Insider · CIK 0001209316

Caldwell Kirbyjon H

Reports to the SEC for 5 companies · PRINCETON, NJ

sec.gov

Transactions

Companies

Filings

CIK

0001209316

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2018-02-01	NRGNRG ENERGY, INC.A Award	Director	AAward	+41 sh	—	—	52,789
2017-11-01	NRGNRG ENERGY, INC.A Award	Director	AAward	+43 sh	—	—	52,748
2017-08-01	NRGNRG ENERGY, INC.A Award	Director	AAward	+44 sh	—	—	52,705
2017-06-01	NRGNRG ENERGY, INC.A Award	Director	AAward	+7,459 sh	—	—	52,659
2017-05-01	NRGNRG ENERGY, INC.A Award	Director	AAward	+51 sh	—	—	45,200
2017-02-01	NRGNRG ENERGY, INC.A Award	Director	AAward	+52 sh	—	—	45,149
2016-11-01	NRGNRG ENERGY, INC.A Award	Director	AAward	+80 sh	—	—	45,097
2016-08-01	NRGNRG ENERGY, INC.A Award	Director	AAward	+62 sh	—	—	45,017
2016-06-01	NRGNRG ENERGY, INC.A Award	Director	AAward	+7,419 sh	—	—	44,943
2016-05-02	NRGNRG ENERGY, INC.A Award	Director	AAward	+42 sh	—	—	37,524
2016-02-01	NRGNRG ENERGY, INC.A Award	Director	AAward	+280 sh	—	—	37,482
2015-11-02	NRGNRG ENERGY, INC.A Award	Director	AAward	+221 sh	—	—	37,202
2015-08-03	NRGNRG ENERGY, INC.A Award	Director	AAward	+132 sh	—	—	36,981
2015-06-01	NRGNRG ENERGY, INC.A Award	Director	AAward	+4,973 sh	—	—	36,849
2015-05-01	NRGNRG ENERGY, INC.A Award	Director	AAward	+86 sh	—	—	31,876
2015-02-02	NRGNRG ENERGY, INC.A Award	Director	AAward	+85 sh	—	—	31,790
2014-11-03	NRGNRG ENERGY, INC.A Award	Director	AAward	+68 sh	—	—	31,705
2014-08-01	NRGNRG ENERGY, INC.A Award	Director	AAward	+67 sh	—	—	31,637
2014-02-03	NRGNRG ENERGY, INC.A Award	Director	AAward	+49 sh	—	—	28,014
2013-11-01	NRGNRG ENERGY, INC.A Award	Director	AAward	+48 sh	—	—	27,965
2013-08-01	NRGNRG ENERGY, INC.A Award	Director	AAward	+49 sh	—	—	27,917
2013-06-01	NRGNRG ENERGY, INC.A Award	Director	AAward	+4,115 sh	—	—	27,868
2013-02-01	NRGNRG ENERGY, INC. · Dividend Equivalent RightsA Award	Director	AAward	+26 sh	—	—	87
2012-11-01	NRGNRG ENERGY, INC. · Dividend Equivalent RightsA Award	Director	AAward	+29 sh	—	—	61
2012-08-01	NRGNRG ENERGY, INC. · Dividend Equivalent RightsA Award	Director	AAward	+32 sh	—	—	32
2012-06-01	NRGNRG ENERGY, INC.A Award	Director	AAward	+7,076 sh	—	—	23,635
2011-06-09	UALUnited Airlines Holdings, Inc. · Share UnitsA Award	Director	AAward	+3,636.36 sh	—	—	3,636.36
2011-06-01	NRGNRG ENERGY, INC.A Award	Director	AAward	+3,703 sh	—	—	16,559
2010-10-01	UALUnited Airlines Holdings, Inc. · Option (Right to Buy)A Award	Director	AAward	+7,875 sh	—	—	7,875
2010-10-01	UNITED AIRLINES, INC.Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−7,500 sh	—	—	0
2010-10-01	UNITED AIRLINES, INC.Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−6,788 sh	—	—	0
2010-10-01	UNITED AIRLINES, INC.Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−5,000 sh	—	—	0
2010-10-01	UNITED AIRLINES, INC.Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−5,000 sh	—	—	0
2010-10-01	UNITED AIRLINES, INC.D Disposition to Issuer	Director	DDisposition to Issuer	−3,311 sh	—	—	0
2010-10-01	UALUnited Airlines Holdings, Inc.A Award	Director	AAward	+3,476 sh	—	—	3,476
2010-10-01	UALUnited Airlines Holdings, Inc. · Option (Right to Buy)A Award	Director	AAward	+5,250 sh	—	—	5,250
2010-10-01	UALUnited Airlines Holdings, Inc. · Option (Right to Buy)A Award	Director	AAward	+5,250 sh	—	—	5,250
2010-10-01	UALUnited Airlines Holdings, Inc. · Option (Right to Buy)A Award	Director	AAward	+7,127 sh	—	—	7,127
2010-06-09	UNITED AIRLINES, INC.A Award	Director	AAward	+2,311 sh	—	—	3,311
2010-06-01	NRGNRG ENERGY, INC.A Award	Director	AAward	+4,058 sh	—	—	12,856
2009-06-01	NRGNRG ENERGY, INC.A Award	Director	AAward	+3,795 sh	—	—	8,798
2009-04-17	UNITED AIRLINES, INC.M Exercise/Conversion	Director	MExercise/Conversion	+712 sh	$12.46	+$8,871.52	1,000
2009-03-23	NRGNRG ENERGY, INC.A Award	Director	AAward	+5,003 sh	—	—	5,003
2009-01-02	GenOn Energy, Inc.A Award	Director	AAward	+2,257 sh	—	—	33,492
2008-06-12	UNITED AIRLINES, INC.Outside Director Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−712 sh	—	—	6,788
2008-01-02	GenOn Energy, Inc.A Award	Director	AAward	+259 sh	—	—	23,087
2007-10-01	GenOn Energy, Inc.A Award	Director	AAward	+304 sh	—	—	22,828
2007-07-02	GenOn Energy, Inc.A Award	Director	AAward	+212 sh	—	—	22,524
2007-06-27	GenOn Energy, Inc.S Sale	Director	SSale	−5,000 sh	$26.32	−$132K	22,312
2007-06-27	GenOn Energy, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+5,000 sh	$9.84	+$49.2K	27,312

