Insider · CIK 0001208819

KELLER OSCAR A III

Reports to the SEC for 2 companies · SANFORD, NC

sec.gov

Transactions

Companies

Filings

CIK

0001208819

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2017-11-30	Capital Bank Financial Corp.D Disposition to Issuer	Director	DDisposition to Issuer	−50.8K sh	—	—	0
2017-11-30	Capital Bank Financial Corp.D Disposition to Issuer	Director	DDisposition to Issuer	−2,929 sh	—	—	0
2017-11-30	Capital Bank Financial Corp.D Disposition to Issuer	Director	DDisposition to Issuer	−2,765 sh	—	—	0
2017-11-30	Capital Bank Financial Corp.D Disposition to Issuer	Director	DDisposition to Issuer	−3,513 sh	—	—	0
2017-11-30	Capital Bank Financial Corp.D Disposition to Issuer	Director	DDisposition to Issuer	−2,543 sh	—	—	0
2017-11-30	Capital Bank Financial Corp.D Disposition to Issuer	Director	DDisposition to Issuer	−648 sh	—	—	0
2017-11-30	Capital Bank Financial Corp.D Disposition to Issuer	Director	DDisposition to Issuer	−8,149 sh	—	—	0
2017-07-25	Capital Bank Financial Corp.A Award	Director	AAward	+1,278 sh	—	—	50,793
2016-07-25	Capital Bank Financial Corp.A Award	Director	AAward	+1,666 sh	—	—	49,515
2015-12-02	Capital Bank Financial Corp.S Sale	Director	SSale	−2,200 sh	$33.81	−$74.4K	47,849
2015-08-07	Capital Bank Financial Corp.S Sale	Director	SSale	−2,655 sh	$30.02	−$79.7K	52,394
2015-08-07	Capital Bank Financial Corp.S Sale	Director	SSale	−2,345 sh	$30.01	−$70.4K	50,049
2015-07-27	Capital Bank Financial Corp.A Award	Director	AAward	+1,694 sh	—	—	55,049
2015-03-23	Capital Bank Financial Corp.S Sale	Director	SSale	−200 sh	$28.06	−$5,612	3,313
2011-04-04	CAPITAL BANK CORPM Exercise/Conversion	Director	MExercise/Conversion	+81.9K sh	—	—	379,432
2011-04-04	CAPITAL BANK CORPPhantom Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−15.4K sh	—	—	0
2011-04-04	CAPITAL BANK CORPPhantom Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−21.6K sh	—	—	0
2011-04-04	CAPITAL BANK CORPPhantom Stock UnitsA Award	Director	AAward	+14.5K sh	$3.40	+$49.4K	44,916
2011-04-04	CAPITAL BANK CORPPhantom Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−44.9K sh	—	—	0
2011-03-11	CAPITAL BANK CORPP Purchase	Director	PPurchase	+40K sh	$2.55	+$102K	297,549
2011-03-11	CAPITAL BANK CORPP Purchase	Director	PPurchase	+6,324 sh	$2.55	+$16.1K	20,422
2011-03-11	CAPITAL BANK CORPP Purchase	Director	PPurchase	+5,815 sh	$2.55	+$14.8K	18,783
2011-03-11	CAPITAL BANK CORPP Purchase	Director	PPurchase	+16.8K sh	$2.55	+$42.8K	60,042
2010-10-28	CAPITAL BANK CORPPhantom Stock UnitsA Award	Director	AAward	+15.6K sh	$1.60	+$25K	30,394
2010-07-22	CAPITAL BANK CORPPhantom Stock UnitsA Award	Director	AAward	+8,446 sh	$3.33	+$28.1K	14,769
2010-04-22	CAPITAL BANK CORPPhantom Stock UnitsA Award	Director	AAward	+6,323 sh	$5.04	+$31.9K	6,323
2010-03-18	CAPITAL BANK CORPP Purchase	Director	PPurchase	+26K sh	$3.47	+$90K	25,950
2010-03-18	CAPITAL BANK CORPP Purchase	Director	PPurchase	+43.3K sh	$3.47	+$150K	43,250
