Insider · CIK 0001215805

DILLER JAMES

Reports to the SEC for 5 companies · SANTA CLARA, CA

sec.gov

Transactions

Companies

Filings

CIK

0001215805

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2018-04-04	AVGOBroadcom Inc.A Award	Director	AAward	+807 sh	—	—	24,704
2017-12-14	Broadcom Pte. Ltd.Stock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−9,854 sh	—	—	0
2017-12-14	Broadcom Pte. Ltd.M Exercise/Conversion	Director	MExercise/Conversion	+5,223 sh	$62.47	+$326K	23,897
2017-12-14	Broadcom Pte. Ltd.Stock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−5,223 sh	—	—	0
2017-12-14	Broadcom Pte. Ltd.M Exercise/Conversion	Director	MExercise/Conversion	+9,854 sh	$35.38	+$349K	18,674
2017-10-20	Broadcom Pte. Ltd.G Gift	Director	GGift	−500 sh	—	—	119,500
2017-04-05	Broadcom Pte. Ltd.A Award	Director	AAward	+906 sh	—	—	8,820
2016-04-06	Broadcom Pte. Ltd.A Award	Director	AAward	+1,325 sh	—	—	7,914
2016-02-01	Broadcom Pte. Ltd.A Award	Director	AAward	+90.3K sh	—	—	90,255
2016-02-01	Broadcom Pte. Ltd.A Award	Director	AAward	+6,589 sh	—	—	6,589
2016-02-01	Broadcom Pte. Ltd.Stock Option (Right to Buy)A Award	Director	AAward	+9,854 sh	—	—	9,854
2016-02-01	Avago Technologies LTDStock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−9,854 sh	—	—	0
2016-02-01	Avago Technologies LTDD Disposition to Issuer	Director	DDisposition to Issuer	−6,589 sh	—	—	0
2016-02-01	Broadcom Pte. Ltd.Stock Option (Right to Buy)A Award	Director	AAward	+5,223 sh	—	—	5,223
2016-02-01	Avago Technologies LTDStock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−5,223 sh	—	—	0
2016-02-01	Avago Technologies LTDD Disposition to Issuer	Director	DDisposition to Issuer	−90.3K sh	—	—	0
2016-02-01	Broadcom Pte. Ltd.A Award	Director	AAward	+29.7K sh	—	—	29,745
2016-02-01	Avago Technologies LTDD Disposition to Issuer	Director	DDisposition to Issuer	−29.7K sh	—	—	0
2015-04-23	INTERSIL CORP/DEDeferred Stock Unit (DSU) AwardM Exercise/Conversion	Director	MExercise/Conversion	−9,600 sh	—	—	0
2015-04-23	INTERSIL CORP/DEM Exercise/Conversion	Director	MExercise/Conversion	+9,600 sh	—	—	497,032
2015-04-08	Avago Technologies LTDA Award	Director	AAward	+1,563 sh	—	—	6,589
2015-04-02	INTERSIL CORP/DEDeferred Stock Units (DSUs)M Exercise/Conversion	Director	MExercise/Conversion	−1,334 sh	—	—	0
2015-04-02	INTERSIL CORP/DEM Exercise/Conversion	Director	MExercise/Conversion	+1,334 sh	—	—	487,432
2015-04-01	INTERSIL CORP/DEDeferred Stock Units (DSUs)M Exercise/Conversion	Director	MExercise/Conversion	−1,333 sh	—	—	1,334
2015-04-01	INTERSIL CORP/DEM Exercise/Conversion	Director	MExercise/Conversion	+1,333 sh	—	—	486,098
2015-03-18	Avago Technologies LTDM Exercise/Conversion	Director	MExercise/Conversion	+7,186 sh	$31.49	+$226K	12,212
2015-03-18	Avago Technologies LTDS Sale	Director	SSale	−14.8K sh	$128.20	−$1.9M	5,026
2015-03-18	Avago Technologies LTDStock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−7,186 sh	—	—	0
2015-03-18	Avago Technologies LTDStock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−7,630 sh	—	—	0
2015-03-18	Avago Technologies LTDM Exercise/Conversion	Director	MExercise/Conversion	+7,630 sh	$37.41	+$285K	19,842
2014-05-28	Avago Technologies LTDG Gift	Director	GGift	+15.6K sh	—	—	90,255
2014-05-28	Avago Technologies LTDG Gift	Director	GGift	−6,683 sh	—	—	0
2014-05-28	Avago Technologies LTDG Gift	Director	GGift	−8,954 sh	—	—	29,745
2014-03-05	Avago Technologies LTDS Sale	Director	SSale	−30K sh	$63.84	−$1.92M	74,618
2014-02-28	Avago Technologies LTDS Sale	Director	SSale	−30K sh	$61.79	−$1.85M	104,618
2013-08-19	PMC SIERRA INCG Gift	Former Director	GGift	−100 sh	—	—	429,318
2013-07-02	Avago Technologies LTDS Sale	Director	SSale	−4,938 sh	$38.00	−$188K	3,285
2013-06-06	Avago Technologies LTDG Gift	Director	GGift	−14.9K sh	—	—	38,699
2013-06-06	Avago Technologies LTDG Gift	Director	GGift	+42.3K sh	—	—	134,618
2013-06-06	Avago Technologies LTDG Gift	Director	GGift	−27.5K sh	—	—	6,683
2013-06-04	PMC SIERRA INCStock Option (Right to Buy)A Award	Former Director	AAward	+24K sh	—	—	24,000
2013-06-03	PMC SIERRA INCS Sale	Former Director	SSale	−9,361 sh	$5.98	−$56K	429,418
2013-05-28	PMC SIERRA INCA Award	Former Director	AAward	+10.2K sh	—	—	438,779
2013-04-10	Avago Technologies LTDA Award	Director	AAward	+3,285 sh	—	—	8,223
2013-04-10	Avago Technologies LTDStock Option (Right to Buy)A Award	Director	AAward	+9,854 sh	—	—	9,854
2013-04-02	INTERSIL CORP/DEM Exercise/Conversion	Director	MExercise/Conversion	+1,333 sh	—	—	480,765
2013-04-02	INTERSIL CORP/DEDeferred Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,333 sh	—	—	2,667
2013-04-01	INTERSIL CORP/DEM Exercise/Conversion	Director	MExercise/Conversion	+1,333 sh	—	—	479,432
2013-04-01	INTERSIL CORP/DEDeferred Stock UnitsA Award	Director	AAward	+4,000 sh	—	—	4,000
2013-04-01	INTERSIL CORP/DEStock OptionsA Award	Director	AAward	+5,000 sh	—	—	5,000

Recent filings

Accepted (ET)
Apr 64
DILLER JAMES0000899243-18-009661
SEC(opens sec.gov)
Dec 154
DILLER JAMES0001649338-17-000145
SEC(opens sec.gov)
Nov 295
DILLER JAMES0001649338-17-000123
SEC(opens sec.gov)
Apr 64
Broadcom Ltd0001649338-17-000078
SEC(opens sec.gov)
Apr 74
Broadcom Ltd0001649338-16-000061
SEC(opens sec.gov)
Feb 34
Broadcom Ltd0001140361-16-050142
SEC(opens sec.gov)
Feb 34
Avago Technologies LTD0001140361-16-050110
SEC(opens sec.gov)
Apr 274
INTERSIL CORP/DE0001140361-15-016492
SEC(opens sec.gov)

Companies

Address

3975 FREEDOM CIRCLE

SANTA CLARA, CA, 95054