Insider · CIK 0001209880

FINOCCHIO ROBERT J

Reports to the SEC for 8 companies · SAN JOSE, CA

sec.gov

Transactions

Companies

Filings

CIK

0001209880

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2022-03-04	Nuance Communications, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−4,519 sh	—	—	126,648
2022-03-04	Nuance Communications, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−127K sh	—	—	0
2022-01-01	Nuance Communications, Inc.A Award	Director	AAward	+4,519 sh	$0.00	+$4.519	131,167
2021-01-01	Nuance Communications, Inc.A Award	Director	AAward	+5,670 sh	$0.00	+$5.67	126,648
2020-01-01	Nuance Communications, Inc.A Award	Director	AAward	+14.1K sh	$0.00	+$14.05	120,978
2019-01-01	Nuance Communications, Inc.A Award	Director	AAward	+19.1K sh	$0.00	+$19.098	103,745
2018-09-14	ECHELON CORPDirector stock option (Right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−5,000 sh	—	—	0
2018-09-14	ECHELON CORPD Disposition to Issuer	Director	DDisposition to Issuer	−16.5K sh	—	—	0
2018-09-14	ECHELON CORPDirector stock option (Right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−5,000 sh	—	—	0
2018-09-14	ECHELON CORPDirector stock option (Right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−5,000 sh	—	—	0
2018-05-17	ECHELON CORPDirector stock option (Right to buy)A Award	Director	AAward	+5,000 sh	—	—	5,000
2018-01-01	Nuance Communications, Inc.A Award	Director	AAward	+15.3K sh	$0.00	+$15.267	84,647
2017-05-23	ECHELON CORPDirector stock option (Right to buy)A Award	Director	AAward	+5,000 sh	—	—	5,000
2017-01-01	Nuance Communications, Inc.A Award	Director	AAward	+16.9K sh	$0.00	+$16.88	69,380
2016-11-15	ECHELON CORPP Purchase	Director	PPurchase	+3,400 sh	$4.38	+$14.9K	16,500
2016-11-15	ECHELON CORPP Purchase	Director	PPurchase	+5,000 sh	$4.40	+$22K	13,100
2016-11-14	ECHELON CORPP Purchase	Director	PPurchase	+700 sh	$4.25	+$2,977.31	7,200
2016-11-14	ECHELON CORPP Purchase	Director	PPurchase	+900 sh	$4.24	+$3,812.04	8,100
2016-05-17	ECHELON CORPDirector stock option (Right to buy)A Award	Director	AAward	+5,000 sh	—	—	5,000
2016-02-01	BROADCOM CORPD Disposition to Issuer	Director	DDisposition to Issuer	+41.2K sh	—	—	0
2016-01-01	Nuance Communications, Inc.A Award	Director	AAward	+15K sh	$0.00	+$15	52,500
2015-08-17	Nuance Communications, Inc.P Purchase	Director	PPurchase	+7,500 sh	$18.33	+$137K	37,500
2015-05-19	ECHELON CORPDirector stock option (Right to buy)A Award	Director	AAward	+10K sh	—	—	10,000
2015-05-12	BROADCOM CORPA Award	Director	AAward	+5,219 sh	—	—	41,164
2015-04-29	Nuance Communications, Inc.A Award	Director	AAward	+30K sh	$0.00	+$30	30,000
2013-05-21	ECHELON CORPDirector stock option (Right to buy)A Award	Director	AAward	+10K sh	—	—	10,000
2013-05-14	BROADCOM CORPA Award	Director	AAward	+8,204 sh	—	—	25,911
2012-05-22	ECHELON CORPDirector stock option (Right to buy)A Award	Director	AAward	+10K sh	—	—	10,000
2012-05-15	BROADCOM CORPA Award	Director	AAward	+9,053 sh	—	—	17,707
2012-02-03	BROADCOM CORPP Purchase	Director	PPurchase	+5,000 sh	$37.77	+$189K	8,654
2012-01-26	ALTERA CORPS Sale	Director	SSale	−3,333 sh	$40.93	−$136K	20,001
2012-01-26	ALTERA CORPM Exercise/Conversion	Director	MExercise/Conversion	+3,333 sh	$20.56	+$68.5K	23,334
2012-01-26	ALTERA CORPM Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$17.24	+$172K	30,001
2012-01-26	ALTERA CORPS Sale	Director	SSale	−10K sh	$40.93	−$409K	20,001
2012-01-26	ALTERA CORPM Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$22.03	+$220K	30,001
2012-01-26	ALTERA CORPS Sale	Director	SSale	−10K sh	$40.93	−$409K	20,001
2012-01-26	ALTERA CORPM Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$20.73	+$207K	30,001
2012-01-26	ALTERA CORPS Sale	Director	SSale	−10K sh	$40.93	−$409K	20,001
2012-01-26	ALTERA CORPM Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$21.07	+$211K	30,001
2012-01-26	ALTERA CORPS Sale	Director	SSale	−10K sh	$40.93	−$409K	20,001
2012-01-26	ALTERA CORPM Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$23.52	+$235K	30,001
2012-01-26	ALTERA CORPS Sale	Director	SSale	−10K sh	$40.93	−$409K	20,001
2012-01-26	ALTERA CORPNon-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−10K sh	—	—	0
2012-01-26	ALTERA CORPNon-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−3,333 sh	—	—	0
2012-01-26	ALTERA CORPNon-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−10K sh	—	—	0
2012-01-26	ALTERA CORPNon-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−10K sh	—	—	0
2012-01-26	ALTERA CORPNon-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−10K sh	—	—	0
2012-01-26	ALTERA CORPNon-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−10K sh	—	—	0
2011-12-26	BROADCOM CORPA Award	Director	AAward	+3,654 sh	—	—	3,654
2011-12-12	ALTERA CORPNon-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−40K sh	—	—	0

Recent filings

Accepted (ET)
Mar 44
FINOCCHIO ROBERT J0000899243-22-009434
SEC(opens sec.gov)
Jan 44
FINOCCHIO ROBERT J0001002517-22-000008
SEC(opens sec.gov)
Jan 54
FINOCCHIO ROBERT J0001002517-21-000006
SEC(opens sec.gov)
Jan 34
FINOCCHIO ROBERT J0001002517-20-000004
SEC(opens sec.gov)
Jan 34
FINOCCHIO ROBERT J0001383680-19-000005
SEC(opens sec.gov)
Sep 174
FINOCCHIO ROBERT J0001209191-18-051310
SEC(opens sec.gov)
May 184
FINOCCHIO ROBERT J0001209191-18-031327
SEC(opens sec.gov)
Jan 34
FINOCCHIO ROBERT J0001218326-18-000002
SEC(opens sec.gov)
May 254
ECHELON CORP0001209191-17-035194
SEC(opens sec.gov)
Jan 44
Nuance Communications, Inc.0001218326-17-000001
SEC(opens sec.gov)
Nov 164
ECHELON CORP0001209191-16-150651
SEC(opens sec.gov)
May 194
ECHELON CORP0001209191-16-121532
SEC(opens sec.gov)
Feb 34
BROADCOM CORP0001054374-16-000144
SEC(opens sec.gov)

Companies

Address

101 INNOVATION DRIVE

SAN JOSE, CA, 95134