Insider · CIK 0001215697

RICHMOND GEORGE R

Reports to the SEC for 1 company · BROOKWOOD, AL

sec.gov

Transactions

Companies

Filings

CIK

0001215697

Forms 4 and 5

Insider transactions

38 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2010-03-02	Walter Energy, Inc.A Award	Director, President and COO	AAward	+3,093 sh	—	—	86,235.49
2010-03-02	Walter Energy, Inc.Non-qualified stock optionA Award	Director, President and COO	AAward	+4,680 sh	—	—	4,680
2010-02-27	Walter Energy, Inc.F Tax Payment	Director, President and COO	FTax Payment	−4,040 sh	$77.64	−$314K	83,142.49
2010-02-16	Walter Energy, Inc.M Exercise/Conversion	Director, President and COO	MExercise/Conversion	+140K sh	$29.37	+$4.11M	227,182.49
2010-02-16	Walter Energy, Inc.S Sale	Director, President and COO	SSale	−140K sh	$78.27	−$11M	87,182.49
2010-02-16	Walter Energy, Inc.Non-qualified stock optionM Exercise/Conversion	Director, President and COO	MExercise/Conversion	−140K sh	—	—	139,482
2010-01-31	Walter Energy, Inc.F Tax Payment	Director, President and COO	FTax Payment	−7,453 sh	$67.35	−$502K	87,155.09
2009-11-04	Walter Energy, Inc.M Exercise/Conversion	Director, President and COO	MExercise/Conversion	+86.3K sh	$29.37	+$2.53M	180,828.9
2009-11-04	Walter Energy, Inc.S Sale	Director, President and COO	SSale	−86.3K sh	$63.01	−$5.44M	94,528.9
2009-11-04	Walter Energy, Inc.Non-qualified stock optionM Exercise/Conversion	Director, President and COO	MExercise/Conversion	−86.3K sh	—	—	279,482
2009-11-03	Walter Energy, Inc.M Exercise/Conversion	Director, President and COO	MExercise/Conversion	+19.1K sh	$29.37	+$562K	133,660.9
2009-11-03	Walter Energy, Inc.M Exercise/Conversion	Director, President and COO	MExercise/Conversion	+14.6K sh	$25.24	+$368K	148,228.9
2009-11-03	Walter Energy, Inc.S Sale	Director, President and COO	SSale	−33.7K sh	$62.07	−$2.09M	114,528.9
2009-11-03	Walter Energy, Inc.S Sale	Director, President and COO	SSale	−20K sh	$61.60	−$1.23M	94,528.9
2009-11-03	Walter Energy, Inc.Non-qualified stock optionM Exercise/Conversion	Director, President and COO	MExercise/Conversion	−19.1K sh	—	—	365,782
2009-11-03	Walter Energy, Inc.Non-qualified stock optionM Exercise/Conversion	Director, President and COO	MExercise/Conversion	−14.6K sh	—	—	7,284
2009-09-08	Walter Energy, Inc.A Award	Director, President and COO	AAward	+2,578 sh	—	—	108,342.11
2009-09-08	Walter Energy, Inc.Non-qualified stock optionA Award	Director, President and COO	AAward	+4,039 sh	—	—	4,039
2009-02-27	Walter Energy, Inc.A Award	Director, President and COO	AAward	+19.1K sh	—	—	105,406.31
2009-02-27	Walter Energy, Inc.Non-qualified stock optionA Award	Director, President and COO	AAward	+35.9K sh	—	—	35,881
2007-02-19	Walter Energy, Inc.F Tax Payment	Director, President and COO	FTax Payment	−3,261 sh	$24.68	−$80.5K	96,704.75
2007-01-31	Walter Energy, Inc.A Award	Director, President and COO	AAward	+19.2K sh	—	—	99,922.2
2007-01-31	Walter Energy, Inc.Non-qualified stock optionA Award	Director, President and COO	AAward	+19.6K sh	—	—	19,608
2005-09-01	Walter Energy, Inc.M Exercise/Conversion	Director, President and COO	MExercise/Conversion	+7,400 sh	$11.03	+$81.6K	53,431.24
2005-09-01	Walter Energy, Inc.M Exercise/Conversion	Director, President and COO	MExercise/Conversion	+25K sh	$17.00	+$425K	78,431.24
2005-09-01	Walter Energy, Inc.S Sale	Director, President and COO	SSale	−32.4K sh	$44.20	−$1.43M	46,031.24
2005-09-01	Walter Energy, Inc.Non-qualified stock optionM Exercise/Conversion	Director, President and COO	MExercise/Conversion	−7,400 sh	—	—	0
2005-09-01	Walter Energy, Inc.Non-qualified stock optionM Exercise/Conversion	Director, President and COO	MExercise/Conversion	−25K sh	—	—	25,000
2005-08-31	Walter Energy, Inc.M Exercise/Conversion	Director, President and COO	MExercise/Conversion	+1,213 sh	$11.03	+$13.4K	47,244.24
2005-08-31	Walter Energy, Inc.S Sale	Director, President and COO	SSale	−1,213 sh	$44.20	−$53.6K	46,031.24
2005-08-31	Walter Energy, Inc.Non-qualified stock optionM Exercise/Conversion	Director, President and COO	MExercise/Conversion	−1,213 sh	—	—	7,400
2005-08-10	Walter Energy, Inc.M Exercise/Conversion	Director, President and COO	MExercise/Conversion	+13.2K sh	$9.88	+$130K	59,217.24
2005-08-10	Walter Energy, Inc.S Sale	Director, President and COO	SSale	−13.2K sh	$42.90	−$566K	46,031.24
2005-08-10	Walter Energy, Inc.Non-qualified stock optionM Exercise/Conversion	Director, President and COO	MExercise/Conversion	−13.2K sh	—	—	6,593
2004-12-09	Walter Energy, Inc.M Exercise/Conversion	Director, President and COO	MExercise/Conversion	+5,000 sh	$7.47	+$37.3K	29,990.44
2004-12-09	Walter Energy, Inc.S Sale	Director, President and COO	SSale	−5,000 sh	$26.80	−$134K	24,990.44
2004-12-09	Walter Energy, Inc.Non-qualified stock option (right to buy)M Exercise/Conversion	Director, President and COO	MExercise/Conversion	−5,000 sh	—	—	45,000
2004-09-02	Walter Energy, Inc.S Sale	Director, President and COO	SSale	−1,017.05 sh	$14.75	−$15K	24,778.79

Recent filings

Accepted (ET)
Mar 44
RICHMOND GEORGE R0001179110-10-004515
SEC(opens sec.gov)
Mar 24
RICHMOND GEORGE R0001179110-10-004158
SEC(opens sec.gov)
Feb 174
RICHMOND GEORGE R0001179110-10-003009
SEC(opens sec.gov)
Feb 24
RICHMOND GEORGE R0001179110-10-001839
SEC(opens sec.gov)
Nov 54
RICHMOND GEORGE R0001179110-09-015099
SEC(opens sec.gov)
Sep 104
RICHMOND GEORGE R0001179110-09-013106
SEC(opens sec.gov)
Mar 34
RICHMOND GEORGE R0001179110-09-003997
SEC(opens sec.gov)

Companies

Walter Energy, Inc.Director, President and COO

Address

16243 HIGHWAY 216

BROOKWOOD, AL, 35444