CFO	AAward	+10M sh	—	—	10,000,000
2016-02-29	chatAND, Inc.A Award	Former Director	AAward	+500K sh	—	—	1,147,716
2014-07-21	chatAND, Inc.B Warrant to Purchase Shares of Common StockJ Other	Former Director	JOther	+506 sh	—	—	506
2014-07-21	chatAND, Inc.B Warrant to Purchase Shares of Common StockJ Other	Former Director	JOther	−506 sh	—	—	0
2014-07-21	chatAND, Inc.C Warrant to Purchase Shares of Common StockJ Other	Former Director	JOther	−506 sh	—	—	0
2014-07-21	chatAND, Inc.C Warrant to Purchase Shares of Common StockJ Other	Former Director	JOther	+506 sh	—	—	506
2014-07-11	chatAND, Inc.J Other	Former Director	JOther	−648K sh	—	—	0
2014-07-11	chatAND, Inc.J Other	Former Director	JOther	+648K sh	—	—	647,716
2014-06-06	chatAND, Inc.P Purchase	Former Director	PPurchase	+253K sh	$0.10	+$25.3K	647,716
2014-04-08	chatAND, Inc.B Warrant to Purchase Shares of Common StockP Purchase	Former Director	PPurchase	+506 sh	—	—	506
2014-04-08	chatAND, Inc.C Warrant to Purchase Shares of Common StockP Purchase	Former Director	PPurchase	+506 sh	—	—	506
2014-04-08	chatAND, Inc.P Purchase	Former Director	PPurchase	+101K sh	$0.10	+$10.1K	394,771
2014-02-10	chatAND, Inc.C Conversion	Former Director	CConversion	+49.4K sh	$0.15	+$7,415.85	160,165
2014-02-10	chatAND, Inc.P Purchase	Former Director	PPurchase	+14.5K sh	$0.10	+$1,445.9	174,624
2014-02-10	chatAND, Inc.5% Senior Secured Convertible NoteC Conversion	Former Director	CConversion	−1 sh	—	—	0
2014-02-10	chatAND, Inc.5% Senior Secured Convertible NoteC Conversion	Former Director	CConversion	−1 sh	—	—	0
2014-02-10	chatAND, Inc.G Gift	Former Director	GGift	+945K sh	—	—	2,331,075
2014-02-10	chatAND, Inc.P Purchase	Former Director	PPurchase	+40.9K sh	$0.10	+$4,092	1,386,498
2014-02-10	chatAND, Inc.C Conversion	Former Director	CConversion	+415K sh	$0.15	+$62.3K	1,345,578
2014-02-10	chatAND, Inc.C Conversion	Former Director	CConversion	+872K sh	$0.10	+$87.2K	930,208
2014-02-10	chatAND, Inc.G Gift	Former Director	GGift	+119K sh	—	—	293,593
2014-02-10	chatAND, Inc.Warrant to Purchase Shares of Common StockC Conversion	Former Director	CConversion	−49.4K sh	—	—	0
2014-02-10	chatAND, Inc.Warrant to Purchase Shares of Common StockC Conversion	Former Director	CConversion	−415K sh	—	—	0
2014-02-10	chatAND, Inc.C Conversion	Former Director	CConversion	+104K sh	$0.10	+$10.4K	110,726
2014-01-06	Adynxx, Inc.Stock Option (right to buy)D Disposition to Issuer	Former Director	DDisposition to Issuer	−11.4K sh	—	—	0
2014-01-06	Adynxx, Inc.A Award	Former Director	AAward	+195K sh	—	—	819,307
2014-01-06	Adynxx, Inc.Stock Option (right to buy)D Disposition to Issuer	Former Director	DDisposition to Issuer	−114K sh	—	—	0
