Insider · CIK 0001207864

GATZ RONALD F

Reports to the SEC for 1 company · JOPLIN, MO

sec.gov

Transactions

Companies

Filings

CIK

0001207864

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2017-01-03	EMPIRE DISTRICT ELECTRIC COD Disposition to Issuer	Vice President and COO	DDisposition to Issuer	−24.9K sh	$34.00	−$847K	0
2017-01-03	EMPIRE DISTRICT ELECTRIC COD Disposition to Issuer	Vice President and COO	DDisposition to Issuer	−4,767.982 sh	$34.00	−$162K	0
2017-01-03	EMPIRE DISTRICT ELECTRIC CORestricted Stock UnitsD Disposition to Issuer	Vice President and COO	DDisposition to Issuer	−9,512 sh	—	—	0
2016-02-08	EMPIRE DISTRICT ELECTRIC COM Exercise/Conversion	Vice President and COO	MExercise/Conversion	+2,700 sh	$29.53	+$79.7K	25,822
2016-02-08	EMPIRE DISTRICT ELECTRIC COF Tax Payment	Vice President and COO	FTax Payment	−901 sh	$29.53	−$26.6K	24,921
2016-02-08	EMPIRE DISTRICT ELECTRIC CORestricted Stock UnitsM Exercise/Conversion	Vice President and COO	MExercise/Conversion	−2,700 sh	—	—	0
2016-02-03	EMPIRE DISTRICT ELECTRIC COA Award	Vice President and COO	AAward	+5,765 sh	$29.53	+$170K	25,023
2016-02-03	EMPIRE DISTRICT ELECTRIC COF Tax Payment	Vice President and COO	FTax Payment	−1,901 sh	$29.53	−$56.1K	23,122
2016-02-03	EMPIRE DISTRICT ELECTRIC CORestricted Stock UnitsA Award	Vice President and COO	AAward	+2,100 sh	—	—	9,400
2015-02-04	EMPIRE DISTRICT ELECTRIC COA Award	Vice President and COO	AAward	+1,117 sh	$30.55	+$34.1K	19,315
2015-02-04	EMPIRE DISTRICT ELECTRIC COF Tax Payment	Vice President and COO	FTax Payment	−432 sh	$30.55	−$13.2K	18,883
2015-02-04	EMPIRE DISTRICT ELECTRIC CORestricted Stock UnitsA Award	Vice President and COO	AAward	+2,000 sh	—	—	7,300
2014-08-20	EMPIRE DISTRICT ELECTRIC COM Exercise/Conversion	Vice President and COO	MExercise/Conversion	+6,100 sh	$25.52	+$156K	24,027
2014-08-20	EMPIRE DISTRICT ELECTRIC COF Tax Payment	Vice President and COO	FTax Payment	−5,829 sh	$25.52	−$149K	18,198
2014-08-20	EMPIRE DISTRICT ELECTRIC COEmployee Stock OptionM Exercise/Conversion	Vice President and COO	MExercise/Conversion	−6,100 sh	—	—	0
2014-02-21	EMPIRE DISTRICT ELECTRIC COM Exercise/Conversion	Vice President and COO	MExercise/Conversion	+3,000 sh	$23.96	+$71.9K	20,280
2014-02-21	EMPIRE DISTRICT ELECTRIC COF Tax Payment	Vice President and COO	FTax Payment	−2,902 sh	$23.96	−$69.5K	17,378
2014-02-21	EMPIRE DISTRICT ELECTRIC COM Exercise/Conversion	Vice President and COO	MExercise/Conversion	+3,100 sh	$23.96	+$74.3K	20,478
2014-02-21	EMPIRE DISTRICT ELECTRIC COF Tax Payment	Vice President and COO	FTax Payment	−2,952 sh	$23.96	−$70.7K	17,526
2014-02-21	EMPIRE DISTRICT ELECTRIC COEmployee Stock OptionM Exercise/Conversion	Vice President and COO	MExercise/Conversion	−3,000 sh	—	—	0
2014-02-21	EMPIRE DISTRICT ELECTRIC COEmployee Stock OptionM Exercise/Conversion	Vice President and COO	MExercise/Conversion	−3,100 sh	—	—	0
2014-02-20	EMPIRE DISTRICT ELECTRIC COM Exercise/Conversion	Vice President and COO	MExercise/Conversion	+5,400 sh	$23.77	+$128K	22,398
2014-02-20	EMPIRE DISTRICT ELECTRIC COF Tax Payment	Vice President and COO	FTax Payment	−5,118 sh	$23.77	−$122K	17,280
2014-02-20	EMPIRE DISTRICT ELECTRIC COEmployee Stock OptionM Exercise/Conversion	Vice President and COO	MExercise/Conversion	−5,400 sh	—	—	0
2014-02-05	EMPIRE DISTRICT ELECTRIC CORestricted Stock UnitsA Award	Vice President and COO	AAward	+2,600 sh	—	—	2,600
2014-02-03	EMPIRE DISTRICT ELECTRIC COM Exercise/Conversion	Vice President and COO	MExercise/Conversion	+700 sh	$22.98	+$16.1K	17,269
