Insider · CIK 0001207180

HARTMAN SCOTT F

Reports to the SEC for 1 company · KANSAS CITY, MO

sec.gov

Transactions

Companies

Filings

CIK

0001207180

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2007-01-28	NOVATION COMPANIES, INC.M Exercise/Conversion	Director, Chairman and CEO	MExercise/Conversion	+2,000 sh	—	—	1,137,239
2007-01-28	NOVATION COMPANIES, INC.Restricted StockM Exercise/Conversion	Director, Chairman and CEO	MExercise/Conversion	−2,000 sh	—	—	108,561
2005-05-27	NOVATION COMPANIES, INC.A Award	Director, Chairman and CEO	AAward	+10K sh	$36.50	+$366K	1,120,040
2005-02-14	NOVATION COMPANIES, INC.A Award	Director, Chairman and CEO	AAward	+372 sh	$34.95	+$13K	1,109,785
2005-02-07	NOVATION COMPANIES, INC.Restricted StockA Award	Director, Chairman and CEO	AAward	+4,400 sh	—	—	67,900
2005-02-07	NOVATION COMPANIES, INC.Stock OptionA Award	Director, Chairman and CEO	AAward	+3,465 sh	$42.13	+$146K	71,365
2005-02-07	NOVATION COMPANIES, INC.Stock OptionA Award	Director, Chairman and CEO	AAward	+3,465 sh	$42.13	+$146K	74,830
2005-02-07	NOVATION COMPANIES, INC.Stock OptionA Award	Director, Chairman and CEO	AAward	+3,465 sh	$42.13	+$146K	78,295
2005-02-07	NOVATION COMPANIES, INC.Stock OptionA Award	Director, Chairman and CEO	AAward	+3,465 sh	$42.13	+$146K	81,760
2005-02-07	NOVATION COMPANIES, INC.Performance based restricted stockA Award	Director, Chairman and CEO	AAward	+4,400 sh	—	—	86,160
2005-01-28	NOVATION COMPANIES, INC.M Exercise/Conversion	Director, Chairman and CEO	MExercise/Conversion	+2,000 sh	—	—	1,109,413
2005-01-28	NOVATION COMPANIES, INC.Restricted StockM Exercise/Conversion	Director, Chairman and CEO	MExercise/Conversion	−2,000 sh	—	—	63,500
2005-01-14	NOVATION COMPANIES, INC.A Award	Director, Chairman and CEO	AAward	+13.7K sh	$47.50	+$650K	1,107,413
2004-12-29	NOVATION COMPANIES, INC.M Exercise/Conversion	Director, Chairman and CEO	MExercise/Conversion	+50K sh	$1.88	+$93.8K	1,092,522
2004-12-29	NOVATION COMPANIES, INC.Stock OptionM Exercise/Conversion	Director, Chairman and CEO	MExercise/Conversion	−50K sh	$1.88	−$93.8K	65,500
2004-08-26	NOVATION COMPANIES, INC.A Award	Director, Chairman and CEO	AAward	+7,768 sh	$39.96	+$310K	1,034,798
2004-05-28	NOVATION COMPANIES, INC.A Award	Director, Chairman and CEO	AAward	+343 sh	$37.77	+$13K	1,027,030
2004-05-26	NOVATION COMPANIES, INC.A Award	Director, Chairman and CEO	AAward	+8,153 sh	$36.60	+$298K	1,026,687
2004-04-15	NOVATION COMPANIES, INC.A Award	Director, Chairman and CEO	AAward	+335 sh	$38.66	+$13K	1,017,753
2004-04-05	NOVATION COMPANIES, INC.P Purchase	Director, Chairman and CEO	PPurchase	+80K sh	$9.00	+$720K	957,842
2004-04-05	NOVATION COMPANIES, INC.P Purchase	Director, Chairman and CEO	PPurchase	+20.2K sh	—	—	978,016
2004-04-05	NOVATION COMPANIES, INC.P Purchase	Director, Chairman and CEO	PPurchase	+12.5K sh	$12.22	+$153K	990,516
2004-04-05	NOVATION COMPANIES, INC.P Purchase	Director, Chairman and CEO	PPurchase	+1,863 sh	—	—	992,379
2004-04-05	NOVATION COMPANIES, INC.P Purchase	Director, Chairman and CEO	PPurchase	+20K sh	$7.16	+$143K	1,012,379
2004-04-05	NOVATION COMPANIES, INC.P Purchase	Director, Chairman and CEO	PPurchase	+5,039 sh	—	—	1,017,418
2004-04-05	NOVATION COMPANIES, INC.Stock OptionX Exercise of In-Money	Director, Chairman and CEO	XExercise of In-Money	−80K sh	$9.00	−$720K	148,000
2004-04-05	NOVATION COMPANIES, INC.Stock OptionX Exercise of In-Money	Director, Chairman and CEO	XExercise of In-Money	−12.5K sh	$12.22	−$153K	135,500
2004-04-05	NOVATION COMPANIES, INC.Stock OptionX Exercise of In-Money	Director, Chairman and CEO	XExercise of In-Money	−20K sh	$7.16	−$143K	115,500
2004-01-15	NOVATION COMPANIES, INC.A Award	Director, Chairman and CEO	AAward	+276 sh	$45.28	+$12.5K	772,383
2004-01-02	NOVATION COMPANIES, INC.P Purchase	Director, Chairman and CEO	PPurchase	+37K sh	$1.88	+$69.4K	771,816
2004-01-02	NOVATION COMPANIES, INC.Stock OptionX Exercise of In-Money	Director, Chairman and CEO	XExercise of In-Money	−37K sh	$1.88	−$69.4K	220,000
2003-12-31	NOVATION COMPANIES, INC.A Award	Director, Chairman and CEO	AAward	+291 sh	$42.96	+$12.5K	772,107
2003-11-30	NOVATION COMPANIES, INC.A Award	Director, Chairman and CEO	AAward	+157 sh	$79.55	+$12.5K	360,753
2003-11-19	NOVATION COMPANIES, INC.A Award	Director, Chairman and CEO	AAward	+3,054 sh	$75.10	+$229K	360,596
2003-11-14	NOVATION COMPANIES, INC.A Award	Director, Chairman and CEO	AAward	+166 sh	$75.30	+$12.5K	357,542
2003-10-31	NOVATION COMPANIES, INC.A Award	Director, Chairman and CEO	AAward	+169 sh	$73.75	+$12.5K	357,376
2003-10-15	NOVATION COMPANIES, INC.A Award	Director, Chairman and CEO	AAward	+185 sh	$67.65	+$12.5K	357,207
2003-09-30	NOVATION COMPANIES, INC.A Award	Director, Chairman and CEO	AAward	+218 sh	$57.47	+$12.5K	357,022
2003-09-15	NOVATION COMPANIES, INC.P Purchase	Director, Chairman and CEO	PPurchase	+228 sh	$54.80	+$12.5K	356,804
2003-08-20	NOVATION COMPANIES, INC.P Purchase	Director, Chairman and CEO	PPurchase	+4,014 sh	$54.15	+$217K	356,576
2003-02-28	NOVATION COMPANIES, INC.P Purchase	Director, Chairman and CEO	PPurchase	+940 sh	$28.70	+$27K	28.7
2003-01-31	NOVATION COMPANIES, INC.P Purchase	Director, Chairman and CEO	PPurchase	+315 sh	$34.95	+$11K	34.95
2003-01-22	NOVATION COMPANIES, INC.P Purchase	Director, Chairman and CEO	PPurchase	+41.5K sh	$31.35	+$1.3M	31.35
2003-01-02	NOVATION COMPANIES, INC.A Award	Director, Chairman and CEO	AAward	−306K sh	—	—	3.75
2003-01-02	NOVATION COMPANIES, INC.Stock OptionX Exercise of In-Money	Director, Chairman and CEO	XExercise of In-Money	−4,000 sh	—	—	—
2002-12-30	NOVATION COMPANIES, INC.A Award	Director, Chairman and CEO	AAward	−302K sh	—	—	3.75
2002-12-30	NOVATION COMPANIES, INC.A Award	Director, Chairman and CEO	AAward	+300 sh	—	—	3.75
2002-12-30	NOVATION COMPANIES, INC.A Award	Director, Chairman and CEO	AAward	+300 sh	—	—	3.75
2002-12-30	NOVATION COMPANIES, INC.Stock OptionsX Exercise of In-Money	Director, Chairman and CEO	XExercise of In-Money	−20.4K sh	—	—	—
2002-12-30	NOVATION COMPANIES, INC.Stock OptionsX Exercise of In-Money	Director, Chairman and CEO	XExercise of In-Money	−300 sh	—	—	—

