Insider · CIK 0001214769

DORAN JAMES E

Reports to the SEC for 3 companies · SUNNYVALE, CA

sec.gov

Transactions

Companies

Filings

CIK

0001214769

Forms 4 and 5

Insider transactions

38 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2017-08-01	Uni-PixelRestricted Stock Units (RSUs)M Exercise/Conversion	Director	MExercise/Conversion	−6,250 sh	—	—	43,750
2017-08-01	Uni-PixelRestricted Stock Units (RSUs)M Exercise/Conversion	Director	MExercise/Conversion	−8,335 sh	—	—	91,665
2017-08-01	Uni-PixelM Exercise/Conversion	Director	MExercise/Conversion	+6,250 sh	—	—	31,250
2017-08-01	Uni-PixelM Exercise/Conversion	Director	MExercise/Conversion	+8,335 sh	—	—	39,585
2017-06-09	Uni-PixelRestricted Stock Units (RSUs)A Award	Director	AAward	+100K sh	—	—	100,000
2017-05-01	Uni-PixelM Exercise/Conversion	Director	MExercise/Conversion	+6,250 sh	—	—	25,000
2017-05-01	Uni-PixelRestricted Stock Units (RSUs)M Exercise/Conversion	Director	MExercise/Conversion	−6,250 sh	—	—	50,000
2017-02-01	Uni-PixelM Exercise/Conversion	Director	MExercise/Conversion	+6,250 sh	—	—	18,750
2017-02-01	Uni-PixelRestricted Stock Units (RSUs)M Exercise/Conversion	Director	MExercise/Conversion	−6,250 sh	—	—	56,250
2016-11-01	Uni-PixelRestricted Stock Units (RSUs)M Exercise/Conversion	Director	MExercise/Conversion	−6,250 sh	—	—	62,500
2016-11-01	Uni-PixelM Exercise/Conversion	Director	MExercise/Conversion	+6,250 sh	—	—	12,500
2016-08-01	Uni-PixelRestricted Stock Units (RSUs)M Exercise/Conversion	Director	MExercise/Conversion	−6,250 sh	—	—	68,750
2016-08-01	Uni-PixelM Exercise/Conversion	Director	MExercise/Conversion	+6,250 sh	—	—	6,250
2016-06-08	Uni-PixelRestricted Stock Units (RSUs)A Award	Director	AAward	+75K sh	—	—	75,000
2012-11-21	RAMTRON INTERNATIONAL CORPS Sale	Director	SSale	−5,000 sh	$3.10	−$15.5K	0
2012-11-20	RAMTRON INTERNATIONAL CORPD Disposition to Issuer	Director	DDisposition to Issuer	−20K sh	$3.10	−$62K	5,000
2012-05-03	RAMTRON INTERNATIONAL CORPP Purchase	Director	PPurchase	+5,000 sh	$2.31	+$11.6K	25,000
2012-01-16	RAMTRON INTERNATIONAL CORPA Award	Director	AAward	+20K sh	—	—	20,000
2009-01-28	Spansion Inc.M Exercise/Conversion	COO	MExercise/Conversion	+3,572 sh	—	—	54,217
2009-01-28	Spansion Inc.Restricted Stock UnitsM Exercise/Conversion	COO	MExercise/Conversion	−3,572 sh	—	—	3,572
2009-01-20	Spansion Inc.M Exercise/Conversion	COO	MExercise/Conversion	+2,062 sh	—	—	50,645
2009-01-20	Spansion Inc.Restricted Stock UnitsM Exercise/Conversion	COO	MExercise/Conversion	−2,062 sh	—	—	18,564
2008-04-29	Spansion Inc.S Sale	COO	SSale	−1,297 sh	$2.98	−$3,865.06	37,326
2008-04-29	Spansion Inc.S Sale	COO	SSale	−11 sh	$3.01	−$33.11	37,315
2008-04-28	Spansion Inc.Employee Stock Option (right to buy)A Award	COO	AAward	+60K sh	—	—	60,000
2008-04-28	Spansion Inc.Restricted Stock UnitsM Exercise/Conversion	COO	MExercise/Conversion	−3,572 sh	—	—	14,288
2008-04-28	Spansion Inc.M Exercise/Conversion	COO	MExercise/Conversion	+3,572 sh	—	—	38,623
2008-04-28	Spansion Inc.Restricted Stock UnitsA Award	COO	AAward	+24K sh	—	—	24,000
2007-04-20	Spansion Inc.Restricted Stock UnitsA Award	COO	AAward	+33K sh	—	—	33,000
2007-04-20	Spansion Inc.Employee Stock Option (right to buy)A Award	COO	AAward	+82.5K sh	—	—	82,500
2007-02-01	Spansion Inc.S Sale	COO	SSale	−25 sh	$12.92	−$323	20,746
2007-02-01	Spansion Inc.S Sale	COO	SSale	−1,616 sh	$12.57	−$20.3K	20,771
2007-01-28	Spansion Inc.Restricted Stock UnitsM Exercise/Conversion	COO	MExercise/Conversion	−3,572 sh	—	—	32,148
2007-01-28	Spansion Inc.M Exercise/Conversion	COO	MExercise/Conversion	+3,572 sh	—	—	22,387
2006-07-28	Spansion Inc.Restricted Stock UnitsM Exercise/Conversion	COO	MExercise/Conversion	−3,572 sh	—	—	39,292
2006-07-28	Spansion Inc.M Exercise/Conversion	COO	MExercise/Conversion	+3,572 sh	—	—	17,859
2006-04-28	Spansion Inc.M Exercise/Conversion	COO	MExercise/Conversion	+14.3K sh	—	—	14,287
2006-04-28	Spansion Inc.Restricted Stock UnitsM Exercise/Conversion	COO	MExercise/Conversion	−14.3K sh	—	—	42,864

Recent filings

Accepted (ET)
Aug 34
DORAN JAMES E0001209191-17-047316
SEC(opens sec.gov)
Jun 134
Uni-Pixel0001209191-17-039443
SEC(opens sec.gov)
May 34
Uni-Pixel0001209191-17-029605
SEC(opens sec.gov)
Feb 34
Uni-Pixel0001209191-17-007592
SEC(opens sec.gov)
Nov 34
Uni-Pixel0001209191-16-148140
SEC(opens sec.gov)
Aug 34
Uni-Pixel0001209191-16-135253
SEC(opens sec.gov)
Jun 104
Uni-Pixel0001209191-16-127128
SEC(opens sec.gov)
Jan 114
DORAN JAMES E0001214769-13-000003
SEC(opens sec.gov)
May 174
DORAN JAMES E0001214769-12-000012
SEC(opens sec.gov)
Jan 184
DORAN JAMES E0001214769-12-000010
SEC(opens sec.gov)
Jan 304
DORAN JAMES E0001179110-09-001761
SEC(opens sec.gov)

Companies

Address

915 DEGUIGNE DR. P.O. BOX 3453

SUNNYVALE, CA, 94088-3453