2014-02-03	EMPIRE DISTRICT ELECTRIC COF Tax Payment	Vice President and COO	FTax Payment	−271 sh	$22.98	−$6,227.58	16,998
2014-02-03	EMPIRE DISTRICT ELECTRIC CORestricted Stock UnitsM Exercise/Conversion	Vice President and COO	MExercise/Conversion	−700 sh	—	—	0
2013-12-13	EMPIRE DISTRICT ELECTRIC COM Exercise/Conversion	Vice President and COO	MExercise/Conversion	+4,200 sh	$22.41	+$94.1K	20,192
2013-12-13	EMPIRE DISTRICT ELECTRIC COF Tax Payment	Vice President and COO	FTax Payment	−4,123 sh	$22.41	−$92.4K	16,069
2013-12-13	EMPIRE DISTRICT ELECTRIC COEmployee Stock OptionM Exercise/Conversion	Vice President and COO	MExercise/Conversion	−4,200 sh	—	—	0
2013-02-19	EMPIRE DISTRICT ELECTRIC COM Exercise/Conversion	Vice President and COO	MExercise/Conversion	+2,300 sh	$21.63	+$49.7K	18,058
2013-02-19	EMPIRE DISTRICT ELECTRIC COF Tax Payment	Vice President and COO	FTax Payment	−2,066 sh	$21.63	−$44.7K	15,992
2013-02-19	EMPIRE DISTRICT ELECTRIC COEmployee Stock OptionM Exercise/Conversion	Vice President and COO	MExercise/Conversion	−2,300 sh	—	—	0
2013-02-06	EMPIRE DISTRICT ELECTRIC COA Award	Vice President and COO	AAward	+485 sh	$21.36	+$10.4K	15,921
2013-02-06	EMPIRE DISTRICT ELECTRIC COF Tax Payment	Vice President and COO	FTax Payment	−163 sh	$21.36	−$3,481.68	15,758
2013-02-06	EMPIRE DISTRICT ELECTRIC CORestricted Stock UnitsA Award	Vice President and COO	AAward	+2,700 sh	—	—	2,700
2013-02-04	EMPIRE DISTRICT ELECTRIC COA Award	Vice President and COO	AAward	+314 sh	$21.36	+$6,708.61	15,558
2013-02-04	EMPIRE DISTRICT ELECTRIC COF Tax Payment	Vice President and COO	FTax Payment	−122 sh	$21.36	−$2,606.53	15,436
2012-02-06	EMPIRE DISTRICT ELECTRIC COA Award	Vice President and COO	AAward	+273 sh	$21.04	+$5,743.92	14,681
2012-02-06	EMPIRE DISTRICT ELECTRIC COF Tax Payment	Vice President and COO	FTax Payment	−101 sh	$21.04	−$2,125.04	14,580
2012-02-06	EMPIRE DISTRICT ELECTRIC COM Exercise/Conversion	Vice President and COO	MExercise/Conversion	+1,800 sh	$18.11	+$32.6K	16,380
2012-02-06	EMPIRE DISTRICT ELECTRIC COF Tax Payment	Vice President and COO	FTax Payment	−1,640 sh	$21.10	−$34.6K	14,740
2012-02-06	EMPIRE DISTRICT ELECTRIC COEmployee Stock OptionM Exercise/Conversion	Vice President and COO	MExercise/Conversion	−1,800 sh	—	—	0
2012-02-01	EMPIRE DISTRICT ELECTRIC COA Award	Vice President and COO	AAward	+602 sh	$20.97	+$12.6K	14,629
2012-02-01	EMPIRE DISTRICT ELECTRIC COF Tax Payment	Vice President and COO	FTax Payment	−221 sh	$20.97	−$4,634.37	14,408
2011-02-02	EMPIRE DISTRICT ELECTRIC COA Award	Vice President and COO	AAward	+3,773 sh	$21.84	+$82.4K	14,961
2011-02-02	EMPIRE DISTRICT ELECTRIC COF Tax Payment	Vice President and COO	FTax Payment	−1,225 sh	$21.84	−$26.7K	13,736
2011-02-02	EMPIRE DISTRICT ELECTRIC CORestricted Stock UnitsA Award	Vice President and COO	AAward	+700 sh	—	—	700
2011-01-31	EMPIRE DISTRICT ELECTRIC COA Award	Vice President and COO	AAward	+955 sh	$21.70	+$20.7K	11,539

Recent filings

Accepted (ET)
Jan 44
EMPIRE DISTRICT ELECTRIC CO0000032689-17-000013
SEC(opens sec.gov)
Feb 84
EMPIRE DISTRICT ELECTRIC CO0000032689-16-000108
SEC(opens sec.gov)
Feb 54
EMPIRE DISTRICT ELECTRIC CO0000032689-16-000103
SEC(opens sec.gov)
Feb 64
EMPIRE DISTRICT ELECTRIC CO0000032689-15-000014
SEC(opens sec.gov)
Aug 214
EMPIRE DISTRICT ELECTRIC CO0000032689-14-000063
SEC(opens sec.gov)
Feb 254
EMPIRE DISTRICT ELECTRIC CO0000032689-14-000030
SEC(opens sec.gov)

Companies

EMPIRE DISTRICT ELECTRIC COVice President and COO

Address

THE EMPIRE DISTRICT ELECTRIC COMPANY 602 JOPLIN STREET

JOPLIN, MO, 64801