Recent filings

Accepted (ET)
Feb 54
Caldwell Kirbyjon H0001179110-18-001560
SEC(opens sec.gov)
Nov 34
Caldwell Kirbyjon H0001179110-17-013733
SEC(opens sec.gov)
Aug 34
Caldwell Kirbyjon H0001179110-17-011084
SEC(opens sec.gov)
Jun 54
NRG ENERGY, INC.0001179110-17-008619
SEC(opens sec.gov)
May 34
NRG ENERGY, INC.0001179110-17-006539
SEC(opens sec.gov)
Feb 34
NRG ENERGY, INC.0001179110-17-001721
SEC(opens sec.gov)
Nov 34
NRG ENERGY, INC.0001179110-16-031208
SEC(opens sec.gov)
Aug 34
NRG ENERGY, INC.0001179110-16-028295
SEC(opens sec.gov)
Jun 34
NRG ENERGY, INC.0001179110-16-026059
SEC(opens sec.gov)
May 44
NRG ENERGY, INC.0001179110-16-023804
SEC(opens sec.gov)
Feb 34
NRG ENERGY, INC.0001179110-16-018481
SEC(opens sec.gov)
Nov 44
NRG ENERGY, INC.0001179110-15-014477
SEC(opens sec.gov)
Aug 54
NRG ENERGY, INC.0001179110-15-011796
SEC(opens sec.gov)
Jun 34
NRG ENERGY, INC.0001179110-15-009035
SEC(opens sec.gov)
May 54
NRG ENERGY, INC.0001179110-15-007095
SEC(opens sec.gov)
Feb 44
NRG ENERGY, INC.0001179110-15-001811
SEC(opens sec.gov)
Nov 54
NRG ENERGY, INC.0001179110-14-016166
SEC(opens sec.gov)
Aug 54
NRG ENERGY, INC.0001179110-14-012409
SEC(opens sec.gov)
Feb 54
NRG ENERGY, INC.0001179110-14-002047
SEC(opens sec.gov)
Nov 54
NRG ENERGY, INC.0001179110-13-016175
SEC(opens sec.gov)

Companies

Address

NRG ENERGY, INC. 211 CARNEGIE CENTER

PRINCETON, NJ, 08540