Insider · CIK 0001207691

CASEY THOMAS W

Reports to the SEC for 2 companies · SAN FRANCISCO, CA

sec.gov

Transactions

Companies

Filings

CIK

0001207691

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2022-08-25	HAPNHappen, Inc.M Exercise/Conversion	Director, Chief Financial Officer	MExercise/Conversion	+12.2K sh	—	—	72,755
2022-08-25	HAPNHappen, Inc. · Restricted Stock Unit (RSU)M Exercise/Conversion	Director, Chief Financial Officer	MExercise/Conversion	−8,985 sh	—	—	17,972
2022-08-25	HAPNHappen, Inc.F Tax Payment	Director, Chief Financial Officer	FTax Payment	−31.5K sh	$14.01	−$441K	49,816
2022-08-25	HAPNHappen, Inc. · Restricted Stock Unit (RSU)M Exercise/Conversion	Director, Chief Financial Officer	MExercise/Conversion	−36.1K sh	—	—	72,116
2022-08-25	HAPNHappen, Inc. · Restricted Stock Unit (RSU)M Exercise/Conversion	Director, Chief Financial Officer	MExercise/Conversion	−12.2K sh	—	—	73,161
2022-08-25	HAPNHappen, Inc. · Restricted Stock Unit (RSU)M Exercise/Conversion	Director, Chief Financial Officer	MExercise/Conversion	−8,558 sh	—	—	85,584
2022-08-25	HAPNHappen, Inc.M Exercise/Conversion	Director, Chief Financial Officer	MExercise/Conversion	+8,985 sh	—	—	11,907
2022-08-25	HAPNHappen, Inc.M Exercise/Conversion	Director, Chief Financial Officer	MExercise/Conversion	+12.6K sh	—	—	24,503
2022-08-25	HAPNHappen, Inc. · Restricted Stock Unit (RSU)M Exercise/Conversion	Director, Chief Financial Officer	MExercise/Conversion	−12.6K sh	—	—	75,576
2022-08-25	HAPNHappen, Inc.M Exercise/Conversion	Director, Chief Financial Officer	MExercise/Conversion	+36.1K sh	—	—	60,561
2022-08-25	HAPNHappen, Inc.M Exercise/Conversion	Director, Chief Financial Officer	MExercise/Conversion	+8,558 sh	—	—	81,313
2022-06-02	HAPNHappen, Inc.G Gift	Director, Chief Financial Officer	GGift	−46.8K sh	—	—	2,922
2022-05-25	HAPNHappen, Inc.M Exercise/Conversion	Director, Chief Financial Officer	MExercise/Conversion	+8,558 sh	—	—	53,127
2022-05-25	HAPNHappen, Inc.F Tax Payment	Director, Chief Financial Officer	FTax Payment	−4,798 sh	$12.71	−$61K	44,569
2022-05-25	HAPNHappen, Inc.F Tax Payment	Director, Chief Financial Officer	FTax Payment	−14.2K sh	$12.71	−$180K	37,174
2022-05-25	HAPNHappen, Inc.M Exercise/Conversion	Director, Chief Financial Officer	MExercise/Conversion	+12.2K sh	—	—	49,367
2022-05-25	HAPNHappen, Inc.M Exercise/Conversion	Director, Chief Financial Officer	MExercise/Conversion	+8,986 sh	—	—	11,908
2022-05-25	HAPNHappen, Inc.F Tax Payment	Director, Chief Financial Officer	FTax Payment	−5,182 sh	$12.71	−$65.9K	15,305
2022-05-25	HAPNHappen, Inc.M Exercise/Conversion	Director, Chief Financial Officer	MExercise/Conversion	+36.1K sh	—	—	51,363
2022-05-25	HAPNHappen, Inc. · Restricted Stock Unit (RSU)M Exercise/Conversion	Director, Chief Financial Officer	MExercise/Conversion	−12.2K sh	—	—	85,355
2022-05-25	HAPNHappen, Inc. · Restricted Stock Unit (RSU)M Exercise/Conversion	Director, Chief Financial Officer	MExercise/Conversion	−8,558 sh	—	—	94,142
2022-05-25	HAPNHappen, Inc. · Restricted Stock Unit (RSU)M Exercise/Conversion	Director, Chief Financial Officer	MExercise/Conversion	−36.1K sh	—	—	108,174
2022-05-25	HAPNHappen, Inc.M Exercise/Conversion	Director, Chief Financial Officer	MExercise/Conversion	+12.6K sh	—	—	20,487
2022-05-25	HAPNHappen, Inc. · Restricted Stock Unit (RSU)M Exercise/Conversion	Director, Chief Financial Officer	MExercise/Conversion	−12.6K sh	—	—	88,172
