Insider · CIK 0001208854

NEEDHAM CAPITAL MANAGMENT LLC

Reports to the SEC for 2 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001208854

Forms 4 and 5

Insider transactions

35 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2011-11-23	SOUTHWALL TECHNOLOGIES INC /DE/C Conversion	10% Owner	CConversion	+322K sh	—	—	782,657
2011-11-23	SOUTHWALL TECHNOLOGIES INC /DE/C Conversion	10% Owner	CConversion	0 sh	—	—	782,657
2011-11-23	SOUTHWALL TECHNOLOGIES INC /DE/C Conversion	10% Owner	CConversion	+563K sh	—	—	1,370,152
2011-11-23	SOUTHWALL TECHNOLOGIES INC /DE/C Conversion	10% Owner	CConversion	0 sh	—	—	1,370,152
2011-11-23	SOUTHWALL TECHNOLOGIES INC /DE/C Conversion	10% Owner	CConversion	+58.2K sh	—	—	141,504
2011-11-23	SOUTHWALL TECHNOLOGIES INC /DE/C Conversion	10% Owner	CConversion	0 sh	—	—	141,504
2011-11-23	SOUTHWALL TECHNOLOGIES INC /DE/C Conversion	10% Owner	CConversion	+45.1K sh	—	—	109,709
2011-11-23	SOUTHWALL TECHNOLOGIES INC /DE/C Conversion	10% Owner	CConversion	0 sh	—	—	109,709
2011-11-23	SOUTHWALL TECHNOLOGIES INC /DE/C Conversion	10% Owner	CConversion	+112K sh	—	—	273,076
2011-11-23	SOUTHWALL TECHNOLOGIES INC /DE/C Conversion	10% Owner	CConversion	0 sh	—	—	273,076
2011-11-23	SOUTHWALL TECHNOLOGIES INC /DE/U Disposition from Tender	10% Owner	UDisposition from Tender	−783K sh	$13.60	−$10.6M	0
2011-11-23	SOUTHWALL TECHNOLOGIES INC /DE/U Disposition from Tender	10% Owner	UDisposition from Tender	0 sh	—	—	0
2011-11-23	SOUTHWALL TECHNOLOGIES INC /DE/U Disposition from Tender	10% Owner	UDisposition from Tender	−1.37M sh	$13.60	−$18.6M	0
2011-11-23	SOUTHWALL TECHNOLOGIES INC /DE/U Disposition from Tender	10% Owner	UDisposition from Tender	0 sh	—	—	0
2011-11-23	SOUTHWALL TECHNOLOGIES INC /DE/U Disposition from Tender	10% Owner	UDisposition from Tender	−142K sh	$13.60	−$1.92M	0
2011-11-23	SOUTHWALL TECHNOLOGIES INC /DE/U Disposition from Tender	10% Owner	UDisposition from Tender	0 sh	—	—	0
2011-11-23	SOUTHWALL TECHNOLOGIES INC /DE/U Disposition from Tender	10% Owner	UDisposition from Tender	−110K sh	$13.60	−$1.49M	0
2011-11-23	SOUTHWALL TECHNOLOGIES INC /DE/U Disposition from Tender	10% Owner	UDisposition from Tender	0 sh	—	—	0
2011-11-23	SOUTHWALL TECHNOLOGIES INC /DE/U Disposition from Tender	10% Owner	UDisposition from Tender	−273K sh	$13.60	−$3.71M	0
2011-11-23	SOUTHWALL TECHNOLOGIES INC /DE/U Disposition from Tender	10% Owner	UDisposition from Tender	0 sh	—	—	0
2011-11-23	SOUTHWALL TECHNOLOGIES INC /DE/Series A 10% Cumulative Preferred StockC Conversion	10% Owner	CConversion	−954K sh	—	—	0
2011-11-23	SOUTHWALL TECHNOLOGIES INC /DE/Series A 10% Cumulative Preferred StockC Conversion	10% Owner	CConversion	0 sh	—	—	0
2011-11-23	SOUTHWALL TECHNOLOGIES INC /DE/Series A 10% Cumulative Preferred StockC Conversion	10% Owner	CConversion	−1.67M sh	—	—	0
2011-11-23	SOUTHWALL TECHNOLOGIES INC /DE/Series A 10% Cumulative Preferred StockC Conversion	10% Owner	CConversion	0 sh	—	—	0
2011-11-23	SOUTHWALL TECHNOLOGIES INC /DE/Series A 10% Cumulative Preferred StockC Conversion	10% Owner	CConversion	−172K sh	—	—	0
2011-11-23	SOUTHWALL TECHNOLOGIES INC /DE/Series A 10% Cumulative Preferred StockC Conversion	10% Owner	CConversion	0 sh	—	—	0
2011-11-23	SOUTHWALL TECHNOLOGIES INC /DE/Series A 10% Cumulative Preferred StockC Conversion	10% Owner	CConversion	−134K sh	—	—	0
2011-11-23	SOUTHWALL TECHNOLOGIES INC /DE/Series A 10% Cumulative Preferred StockC Conversion	10% Owner	CConversion	0 sh	—	—	0
2011-11-23	SOUTHWALL TECHNOLOGIES INC /DE/Series A 10% Cumulative Preferred StockC Conversion	10% Owner	CConversion	−333K sh	—	—	0
2011-11-23	SOUTHWALL TECHNOLOGIES INC /DE/Series A 10% Cumulative Preferred StockC Conversion	10% Owner	CConversion	0 sh	—	—	0
2004-12-31	SOUTHWALL TECHNOLOGIES INC /DE/Convertible NoteC Conversion	10% Owner	CConversion	—	$1.00	—	0
2004-12-31	SOUTHWALL TECHNOLOGIES INC /DE/Convertible NoteC Conversion	10% Owner	CConversion	—	$1.00	—	0
2004-12-31	SOUTHWALL TECHNOLOGIES INC /DE/Convertible NoteC Conversion	10% Owner	CConversion	—	$1.00	—	0
2004-12-31	SOUTHWALL TECHNOLOGIES INC /DE/Convertible NoteC Conversion	10% Owner	CConversion	—	$1.00	—	0
2004-12-31	SOUTHWALL TECHNOLOGIES INC /DE/Convertible NoteC Conversion	10% Owner	CConversion	—	$1.00	—	0

Recent filings

Accepted (ET)
Nov 254
NEEDHAM CAPITAL PARTNERS II BERMUDA L P0000919574-11-006529
SEC(opens sec.gov)

Companies

Address

445 PARK AVENUE

NEW YORK, NY, 10022