Insider · CIK 0001214967

SCHLOTTERBECK DAVID L

Reports to the SEC for 7 companies · SAN DIEGO,, CA

sec.gov

Transactions

Companies

Filings

CIK

0001214967

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2017-05-22	MAXWELL TECHNOLOGIES INCRestricted Stock UnitsA Award	Director	AAward	+15.4K sh	—	—	15,370
2017-05-22	MAXWELL TECHNOLOGIES INCStock Option (Right to Buy)A Award	Director	AAward	+5,000 sh	—	—	5,000
2017-02-21	MAXWELL TECHNOLOGIES INCM Exercise/Conversion	Director	MExercise/Conversion	+16.7K sh	—	—	75,830
2017-02-21	MAXWELL TECHNOLOGIES INCRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−16.7K sh	—	—	0
2016-02-26	MAXWELL TECHNOLOGIES INCM Exercise/Conversion	Director	MExercise/Conversion	+11.7K sh	—	—	59,098
2016-02-26	MAXWELL TECHNOLOGIES INCRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−11.7K sh	—	—	0
2016-02-18	MAXWELL TECHNOLOGIES INCRestricted Stock UnitsA Award	Director	AAward	+16.7K sh	—	—	16,732
2015-05-18	JUNIPER NETWORKS INCM Exercise/Conversion	Director	MExercise/Conversion	+11K sh	—	—	39,285
2015-05-18	JUNIPER NETWORKS INCRSU AwardM Exercise/Conversion	Director	MExercise/Conversion	−11K sh	—	—	0
2015-02-26	MAXWELL TECHNOLOGIES INCRestricted Stock UnitsA Award	Director	AAward	+11.7K sh	—	—	11,707
2015-02-17	MAXWELL TECHNOLOGIES INCM Exercise/Conversion	Director	MExercise/Conversion	+9,413 sh	—	—	47,391
2015-02-17	MAXWELL TECHNOLOGIES INCRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−9,413 sh	—	—	0
2014-02-13	MAXWELL TECHNOLOGIES INCRestricted Stock UnitsA Award	Director	AAward	+9,413 sh	—	—	9,413
2013-08-13	MAXWELL TECHNOLOGIES INCRestricted Stock UnitsA Award	Director	AAward	−13K sh	—	—	12,978
2013-05-22	JUNIPER NETWORKS INCM Exercise/Conversion	Director	MExercise/Conversion	+5,531 sh	—	—	15,517
2013-05-22	JUNIPER NETWORKS INCRSU AwardM Exercise/Conversion	Director	MExercise/Conversion	−5,531 sh	—	—	0
2013-05-21	JUNIPER NETWORKS INCRSU AwardA Award	Director	AAward	+12.8K sh	—	—	12,763
2012-05-22	JUNIPER NETWORKS INCRSU AwardA Award	Director	AAward	+5,531 sh	—	—	5,531
2012-05-18	JUNIPER NETWORKS INCM Exercise/Conversion	Director	MExercise/Conversion	+2,886 sh	—	—	9,986
2012-05-18	JUNIPER NETWORKS INCRSU AwardM Exercise/Conversion	Director	MExercise/Conversion	−2,886 sh	—	—	0
2011-08-26	JUNIPER NETWORKS INCP Purchase	Director	PPurchase	+7,100 sh	$20.88	+$148K	7,100
2011-05-18	JUNIPER NETWORKS INCRSU AwardA Award	Director	AAward	+2,886 sh	—	—	2,886
2010-12-09	CAREFUSION CorpM Exercise/Conversion	Director, Chairman and CEO	MExercise/Conversion	+5,569 sh	—	—	71,045
2010-12-09	CAREFUSION CorpF Tax Payment	Director, Chairman and CEO	FTax Payment	−5,569 sh	—	—	65,476
2010-12-09	CAREFUSION CorpRestricted Stock UnitsM Exercise/Conversion	Director, Chairman and CEO	MExercise/Conversion	−5,569 sh	—	—	204,701
2010-09-15	CAREFUSION CorpM Exercise/Conversion	Director, Chairman and CEO	MExercise/Conversion	+28.2K sh	—	—	78,624
2010-09-15	CAREFUSION CorpF Tax Payment	Director, Chairman and CEO	FTax Payment	−13.1K sh	$24.00	−$316K	65,476
2010-09-15	CAREFUSION CorpRestricted Stock UnitsM Exercise/Conversion	Director, Chairman and CEO	MExercise/Conversion	−28.2K sh	—	—	56,334
2010-08-31	JUNIPER NETWORKS INCNon-Qualified Stock Option (right to buy)A Award	Director	AAward	+50K sh	—	—	50,000
2010-08-16	CAREFUSION CorpRestricted Stock UnitsA Award	Director, Chairman and CEO	AAward	+210K sh	—	—	210,270
2010-08-16	CAREFUSION CorpOption (right to buy)A Award	Director, Chairman and CEO	AAward	+499K sh	—	—	499,310
2010-08-15	CAREFUSION CorpM Exercise/Conversion	Director, Chairman and CEO	MExercise/Conversion	+285 sh	—	—	50,743
2010-08-15	CAREFUSION CorpF Tax Payment	Director, Chairman and CEO	FTax Payment	−285 sh	$22.85	−$6,512.25	50,458
2010-08-15	CAREFUSION CorpRestricted Stock UnitsM Exercise/Conversion	Director, Chairman and CEO	MExercise/Conversion	−54 sh	—	—	6,912
2010-08-15	CAREFUSION CorpRestricted Stock UnitsM Exercise/Conversion	Director, Chairman and CEO	MExercise/Conversion	−231 sh	—	—	30,116
2010-07-12	Virtual Radiologic CORPD Disposition to Issuer	Director	DDisposition to Issuer	−2,166 sh	$17.25	−$37.4K	0
2010-07-12	Virtual Radiologic CORPStock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−30K sh	$4.76	−$143K	0
2010-05-13	Virtual Radiologic CORPA Award	Director	AAward	+2,166 sh	—	—	2,166
2009-12-15	CAREFUSION CorpM Exercise/Conversion	Director, Chairman and CEO	MExercise/Conversion	+72 sh	—	—	50,530
2009-12-15	CAREFUSION CorpF Tax Payment	Director, Chairman and CEO	FTax Payment	−72 sh	$24.64	−$1,774.08	50,458
2009-12-15	CAREFUSION CorpRestricted Stock UnitsM Exercise/Conversion	Director, Chairman and CEO	MExercise/Conversion	−7 sh	—	—	6,966
2009-12-15	CAREFUSION CorpRestricted Stock UnitsM Exercise/Conversion	Director, Chairman and CEO	MExercise/Conversion	−65 sh	—	—	30,347
2009-09-15	CAREFUSION CorpRestricted Stock UnitsA Award	Director, Chairman and CEO	AAward	+84.5K sh	—	—	84,500
2009-09-15	CAREFUSION CorpOption (right to buy)A Award	Director, Chairman and CEO	AAward	+524K sh	—	—	524,033
2009-09-15	CAREFUSION CorpRestricted Stock UnitsA Award	Director, Chairman and CEO	AAward	+96.6K sh	—	—	96,572
2009-09-15	CAREFUSION CorpOption (right to buy)A Award	Director, Chairman and CEO	AAward	+299K sh	—	—	299,447
2009-09-14	CAREFUSION CorpP Purchase	Director, Chairman and CEO	PPurchase	+26.3K sh	$19.48	+$512K	50,458
2009-09-14	CAREFUSION CorpP Purchase	Director, Chairman and CEO	PPurchase	+2,300 sh	$19.50	+$44.9K	2,487
2009-09-01	CAHCARDINAL HEALTH INC · Option (right to buy)A Award	Former Vice Chair & CEO CTS	AAward	+1 sh	—	—	1
2009-09-01	CAHCARDINAL HEALTH INC · Option (right to buy)A Award	Former Vice Chair & CEO CTS	AAward	+1 sh	—	—	1

