Insider · CIK 0001208847

CARROLL BRIAN F

Reports to the SEC for 8 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001208847

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2022-04-15	LAURLAUREATE EDUCATION, INC.M Exercise/Conversion	Director	MExercise/Conversion	+4,611 sh	—	—	38,266
2022-04-15	LAURLAUREATE EDUCATION, INC. · Units in Deferred Compensation PlanM Exercise/Conversion	Director	MExercise/Conversion	−4,611 sh	—	—	0
2021-10-29	LAURLAUREATE EDUCATION, INC.A Award	Director	AAward	+12.2K sh	—	—	33,655
2021-10-29	LAURLAUREATE EDUCATION, INC. · Class B Common StockD Disposition to Issuer	Director	DDisposition to Issuer	−12.2K sh	—	—	0
2021-05-26	LAURLAUREATE EDUCATION, INC.A Award	Director	AAward	+7,802 sh	—	—	21,422
2020-05-12	LAURLAUREATE EDUCATION, INC.A Award	Director	AAward	+13.6K sh	$8.26	+$113K	13,620
2012-12-12	Rockwood Holdings, Inc.A Award	Director	AAward	+423 sh	—	—	21,930
2012-12-08	HARMAN INTERNATIONAL INDUSTRIES INC /DE/Restricted Share UnitM Exercise/Conversion	Director	MExercise/Conversion	−886 sh	—	—	887
2012-12-08	HARMAN INTERNATIONAL INDUSTRIES INC /DE/Restricted Share UnitM Exercise/Conversion	Director	MExercise/Conversion	−1,161 sh	—	—	0
2012-12-08	HARMAN INTERNATIONAL INDUSTRIES INC /DE/M Exercise/Conversion	Director	MExercise/Conversion	+886 sh	—	—	13,939
2012-12-08	HARMAN INTERNATIONAL INDUSTRIES INC /DE/M Exercise/Conversion	Director	MExercise/Conversion	+1,161 sh	—	—	15,100
2012-12-07	HARMAN INTERNATIONAL INDUSTRIES INC /DE/M Exercise/Conversion	Director	MExercise/Conversion	+1,016 sh	—	—	13,053
2012-12-07	HARMAN INTERNATIONAL INDUSTRIES INC /DE/Restricted Share UnitM Exercise/Conversion	Director	MExercise/Conversion	−1,016 sh	—	—	2,034
2012-09-13	Rockwood Holdings, Inc.A Award	Director	AAward	+404 sh	—	—	11,993
2012-06-08	Rockwood Holdings, Inc.A Award	Director	AAward	+422 sh	—	—	11,589
2012-03-15	Rockwood Holdings, Inc.A Award	Director	AAward	+377 sh	—	—	11,167
2011-12-08	HARMAN INTERNATIONAL INDUSTRIES INC /DE/M Exercise/Conversion	Director	MExercise/Conversion	+886 sh	—	—	12,037
2011-12-08	HARMAN INTERNATIONAL INDUSTRIES INC /DE/Restricted Share UnitsM Exercise/Conversion	Director	MExercise/Conversion	−886 sh	—	—	1,773
2011-12-08	HARMAN INTERNATIONAL INDUSTRIES INC /DE/Restricted Share UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,161 sh	—	—	1,161
2011-12-08	HARMAN INTERNATIONAL INDUSTRIES INC /DE/M Exercise/Conversion	Director	MExercise/Conversion	+1,161 sh	—	—	11,151
2011-12-07	HARMAN INTERNATIONAL INDUSTRIES INC /DE/Restricted Share UnitA Award	Director	AAward	+3,050 sh	—	—	3,050
2011-12-03	HARMAN INTERNATIONAL INDUSTRIES INC /DE/Restricted Share UnitsM Exercise/Conversion	Director	MExercise/Conversion	−2,942 sh	—	—	0
2011-12-03	HARMAN INTERNATIONAL INDUSTRIES INC /DE/M Exercise/Conversion	Director	MExercise/Conversion	+2,942 sh	$41.38	+$122K	9,990
2011-12-02	Rockwood Holdings, Inc.A Award	Director	AAward	+459 sh	—	—	10,790
2011-09-09	Rockwood Holdings, Inc.A Award	Director	AAward	+442 sh	—	—	10,331
2011-06-10	Rockwood Holdings, Inc.A Award	Director	AAward	+423 sh	—	—	9,889
2011-03-16	Rockwood Holdings, Inc.A Award	Director	AAward	+444 sh	—	—	9,466
2010-12-10	Rockwood Holdings, Inc.A Award	Director	AAward	+483 sh	—	—	9,022
2010-12-08	HARMAN INTERNATIONAL INDUSTRIES INC /DE/M Exercise/Conversion	Director	MExercise/Conversion	+1,162 sh	—	—	7,048
2010-12-08	HARMAN INTERNATIONAL INDUSTRIES INC /DE/Restricted Share UnitsA Award	Director	AAward	+2,659 sh	—	—	2,659
2010-12-08	HARMAN INTERNATIONAL INDUSTRIES INC /DE/Restricted Share UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,162 sh	—	—	2,322
2010-12-03	HARMAN INTERNATIONAL INDUSTRIES INC /DE/Restricted Share UnitsM Exercise/Conversion	Director	MExercise/Conversion	−2,943 sh	—	—	2,942
2010-12-03	HARMAN INTERNATIONAL INDUSTRIES INC /DE/M Exercise/Conversion	Director	MExercise/Conversion	+2,943 sh	—	—	5,886
2010-09-10	Rockwood Holdings, Inc.A Award	Director	AAward	+713 sh	—	—	8,539
2010-06-15	Rockwood Holdings, Inc.A Award	Director	AAward	+812 sh	—	—	7,826
2010-03-16	Rockwood Holdings, Inc.A Award	Director	AAward	+782 sh	—	—	7,014
2009-12-11	Rockwood Holdings, Inc.A Award	Director	AAward	+840 sh	—	—	6,232
2009-12-08	HARMAN INTERNATIONAL INDUSTRIES INC /DE/Restricted Share UnitA Award	Director	AAward	+3,484 sh	—	—	3,484
2009-12-03	HARMAN INTERNATIONAL INDUSTRIES INC /DE/Restricted Share UnitsM Exercise/Conversion	Director	MExercise/Conversion	−2,943 sh	—	—	5,885
2009-12-03	HARMAN INTERNATIONAL INDUSTRIES INC /DE/M Exercise/Conversion	Director	MExercise/Conversion	+2,943 sh	—	—	2,943
2009-07-10	SEALY CORP8% Senior Secured third Lien Note due2016J Other	Director	JOther	+6,256 sh	$25.00	+$156K	6,256
2009-06-12	Rockwood Holdings, Inc.A Award	Director	AAward	+1,209 sh	—	—	4,498
2009-03-16	Rockwood Holdings, Inc.A Award	Director	AAward	+3,289 sh	—	—	3,289
2007-12-17	HARMAN INTERNATIONAL INDUSTRIES INC /DE/Non-Qualified Stock Option (right to buy)A Award	Director	AAward	+5,000 sh	—	—	5,000
2005-08-17	Rockwood Holdings, Inc.P Purchase	Director	PPurchase	+60K sh	$19.99	+$1.2M	89,711
2005-08-16	Rockwood Holdings, Inc.P Purchase	Director	PPurchase	+29.7K sh	$20.00	+$594K	29,711
2004-08-12	AEP INDUSTRIES INCJ Other	Resigned as Director 8/12/04	JOther	−2.17M sh	—	—	0
2004-08-12	AEP INDUSTRIES INCJ Other	Resigned as Director 8/12/04	JOther	−2.15M sh	—	—	2,174,418
2004-05-24	BOYDS COLLECTION LTDDirector Option (Right to Buy)A Award	Director	AAward	+15K sh	$2.57	+$38.6K	15,000
2004-04-13	AEP INDUSTRIES INCStock OptionA Award	Resigned as Director 8/12/04	AAward	+1,000 sh	—	—	1,000

