Insider · CIK 0001212876

LINK RICHARD A

Reports to the SEC for 2 companies · COMMERCE, CA

sec.gov

Transactions

Companies

Filings

CIK

0001212876

Forms 4 and 5

Insider transactions

17 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-06-20	Smart & Final Stores, Inc.D Disposition to Issuer	Group VP, Controller, CAO	DDisposition to Issuer	−142K sh	$6.50	−$921K	0
2019-06-20	Smart & Final Stores, Inc.D Disposition to Issuer	Group VP, Controller, CAO	DDisposition to Issuer	−12K sh	$6.50	−$78.3K	0
2019-06-20	Smart & Final Stores, Inc.Stock option (right to buy)D Disposition to Issuer	Group VP, Controller, CAO	DDisposition to Issuer	−67.3K sh	$1.23	−$82.7K	0
2019-05-18	Smart & Final Stores, Inc.F Tax Payment	Group VP, Controller, CAO	FTax Payment	−2,370 sh	$6.52	−$15.5K	153,710
2019-04-21	Smart & Final Stores, Inc.F Tax Payment	Group VP, Controller, CAO	FTax Payment	−425 sh	$6.52	−$2,771	156,080
2018-05-18	Smart & Final Stores, Inc.F Tax Payment	Group VP, Controller, CAO	FTax Payment	−653 sh	$4.75	−$3,101.75	156,505
2018-05-14	Smart & Final Stores, Inc.A Award	Group VP, Controller, CAO	AAward	+15.2K sh	—	—	157,158
2017-05-08	Smart & Final Stores, Inc.A Award	Group VP, Controller, CAO	AAward	+5,813 sh	—	—	142,007
2017-05-08	Smart & Final Stores, Inc.Stock Option (right to buy)A Award	Group VP, Controller, CAO	AAward	+14.5K sh	—	—	14,534
2016-05-06	Smart & Final Stores, Inc.A Award	Group VP, Controller, CAO	AAward	+3,194 sh	—	—	136,194
2016-05-06	Smart & Final Stores, Inc.Stock Option (right to buy)A Award	Group VP, Controller, CAO	AAward	+7,987 sh	—	—	7,987
2014-09-23	Smart & Final Stores, Inc.Stock Option (right to buy)A Award	Group VP, Controller, CAO	AAward	+23.1K sh	—	—	23,148
2005-02-15	SMART & FINAL INC/DEA Award	V.P., Controller	AAward	+2,500 sh	—	—	2,500
2005-02-15	SMART & FINAL INC/DEStock OptionsA Award	V.P., Controller	AAward	+7,500 sh	$15.20	+$114K	7,500
2003-09-16	SMART & FINAL INC/DEStock OptionsA Award	V.P., Controller	AAward	+25K sh	$6.50	+$163K	60,000
2003-02-19	SMART & FINAL INC/DEA Award	V.P., Controller	AAward	+7,500 sh	—	—	75,001
2003-02-19	SMART & FINAL INC/DEStock OptionA Award	V.P., Controller	AAward	+20K sh	—	—	—

Recent filings

Accepted (ET)
Jun 204
LINK RICHARD A0001104659-19-036674
SEC(opens sec.gov)
May 214
LINK RICHARD A0001104659-19-030830
SEC(opens sec.gov)
Apr 234
LINK RICHARD A0001104659-19-023104
SEC(opens sec.gov)
May 224
LINK RICHARD A0001104659-18-035097
SEC(opens sec.gov)
May 164
LINK RICHARD A0001104659-18-033820
SEC(opens sec.gov)
May 104
Smart & Final Stores, Inc.0001104659-17-031584
SEC(opens sec.gov)
May 104
Smart & Final Stores, Inc.0001104659-16-119816
SEC(opens sec.gov)
Sep 254
Smart & Final Stores, Inc.0001104659-14-068338
SEC(opens sec.gov)
Feb 164
SMART & FINAL INC/DE0001181431-05-010761
SEC(opens sec.gov)
Sep 174
LINK RICHARD A0001181431-03-023534
SEC(opens sec.gov)
Feb 214
LINK RICHARD A0001181431-03-003184
SEC(opens sec.gov)

Companies

Address

600 CITADEL DRIVE

COMMERCE, CA, 90040