Insider · CIK 0001205451

SCHOLTEN GARY P

Reports to the SEC for 1 company · DES MOINES, IA

sec.gov

Transactions

Companies

Filings

CIK

0001205451

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2020-03-27	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	EVP & Ch Info Officer	AAward	+24.2 sh	$32.60	+$788.92	1,432.5
2020-02-24	PFGPRINCIPAL FINANCIAL GROUP INCA Award	EVP & Ch Info Officer	AAward	+5,171 sh	—	—	86,268
2020-02-24	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)A Award	EVP & Ch Info Officer	AAward	+45.4K sh	—	—	45,430
2019-12-27	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	EVP & Ch Info Officer	AAward	+14 sh	$54.76	+$766.64	1,408.3
2019-09-27	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	EVP & Ch Info Officer	AAward	+13.2 sh	$57.37	+$757.284	1,394.3
2019-06-28	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	EVP & Ch Info Officer	AAward	+12.8 sh	$57.92	+$741.376	1,381
2019-03-29	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	EVP & Ch Info Officer	AAward	+14.6 sh	$50.19	+$732.774	1,368.3
2019-02-25	PFGPRINCIPAL FINANCIAL GROUP INCA Award	EVP & Ch Info Officer	AAward	+11K sh	—	—	81,097
2019-02-25	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)A Award	EVP & Ch Info Officer	AAward	+43.8K sh	—	—	43,795
2018-12-28	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	EVP & Ch Info Officer	AAward	+16.6 sh	$43.56	+$723.096	1,353.7
2018-09-28	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	EVP & Ch Info Officer	AAward	+12 sh	$58.59	+$703.08	1,337.1
2018-06-29	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	EVP & Ch Info Officer	AAward	+12.9 sh	$52.95	+$683.055	1,325.1
2018-03-29	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	EVP & Ch Info Officer	AAward	+10.9 sh	$60.91	+$663.919	1,312.3
2018-02-26	PFGPRINCIPAL FINANCIAL GROUP INCA Award	EVP & Ch Info Officer	AAward	+5,367 sh	—	—	69,261
2018-02-26	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)A Award	EVP & Ch Info Officer	AAward	+29.5K sh	—	—	29,490
2017-12-28	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	EVP & Ch Info Officer	AAward	+8.9 sh	$71.39	+$635.371	1,301.4
2017-11-17	PFGPRINCIPAL FINANCIAL GROUP INCG Gift	EVP & Ch Info Officer	GGift	−900 sh	—	—	63,808
2017-09-29	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	EVP & Ch Info Officer	AAward	+9.4 sh	$64.34	+$604.796	1,292.5
2017-07-25	PFGPRINCIPAL FINANCIAL GROUP INCM Exercise/Conversion	EVP & Ch Info Officer	MExercise/Conversion	+13.5K sh	$34.26	+$462K	77,687
2017-07-25	PFGPRINCIPAL FINANCIAL GROUP INCS Sale	EVP & Ch Info Officer	SSale	−13.5K sh	$67.00	−$904K	64,192
2017-07-25	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)M Exercise/Conversion	EVP & Ch Info Officer	MExercise/Conversion	−13.5K sh	—	—	0
2017-06-30	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	EVP & Ch Info Officer	AAward	+9.1 sh	$64.07	+$583.037	1,283.1
2017-06-15	PFGPRINCIPAL FINANCIAL GROUP INCM Exercise/Conversion	EVP & Ch Info Officer	MExercise/Conversion	+22K sh	$27.46	+$603K	86,059
2017-06-15	PFGPRINCIPAL FINANCIAL GROUP INCS Sale	EVP & Ch Info Officer	SSale	−22K sh	$65.04	−$1.43M	64,109
2017-06-15	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)M Exercise/Conversion	EVP & Ch Info Officer	MExercise/Conversion	−22K sh	—	—	0
2017-03-31	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	EVP & Ch Info Officer	AAward	+9 sh	$63.11	+$567.99	1,274
2017-02-27	PFGPRINCIPAL FINANCIAL GROUP INCA Award	EVP & Ch Info Officer	AAward	+6,838 sh	—	—	64,025
2017-02-27	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)A Award	EVP & Ch Info Officer	AAward	+31.7K sh	—	—	31,745
2017-02-22	PFGPRINCIPAL FINANCIAL GROUP INCM Exercise/Conversion	EVP & Ch Info Officer	MExercise/Conversion	+20.9K sh	$60.10	+$1.26M	78,087
2017-02-22	PFGPRINCIPAL FINANCIAL GROUP INCS Sale	EVP & Ch Info Officer	SSale	−20.9K sh	$63.10	−$1.32M	57,187
2017-02-22	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)M Exercise/Conversion	EVP & Ch Info Officer	MExercise/Conversion	−20.9K sh	—	—	0
2016-12-27	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	EVP & Ch Info Officer	AAward	+9.2 sh	$58.73	+$540.316	1,265
2016-12-09	PFGPRINCIPAL FINANCIAL GROUP INCS Sale	EVP & Ch Info Officer	SSale	−13.5K sh	$60.31	−$817K	57,101
2016-12-07	PFGPRINCIPAL FINANCIAL GROUP INCM Exercise/Conversion	EVP & Ch Info Officer	MExercise/Conversion	+17.7K sh	$22.21	+$394K	88,375
2016-12-07	PFGPRINCIPAL FINANCIAL GROUP INCS Sale	EVP & Ch Info Officer	SSale	−17.7K sh	$60.00	−$1.06M	70,650
2016-12-07	PFGPRINCIPAL FINANCIAL GROUP INCM Exercise/Conversion	EVP & Ch Info Officer	MExercise/Conversion	+6,755 sh	$56.42	+$381K	77,405
2016-12-07	PFGPRINCIPAL FINANCIAL GROUP INCS Sale	EVP & Ch Info Officer	SSale	−6,755 sh	$60.00	−$405K	70,650
2016-12-07	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)M Exercise/Conversion	EVP & Ch Info Officer	MExercise/Conversion	−17.7K sh	—	—	0
2016-12-07	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)M Exercise/Conversion	EVP & Ch Info Officer	MExercise/Conversion	−6,755 sh	—	—	0
2016-11-10	PFGPRINCIPAL FINANCIAL GROUP INCS Sale	EVP & Ch Info Officer	SSale	−13K sh	$58.00	−$754K	70,650
2016-09-30	PFGPRINCIPAL FINANCIAL GROUP INCA Award	EVP & Ch Info Officer	AAward	+17 sh	—	—	83,650
2016-09-30	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	EVP & Ch Info Officer	AAward	+9.9 sh	$51.51	+$509.949	1,255.8
2016-06-24	PFGPRINCIPAL FINANCIAL GROUP INCA Award	EVP & Ch Info Officer	AAward	+20 sh	—	—	82,974
2016-06-24	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	EVP & Ch Info Officer	AAward	+12 sh	$39.96	+$479.52	1,245.8
2016-03-25	PFGPRINCIPAL FINANCIAL GROUP INCA Award	EVP & Ch Info Officer	AAward	+20 sh	—	—	82,842
2016-03-25	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	EVP & Ch Info Officer	AAward	+11.9 sh	$38.90	+$462.91	1,233.8
2016-02-22	PFGPRINCIPAL FINANCIAL GROUP INCA Award	EVP & Ch Info Officer	AAward	+13K sh	—	—	82,717
2016-02-22	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)A Award	EVP & Ch Info Officer	AAward	+53K sh	—	—	52,975
2015-12-28	PFGPRINCIPAL FINANCIAL GROUP INCA Award	EVP & Ch Info Officer	AAward	+25 sh	—	—	69,701
2015-12-28	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	EVP & Ch Info Officer	AAward	+10.1 sh	$45.57	+$460.257	1,221.9