Recent filings

Accepted (ET)
Apr 194
CARROLL BRIAN F0001415889-22-004148
SEC(opens sec.gov)
Jan 265
CARROLL BRIAN F0001415889-22-000780
SEC(opens sec.gov)
May 284
CARROLL BRIAN F0001415889-21-002707
SEC(opens sec.gov)
May 144
CARROLL BRIAN F0001127602-20-016534
SEC(opens sec.gov)
Dec 184
HARMAN INTERNATIONAL INDUSTRIES INC /DE/0001246360-12-004901
SEC(opens sec.gov)
Dec 144
Rockwood Holdings, Inc.0001104659-12-084308
SEC(opens sec.gov)
Sep 174
Rockwood Holdings, Inc.0001104659-12-063761
SEC(opens sec.gov)
Jun 124
Rockwood Holdings, Inc.0001104659-12-043043
SEC(opens sec.gov)
Mar 194
Rockwood Holdings, Inc.0001104659-12-019262
SEC(opens sec.gov)
Dec 94
HARMAN INTERNATIONAL INDUSTRIES INC /DE/0000800459-11-000127
SEC(opens sec.gov)

Companies

Address

C/O KOHLBERG KRAVIS ROBERTS & CO. L.P. 9 WEST 57TH STREET, SUITE 4200

NEW YORK, NY, 10019