Recent filings

Accepted (ET)
Jan 304
NOVASTAR FINANCIAL INC0001025953-07-000020
SEC(opens sec.gov)
Jun 24
NOVASTAR FINANCIAL INC0001181431-05-032534
SEC(opens sec.gov)
Feb 174
NOVASTAR FINANCIAL INC0001181431-05-010820
SEC(opens sec.gov)
Feb 94
HARTMAN SCOTT F0001181431-05-008326
SEC(opens sec.gov)
Jan 314
HARTMAN SCOTT F0001181431-05-005692
SEC(opens sec.gov)
Jan 244
HARTMAN SCOTT F0001181431-05-004352
SEC(opens sec.gov)
Dec 294
HARTMAN SCOTT F0001181431-04-061103
SEC(opens sec.gov)
Aug 304
NOVASTAR FINANCIAL INC0001181431-04-042142
SEC(opens sec.gov)
Jun 14
NOVASTAR FINANCIAL INC0001181431-04-028648
SEC(opens sec.gov)
Apr 194
NOVASTAR FINANCIAL INC0001181431-04-021169
SEC(opens sec.gov)
Apr 64
NOVASTAR FINANCIAL INC0001181431-04-019540
SEC(opens sec.gov)

Companies

NOVATION COMPANIES, INC.Director, Chairman and CEO

Address

8140 WARD PARKWAY SUITE 300

KANSAS CITY, MO, 64114