Recent filings

Accepted (ET)
May 244
MAXWELL TECHNOLOGIES INC0001209191-17-035170
SEC(opens sec.gov)
Feb 224
MAXWELL TECHNOLOGIES INC0001209191-17-013562
SEC(opens sec.gov)
Feb 264
MAXWELL TECHNOLOGIES INC0001209191-16-103126
SEC(opens sec.gov)
Feb 224
MAXWELL TECHNOLOGIES INC0001209191-16-101035
SEC(opens sec.gov)
May 204
JUNIPER NETWORKS INC0001043604-15-000097
SEC(opens sec.gov)
Mar 24
MAXWELL TECHNOLOGIES INC0001209191-15-020473
SEC(opens sec.gov)
Feb 174
MAXWELL TECHNOLOGIES INC0001209191-15-014842
SEC(opens sec.gov)
Feb 184
MAXWELL TECHNOLOGIES INC0001181431-14-007407
SEC(opens sec.gov)
Aug 154
MAXWELL TECHNOLOGIES INC0001181431-13-045131
SEC(opens sec.gov)
May 234
SCHLOTTERBECK DAVID L0001043604-13-000055
SEC(opens sec.gov)
May 224
SCHLOTTERBECK DAVID L0001499416-12-000041
SEC(opens sec.gov)

Companies

Address

C/O CAREFUSION CORPORATION 3750 TORREY VIEW COURT

SAN DIEGO,, CA, 92130