Insider · CIK 0001205624

ROSS EDWARD H

Reports to the SEC for 2 companies · EVANSTON, IL

sec.gov

Transactions

Companies

Filings

CIK

0001205624

Forms 4 and 5

Insider transactions

19 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2020-04-20	FDUSFIDUS INVESTMENT CorpW Will/Inheritance	Director, See Remarks	WWill/Inheritance	+333 sh	—	—	177,788
2020-03-12	FDUSFIDUS INVESTMENT CorpP Purchase	Director, See Remarks	PPurchase	+4,000 sh	$9.31	+$37.2K	177,454.81
2020-03-10	FDUSFIDUS INVESTMENT CorpP Purchase	Director, See Remarks	PPurchase	+2,000 sh	$11.81	+$23.6K	173,454.81
2018-03-07	FDUSFIDUS INVESTMENT CorpP Purchase	Director, See Remarks	PPurchase	+3,500 sh	$13.18	+$46.1K	171,454.81
2012-11-08	FDUSFIDUS INVESTMENT CorpP Purchase	Director, See Remarks	PPurchase	+2,000 sh	$15.39	+$30.8K	167,954.81
2012-03-14	FDUSFIDUS INVESTMENT CorpP Purchase	Director, See Remarks	PPurchase	+2,000 sh	$13.79	+$27.6K	161,504.124
2011-11-22	FDUSFIDUS INVESTMENT CorpP Purchase	Director, See Remarks	PPurchase	+1,800 sh	$12.04	+$21.7K	157,971.125
2011-11-22	FDUSFIDUS INVESTMENT CorpP Purchase	Director, See Remarks	PPurchase	+1,800 sh	$12.04	+$21.7K	157,971.125
2011-11-21	FDUSFIDUS INVESTMENT CorpP Purchase	Director, See Remarks	PPurchase	+200 sh	$11.95	+$2,390	156,171.125
2011-11-21	FDUSFIDUS INVESTMENT CorpP Purchase	Director, See Remarks	PPurchase	+200 sh	$11.95	+$2,390	156,171.125
2011-06-21	FDUSFIDUS INVESTMENT CorpL Small Acquisition	Director, See Remarks	LSmall Acquisition	+100 sh	$14.75	+$1,475	159,504.124
2005-08-03	ALLIED CAPITAL CORPIncentive Stock Option (right to buy)A Award	Managing Director	AAward	+3,635 sh	—	—	3,635
2005-08-03	ALLIED CAPITAL CORPNon-Qualified Stock Option (right to buy)A Award	Managing Director	AAward	+196K sh	—	—	196,365
2005-06-22	ALLIED CAPITAL CORPPhantom Stock UnitsA Award	Managing Director	AAward	+3,116 sh	$27.63	+$86.1K	24,495
2004-12-31	ALLIED CAPITAL CORPPhantom Stock UnitsJ Other	Managing Director	JOther	+287 sh	$26.14	+$7,503.615	287
2004-12-21	ALLIED CAPITAL CORPPhantom Stock UnitsA Award	Managing Director	AAward	+4,137 sh	$27.64	+$114K	4,137
2004-10-01	ALLIED CAPITAL CORPPhantom Stock UnitsJ Other	Managing Director	JOther	+197 sh	$24.62	+$4,850.14	197
2004-09-22	ALLIED CAPITAL CORPPhantom Stock UnitsA Award	Managing Director	AAward	+4,480 sh	$25.51	+$114K	4,480
2004-05-27	ALLIED CAPITAL CORPNon-Qualified Stock Option (right to buy)A Award	Managing Director	AAward	+200K sh	$26.20	+$5.24M	200,000

Recent filings

Accepted (ET)
Feb 45
ROSS EDWARD H0000899243-21-004922
SEC(opens sec.gov)
Mar 124
ROSS EDWARD H0000899243-20-008090
SEC(opens sec.gov)
Mar 104
ROSS EDWARD H0000899243-20-007757
SEC(opens sec.gov)
Mar 124
ROSS EDWARD H0000899243-18-007181
SEC(opens sec.gov)
Nov 94
ROSS EDWARD H0001209191-12-052492
SEC(opens sec.gov)
Mar 144
ROSS EDWARD H0001209191-12-018284
SEC(opens sec.gov)
Feb 145
ROSS EDWARD H0001209191-12-009756
SEC(opens sec.gov)
Dec 14/A
ROSS EDWARD H0001209191-11-058635
SEC(opens sec.gov)
Nov 234
ROSS EDWARD H0001209191-11-057816
SEC(opens sec.gov)
Aug 54
ALLIED CAPITAL CORP0001252853-05-000201
SEC(opens sec.gov)
Jun 234
ROSS EDWARD H0001252853-05-000165
SEC(opens sec.gov)
Jan 275
ROSS EDWARD H0001252853-05-000032
SEC(opens sec.gov)
Dec 224
ALLIED CAPITAL CORP0001252853-04-000087
SEC(opens sec.gov)
Sep 224
ROSS EDWARD H0001252853-04-000025
SEC(opens sec.gov)
May 284
ROSS EDWARD H0001241929-04-000124
SEC(opens sec.gov)

Companies

Address

C/O FIDUS INVESTMENT CORPORATION 1603 ORRINGTON AVENUE, SUITE 820

EVANSTON, IL, 60201