Insider · CIK 0001205631

WALTON WILLIAM L

Reports to the SEC for 1 company · WASHINGTON, DC

sec.gov

Transactions

Companies

Filings

CIK

0001205631

Forms 4 and 5

Insider transactions

28 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2010-04-01	ALLIED CAPITAL CORPD Disposition to Issuer	Director, Chairman of the Board	DDisposition to Issuer	−1.21M sh	—	—	0
2010-04-01	ALLIED CAPITAL CORPD Disposition to Issuer	Director, Chairman of the Board	DDisposition to Issuer	−14.1K sh	—	—	0
2010-04-01	ALLIED CAPITAL CORPD Disposition to Issuer	Director, Chairman of the Board	DDisposition to Issuer	−9,799 sh	—	—	6,016
2010-04-01	ALLIED CAPITAL CORPD Disposition to Issuer	Director, Chairman of the Board	DDisposition to Issuer	−6,016 sh	—	—	0
2010-04-01	ALLIED CAPITAL CORPD Disposition to Issuer	Director, Chairman of the Board	DDisposition to Issuer	−2,663 sh	—	—	0
2010-04-01	ALLIED CAPITAL CORPIncentive Stock Option (right to buy)D Disposition to Issuer	Director, Chairman of the Board	DDisposition to Issuer	−50 sh	—	—	0
2010-04-01	ALLIED CAPITAL CORPNon-Qualified Stock Option (right to buy)D Disposition to Issuer	Director, Chairman of the Board	DDisposition to Issuer	−900K sh	—	—	0
2009-03-03	ALLIED CAPITAL CORPIncentive Stock Option (right to buy)A Award	Director, Chairman of the Board	AAward	+50 sh	—	—	50
2009-03-03	ALLIED CAPITAL CORPNon-Qualified Stock Option (right to buy)A Award	Director, Chairman of the Board	AAward	+900K sh	—	—	899,950
2008-02-01	ALLIED CAPITAL CORPIncentive Stock Option (right to buy)A Award	Director, Chairman of the Board	AAward	+8,710 sh	—	—	8,710
2008-02-01	ALLIED CAPITAL CORPNon-Qualified Stock Option (right to buy)A Award	Director, Chairman of the Board	AAward	+566K sh	—	—	566,290
2007-12-17	ALLIED CAPITAL CORPPhantom Stock UnitsA Award	Director, Chairman of the Board	AAward	+16.3K sh	$22.29	+$363K	308,904
2007-09-17	ALLIED CAPITAL CORPPhantom Stock UnitsA Award	Director, Chairman of the Board	AAward	+12.7K sh	$28.67	+$363K	286,624
2007-09-11	ALLIED CAPITAL CORPG Gift	Director, Chairman of the Board	GGift	−100K sh	—	—	807,797
2007-06-22	ALLIED CAPITAL CORPPhantom Stock UnitsA Award	Director, Chairman of the Board	AAward	+11.3K sh	$32.00	+$363K	268,704
2006-06-23	ALLIED CAPITAL CORPPhantom Stock UnitsA Award	Director, Chairman of the Board	AAward	+12.2K sh	$29.70	+$363K	203,784
2006-01-05	ALLIED CAPITAL CORPM Exercise/Conversion	Director, Chairman of the Board	MExercise/Conversion	+4,646 sh	$21.52	+$100K	452,586
2006-01-05	ALLIED CAPITAL CORPIncentive Stock Option (right to buy)M Exercise/Conversion	Director, Chairman of the Board	MExercise/Conversion	−4,646 sh	—	—	0
2005-06-22	ALLIED CAPITAL CORPPhantom Stock UnitsA Award	Director, Chairman of the Board	AAward	+13.1K sh	$27.63	+$363K	141,908
2004-12-31	ALLIED CAPITAL CORPPhantom Stock UnitsJ Other	Director, Chairman of the Board	JOther	+1,816 sh	$26.14	+$47.5K	1,816
2004-12-21	ALLIED CAPITAL CORPPhantom Stock UnitsA Award	Director, Chairman of the Board	AAward	+26.3K sh	$27.64	+$726K	26,258
2004-10-01	ALLIED CAPITAL CORPPhantom Stock UnitsJ Other	Director, Chairman of the Board	JOther	+1,253 sh	$24.62	+$30.8K	1,253
2004-09-22	ALLIED CAPITAL CORPPhantom Stock UnitsA Award	Director, Chairman of the Board	AAward	+28.4K sh	$25.51	+$725K	28,431
2004-03-11	ALLIED CAPITAL CORPNon-Qualified Stock Option (right to buy)A Award	Director, Chairman of the Board	AAward	+393K sh	—	—	393,100
2003-12-31	ALLIED CAPITAL CORPL Small Acquisition	Director, Chairman of the Board	LSmall Acquisition	+79 sh	—	—	3,966
2003-09-30	ALLIED CAPITAL CORPL Small Acquisition	Director, Chairman of the Board	LSmall Acquisition	+77 sh	—	—	3,887
2003-06-30	ALLIED CAPITAL CORPL Small Acquisition	Director, Chairman of the Board	LSmall Acquisition	+86 sh	—	—	3,810
2003-03-31	ALLIED CAPITAL CORPL Small Acquisition	Director, Chairman of the Board	LSmall Acquisition	+91 sh	—	—	3,724

Recent filings

Accepted (ET)
Apr 54
WALTON WILLIAM L0001252853-10-000041
SEC(opens sec.gov)
Mar 54
WALTON WILLIAM L0001252853-09-000010
SEC(opens sec.gov)
Feb 54
WALTON WILLIAM L0001420827-08-000047
SEC(opens sec.gov)
Dec 194
WALTON WILLIAM L0001420827-07-000037
SEC(opens sec.gov)
Sep 194
ALLIED CAPITAL CORP0001252853-07-000241
SEC(opens sec.gov)
Sep 174
ALLIED CAPITAL CORP0001252853-07-000215
SEC(opens sec.gov)
Jun 254
ALLIED CAPITAL CORP0001252853-07-000145
SEC(opens sec.gov)
Jun 234
WALTON WILLIAM L0001300320-06-000088
SEC(opens sec.gov)
Jan 64
WALTON WILLIAM L0001300320-06-000002
SEC(opens sec.gov)
Jun 234
WALTON WILLIAM L0001252853-05-000171
SEC(opens sec.gov)
Jan 285
WALTON WILLIAM L0001252853-05-000040
SEC(opens sec.gov)

Companies

ALLIED CAPITAL CORPDirector, Chairman of the Board

Address

1919 PENNSYLVANIA AVENUE, NW 3RD FLOOR

WASHINGTON, DC, 20006