Recent filings

Accepted (ET)
Mar 314
SCHOLTEN GARY P0001126328-20-000114
SEC(opens sec.gov)
Feb 264
SCHOLTEN GARY P0001126328-20-000083
SEC(opens sec.gov)
Dec 314
SCHOLTEN GARY P0001126328-19-000275
SEC(opens sec.gov)
Oct 14
SCHOLTEN GARY P0001126328-19-000231
SEC(opens sec.gov)
Jul 24
SCHOLTEN GARY P0001126328-19-000194
SEC(opens sec.gov)
Apr 24
SCHOLTEN GARY P0001126328-19-000129
SEC(opens sec.gov)
Feb 274
SCHOLTEN GARY P0001126328-19-000099
SEC(opens sec.gov)
Jan 24
SCHOLTEN GARY P0001126328-19-000018
SEC(opens sec.gov)
Oct 24
SCHOLTEN GARY P0001126328-18-000264
SEC(opens sec.gov)
Jul 34
SCHOLTEN GARY P0001126328-18-000206
SEC(opens sec.gov)
Apr 24
SCHOLTEN GARY P0001126328-18-000135
SEC(opens sec.gov)
Feb 284
SCHOLTEN GARY P0001126328-18-000107
SEC(opens sec.gov)
Jan 24
SCHOLTEN GARY P0001126328-18-000016
SEC(opens sec.gov)
Nov 204
SCHOLTEN GARY P0001126328-17-000283
SEC(opens sec.gov)
Oct 34
SCHOLTEN GARY P0001126328-17-000242
SEC(opens sec.gov)
Jul 264
SCHOLTEN GARY P0001126328-17-000196
SEC(opens sec.gov)

Companies

PRINCIPAL FINANCIAL GROUP INCEVP & Ch Info OfficerPFG

Address

711 HIGH STREET

DES MOINES, IA, 50392