Insider · CIK 0001216275

GANDOLFO THOMAS J

Reports to the SEC for 1 company · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001216275

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2007-06-06	OSGOCTAVE SPECIALTY GROUP INCA Award	Senior Managing Director	AAward	+32 sh	$88.15	+$2,820.8	28,247
2007-02-02	OSGOCTAVE SPECIALTY GROUP INCF Tax Payment	Senior Managing Director	FTax Payment	−1,977 sh	$88.53	−$175K	31,574
2007-02-02	OSGOCTAVE SPECIALTY GROUP INCF Tax Payment	Senior Managing Director	FTax Payment	−1,215 sh	$88.53	−$108K	30,359
2007-02-02	OSGOCTAVE SPECIALTY GROUP INCF Tax Payment	Senior Managing Director	FTax Payment	−176 sh	$88.53	−$15.6K	30,183
2007-01-29	OSGOCTAVE SPECIALTY GROUP INCA Award	Senior Managing Director	AAward	+4,584 sh	$87.27	+$400K	33,551
2007-01-29	OSGOCTAVE SPECIALTY GROUP INC · Employee Stock Option (Right to Buy)A Award	Senior Managing Director	AAward	+35K sh	—	—	35,000
2006-06-07	OSGOCTAVE SPECIALTY GROUP INCA Award	Senior Managing Director	AAward	+37 sh	$79.28	+$2,933.36	28,885
2006-01-27	OSGOCTAVE SPECIALTY GROUP INCF Tax Payment	Senior Managing Director	FTax Payment	−294 sh	$76.64	−$22.5K	28,434
2005-06-01	OSGOCTAVE SPECIALTY GROUP INCA Award	Senior Managing Director	AAward	+29 sh	$71.89	+$2,084.81	23,092
2005-06-01	OSGOCTAVE SPECIALTY GROUP INCF Tax Payment	Senior Managing Director	FTax Payment	−1 sh	$71.89	−$71.89	23,091
2005-05-19	OSGOCTAVE SPECIALTY GROUP INCF Tax Payment	Senior Managing Director	FTax Payment	−852 sh	$72.16	−$61.5K	23,063
2005-04-25	OSGOCTAVE SPECIALTY GROUP INCF Tax Payment	Senior Managing Director	FTax Payment	−414 sh	$66.18	−$27.4K	23,915
2005-01-24	OSGOCTAVE SPECIALTY GROUP INCA Award	Senior Managing Director	AAward	+5,045 sh	$79.30	+$400K	24,301
2005-01-24	OSGOCTAVE SPECIALTY GROUP INC · Employee Stock Option (Right to Buy)A Award	Senior Managing Director	AAward	+35K sh	—	—	35,000
2004-12-07	OSGOCTAVE SPECIALTY GROUP INCM Exercise/Conversion	Senior Managing Director	MExercise/Conversion	+1,500 sh	$31.02	+$46.5K	19,906
2004-12-07	OSGOCTAVE SPECIALTY GROUP INCM Exercise/Conversion	Senior Managing Director	MExercise/Conversion	+5,000 sh	$48.66	+$243K	24,906
2004-12-07	OSGOCTAVE SPECIALTY GROUP INCM Exercise/Conversion	Senior Managing Director	MExercise/Conversion	+1,057 sh	$52.25	+$55.2K	25,963
2004-12-07	OSGOCTAVE SPECIALTY GROUP INCM Exercise/Conversion	Senior Managing Director	MExercise/Conversion	+841 sh	$65.68	+$55.2K	26,804
2004-12-07	OSGOCTAVE SPECIALTY GROUP INCS Sale	Senior Managing Director	SSale	−3,300 sh	$82.25	−$271K	23,504
2004-12-07	OSGOCTAVE SPECIALTY GROUP INCS Sale	Senior Managing Director	SSale	−300 sh	$82.26	−$24.7K	23,204
2004-12-07	OSGOCTAVE SPECIALTY GROUP INCS Sale	Senior Managing Director	SSale	−500 sh	$82.28	−$41.1K	22,704