2022-05-25	HAPNHappen, Inc. · Restricted Stock Unit (RSU)M Exercise/Conversion	Director, Chief Financial Officer	MExercise/Conversion	−8,986 sh	—	—	26,957
2022-05-25	HAPNHappen, Inc.F Tax Payment	Director, Chief Financial Officer	FTax Payment	−4,017 sh	$12.71	−$51.1K	7,891
2022-05-25	HAPNHappen, Inc.F Tax Payment	Director, Chief Financial Officer	FTax Payment	−3,368 sh	$12.71	−$42.8K	49,759
2022-03-13	HAPNHappen, Inc. · Restricted Stock Unit (RSU)A Award	Director, Chief Financial Officer	AAward	+103K sh	—	—	102,700
2022-03-02	HAPNHappen, Inc.G Gift	Director, Chief Financial Officer	GGift	−25.6K sh	—	—	2,922
2022-02-25	HAPNHappen, Inc. · Restricted Stock Unit (RSU)M Exercise/Conversion	Director, Chief Financial Officer	MExercise/Conversion	−11.2K sh	—	—	0
2022-02-25	HAPNHappen, Inc.M Exercise/Conversion	Director, Chief Financial Officer	MExercise/Conversion	+12.2K sh	—	—	33,365
2022-02-25	HAPNHappen, Inc. · Restricted Stock Unit (RSU)M Exercise/Conversion	Director, Chief Financial Officer	MExercise/Conversion	−12.2K sh	—	—	97,548
2022-02-25	HAPNHappen, Inc. · Restricted Stock Unit (RSU)M Exercise/Conversion	Director, Chief Financial Officer	MExercise/Conversion	−8,986 sh	—	—	35,943
2022-02-25	HAPNHappen, Inc.F Tax Payment	Director, Chief Financial Officer	FTax Payment	−4,799 sh	$18.06	−$86.7K	28,566
2022-02-25	HAPNHappen, Inc. · Restricted Stock Unit (RSU)M Exercise/Conversion	Director, Chief Financial Officer	MExercise/Conversion	−12.6K sh	—	—	100,768
2022-02-25	HAPNHappen, Inc.F Tax Payment	Director, Chief Financial Officer	FTax Payment	−5,209 sh	$18.06	−$94.1K	21,171
2022-02-25	HAPNHappen, Inc.M Exercise/Conversion	Director, Chief Financial Officer	MExercise/Conversion	+12.6K sh	—	—	26,380
2022-02-25	HAPNHappen, Inc.F Tax Payment	Director, Chief Financial Officer	FTax Payment	−4,056 sh	$18.06	−$73.3K	13,784
2022-02-25	HAPNHappen, Inc.M Exercise/Conversion	Director, Chief Financial Officer	MExercise/Conversion	+8,986 sh	—	—	17,840
2022-02-25	HAPNHappen, Inc.F Tax Payment	Director, Chief Financial Officer	FTax Payment	−5,263 sh	$18.06	−$95K	8,854
2022-02-25	HAPNHappen, Inc.M Exercise/Conversion	Director, Chief Financial Officer	MExercise/Conversion	+11.2K sh	—	—	14,117
2022-02-11	HAPNHappen, Inc.P Purchase	Director, Chief Financial Officer	PPurchase	+2,750 sh	$17.98	+$49.4K	12,750
2022-01-20	HAPNHappen, Inc. · Restricted Stock Unit (RSU)A Award	Director, Chief Financial Officer	AAward	+144K sh	—	—	144,232
2021-12-02	HAPNHappen, Inc.G Gift	Director, Chief Financial Officer	GGift	−27.2K sh	—	—	2,922
2021-11-25	HAPNHappen, Inc.F Tax Payment	Director, Chief Financial Officer	FTax Payment	−5,320 sh	$38.07	−$203K	8,796
2021-11-25	HAPNHappen, Inc.M Exercise/Conversion	Director, Chief Financial Officer	MExercise/Conversion	+3,059 sh	—	—	11,855
2021-11-25	HAPNHappen, Inc.M Exercise/Conversion	Director, Chief Financial Officer	MExercise/Conversion	+11.2K sh	—	—	14,116
2021-11-25	HAPNHappen, Inc.F Tax Payment	Director, Chief Financial Officer	FTax Payment	−1,397 sh	$38.07	−$53.2K	10,458
2021-11-25	HAPNHappen, Inc.M Exercise/Conversion	Director, Chief Financial Officer	MExercise/Conversion	+8,985 sh	—	—	19,443
2021-11-25	HAPNHappen, Inc.F Tax Payment	Director, Chief Financial Officer	FTax Payment	−4,103 sh	$38.07	−$156K	15,340

Recent filings

Accepted (ET)
Aug 294
CASEY THOMAS W0001127602-22-021740
SEC(opens sec.gov)
May 274
CASEY THOMAS W0001127602-22-015917
SEC(opens sec.gov)

Companies

Address

C/O LENDINGCLUB CORPORATION 71 STEVENSON ST, SUITE 300

SAN FRANCISCO, CA, 94105