2014-01-06	Adynxx, Inc.Stock Option (right to buy)D Disposition to Issuer	Former Director	DDisposition to Issuer	−38.1K sh	—	—	0
2014-01-06	Adynxx, Inc.Stock Option (right to buy)D Disposition to Issuer	Former Director	DDisposition to Issuer	−114K sh	—	—	0
2011-01-12	AXION INTERNATIONAL HOLDINGS, INC.S Sale	10% Owner	SSale	−5,000 sh	$1.70	−$8,500	1,539,619
2010-09-16	AXION INTERNATIONAL HOLDINGS, INC.S Sale	10% Owner	SSale	−17.4K sh	$1.00	−$17.4K	1,544,619
2010-09-15	AXION INTERNATIONAL HOLDINGS, INC.S Sale	10% Owner	SSale	−10.7K sh	$1.00	−$10.7K	1,562,007
2010-08-01	AXION INTERNATIONAL HOLDINGS, INC.10% Convertible Promissory NoteJ Other	10% Owner	JOther	−1 sh	—	—	0
2010-07-19	AXION INTERNATIONAL HOLDINGS, INC.J Other	10% Owner	JOther	+3,019 sh	—	—	1,572,707
2010-03-09	AXION INTERNATIONAL HOLDINGS, INC.J Other	10% Owner	JOther	+200K sh	—	—	586,950
2010-02-24	AXION INTERNATIONAL HOLDINGS, INC.S Sale	10% Owner	SSale	−500 sh	$2.20	−$1,100	386,950
2010-02-19	AXION INTERNATIONAL HOLDINGS, INC.S Sale	10% Owner	SSale	−1,000 sh	$2.09	−$2,090	387,450
2010-02-03	AXION INTERNATIONAL HOLDINGS, INC.P Purchase	10% Owner	PPurchase	+65K sh	$1.87	+$122K	1,569,688
2010-02-01	AXION INTERNATIONAL HOLDINGS, INC.Amended and Restated Purchase WarrantJ Other	10% Owner	JOther	+1 sh	—	—	1
2010-02-01	AXION INTERNATIONAL HOLDINGS, INC.10% Convertible Promissory NoteJ Other	10% Owner	JOther	+1 sh	—	—	1
2010-01-29	AXION INTERNATIONAL HOLDINGS, INC.P Purchase	10% Owner	PPurchase	+5,000 sh	$2.50	+$12.5K	1,504,688
2009-12-30	AXION INTERNATIONAL HOLDINGS, INC.S Sale	10% Owner	SSale	−17.7K sh	$2.96	−$52.4K	1,456,988
2009-12-29	AXION INTERNATIONAL HOLDINGS, INC.S Sale	10% Owner	SSale	−1,440 sh	$2.50	−$3,600	421,960
2009-12-29	AXION INTERNATIONAL HOLDINGS, INC.S Sale	10% Owner	SSale	−1,806 sh	$2.85	−$5,138.973	1,474,688
2009-12-28	AXION INTERNATIONAL HOLDINGS, INC.S Sale	10% Owner	SSale	−1,600 sh	$2.82	−$4,512	1,476,494
2009-12-28	AXION INTERNATIONAL HOLDINGS, INC.S Sale	10% Owner	SSale	−5,694 sh	$2.85	−$16.2K	1,478,094
2009-12-24	AXION INTERNATIONAL HOLDINGS, INC.P Purchase	10% Owner	PPurchase	+5,000 sh	$2.47	+$12.4K	1,483,788
2009-12-21	AXION INTERNATIONAL HOLDINGS, INC.S Sale	10% Owner	SSale	−1,800 sh	$2.60	−$4,680	423,400
2009-12-18	AXION INTERNATIONAL HOLDINGS, INC.S Sale	10% Owner	SSale	−1,800 sh	$2.75	−$4,950	425,200

Recent filings

Accepted (ET)
Jul 134
ROSENBLUM RICHARD0001213900-22-039144
SEC(opens sec.gov)
Aug 204
ROSENBLUM RICHARD0001213900-21-044009
SEC(opens sec.gov)
Mar 24
chatAND, Inc.0001493152-16-007772
SEC(opens sec.gov)
Jul 244
chatAND, Inc.0001493152-14-002268
SEC(opens sec.gov)

Companies

Address

C/O HEPALIFE TECHNOLOGIES INC. 850 THIRD AVENUE, SUITE 1801

NEW YORK, NY, 10022