2010-01-28	CAPITAL BANK CORPPhantom Stock UnitsA Award	Director	AAward	+7,862 sh	$4.04	+$31.8K	21,558
2010-01-01	CAPITAL BANK CORPM Exercise/Conversion	Director	MExercise/Conversion	+15.8K sh	—	—	257,392
2010-01-01	CAPITAL BANK CORPPhantom Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−15.8K sh	—	—	0
2009-10-05	CAPITAL BANK CORPPhantom Stock UnitsA Award	Director	AAward	+4,522 sh	$4.96	+$22.4K	13,696
2009-07-23	CAPITAL BANK CORPPhantom Stock UnitsA Award	Director	AAward	+4,098 sh	$6.33	+$25.9K	9,174
2009-04-23	CAPITAL BANK CORPPhantom Stock Units (Common Stock)A Award	Director	AAward	+5,077 sh	$5.42	+$27.5K	5,077
2009-02-05	CAPITAL BANK CORPP Purchase	Director	PPurchase	+150K sh	$4.10	+$615K	241,262
2009-01-22	CAPITAL BANK CORPPhantom Stock UnitsA Award	Director	AAward	+4,296 sh	$6.03	+$25.9K	15,801
2009-01-01	CAPITAL BANK CORPM Exercise/Conversion	Director	MExercise/Conversion	+9,041 sh	—	—	91,147
2009-01-01	CAPITAL BANK CORPPhantom Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−9,041 sh	—	—	0
2008-04-29	CAPITAL BANK CORPP Purchase	Director	PPurchase	+3,500 sh	$10.00	+$35K	81,905
2008-01-01	CAPITAL BANK CORPM Exercise/Conversion	Director	MExercise/Conversion	+5,667 sh	—	—	78,356
2008-01-01	CAPITAL BANK CORPPhantom Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−5,667 sh	—	—	0
2007-12-31	CAPITAL BANK CORPPhantom Stock UnitsA Award	Director	AAward	+9,041 sh	$10.55	+$95.4K	9,041
2007-03-22	CAPITAL BANK CORPP Purchase	Director	PPurchase	+500 sh	$17.75	+$8,875	13,598
2007-03-22	CAPITAL BANK CORPP Purchase	Director	PPurchase	+500 sh	$17.75	+$8,875	12,468
2007-01-01	CAPITAL BANK CORPM Exercise/Conversion	Director	MExercise/Conversion	+6,823 sh	—	—	12,453
2007-01-01	CAPITAL BANK CORPPhantom Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−6,823 sh	—	—	15,409
2006-12-31	CAPITAL BANK CORPPhantom Stock UnitsA Award	Director	AAward	+5,667 sh	$17.33	+$98.2K	5,667
2005-12-31	CAPITAL BANK CORPPhantom Stock UnitsA Award	Director	AAward	+6,823 sh	$15.35	+$105K	22,232
2005-07-28	CAPITAL BANK CORPP Purchase	Director	PPurchase	+1,300 sh	$16.30	+$21.2K	12,788
2005-07-28	CAPITAL BANK CORPP Purchase	Director	PPurchase	+1,100 sh	$16.29	+$17.9K	11,703

Recent filings

Accepted (ET)
Dec 44
KELLER OSCAR A III0001209191-17-063382
SEC(opens sec.gov)
Jul 274
KELLER OSCAR A III0001209191-17-046485
SEC(opens sec.gov)
Jul 274
Capital Bank Financial Corp.0001209191-16-134049
SEC(opens sec.gov)
Dec 34
Capital Bank Financial Corp.0001209191-15-083277
SEC(opens sec.gov)
Aug 104
Capital Bank Financial Corp.0001209191-15-064940
SEC(opens sec.gov)
Jul 294
Capital Bank Financial Corp.0001209191-15-062819
SEC(opens sec.gov)
Mar 244
Capital Bank Financial Corp.0001209191-15-028735
SEC(opens sec.gov)
Apr 64
KELLER OSCAR A III0001140361-11-021146
SEC(opens sec.gov)
Mar 114
KELLER OSCAR A III0001140361-11-016009
SEC(opens sec.gov)

Companies

Address

P. O. BOX 130

SANFORD, NC, 27331