2004-12-07	OSGOCTAVE SPECIALTY GROUP INCS Sale	Senior Managing Director	SSale	−400 sh	$82.32	−$32.9K	22,304
2004-12-07	OSGOCTAVE SPECIALTY GROUP INCS Sale	Senior Managing Director	SSale	−200 sh	$82.33	−$16.5K	22,104
2004-12-07	OSGOCTAVE SPECIALTY GROUP INCS Sale	Senior Managing Director	SSale	−100 sh	$82.34	−$8,234	22,004
2004-12-07	OSGOCTAVE SPECIALTY GROUP INCS Sale	Senior Managing Director	SSale	−300 sh	$82.35	−$24.7K	21,704
2004-12-07	OSGOCTAVE SPECIALTY GROUP INCS Sale	Senior Managing Director	SSale	−100 sh	$82.38	−$8,238	21,604
2004-12-07	OSGOCTAVE SPECIALTY GROUP INCS Sale	Senior Managing Director	SSale	−500 sh	$82.40	−$41.2K	21,104
2004-12-07	OSGOCTAVE SPECIALTY GROUP INCS Sale	Senior Managing Director	SSale	−200 sh	$82.42	−$16.5K	20,904
2004-12-07	OSGOCTAVE SPECIALTY GROUP INCS Sale	Senior Managing Director	SSale	−300 sh	$82.44	−$24.7K	20,604
2004-12-07	OSGOCTAVE SPECIALTY GROUP INCS Sale	Senior Managing Director	SSale	−200 sh	$82.45	−$16.5K	20,404
2004-12-07	OSGOCTAVE SPECIALTY GROUP INCS Sale	Senior Managing Director	SSale	−300 sh	$82.48	−$24.7K	20,104
2004-12-07	OSGOCTAVE SPECIALTY GROUP INCS Sale	Senior Managing Director	SSale	−600 sh	$82.49	−$49.5K	19,504
2004-12-07	OSGOCTAVE SPECIALTY GROUP INCS Sale	Senior Managing Director	SSale	−248 sh	$82.51	−$20.5K	19,256
2004-12-07	OSGOCTAVE SPECIALTY GROUP INC · Employee Stock Option (Right to Buy)M Exercise/Conversion	Senior Managing Director	MExercise/Conversion	−1,500 sh	—	—	0
2004-12-07	OSGOCTAVE SPECIALTY GROUP INC · Employee Stock Option (Right to Buy)M Exercise/Conversion	Senior Managing Director	MExercise/Conversion	−5,000 sh	—	—	5,000
2004-12-07	OSGOCTAVE SPECIALTY GROUP INC · Employee Stock Option (Right to Buy)M Exercise/Conversion	Senior Managing Director	MExercise/Conversion	−1,057 sh	—	—	0
2004-12-07	OSGOCTAVE SPECIALTY GROUP INC · Employee Stock Option (Right to Buy)M Exercise/Conversion	Senior Managing Director	MExercise/Conversion	−841 sh	—	—	0
2004-12-01	OSGOCTAVE SPECIALTY GROUP INCA Award	Senior Managing Director	AAward	+19 sh	$81.94	+$1,556.86	18,406
2004-09-01	OSGOCTAVE SPECIALTY GROUP INCA Award	Senior Managing Director	AAward	+21 sh	$75.11	+$1,577.31	18,387
2004-02-06	OSGOCTAVE SPECIALTY GROUP INCP Purchase	Senior Managing Director	PPurchase	+1,300 sh	$76.55	+$99.5K	18,616
2004-02-06	OSGOCTAVE SPECIALTY GROUP INCM Exercise/Conversion	Senior Managing Director	MExercise/Conversion	+11K sh	$31.02	+$341K	29,616
2004-02-06	OSGOCTAVE SPECIALTY GROUP INCS Sale	Senior Managing Director	SSale	−11K sh	$76.66	−$843K	18,616
2004-02-06	OSGOCTAVE SPECIALTY GROUP INCM Exercise/Conversion	Senior Managing Director	MExercise/Conversion	+2,000 sh	$31.02	+$62K	20,616
2004-02-06	OSGOCTAVE SPECIALTY GROUP INCS Sale	Senior Managing Director	SSale	−2,000 sh	$76.66	−$153K	18,616
2004-02-06	OSGOCTAVE SPECIALTY GROUP INC · Employee Stock Option (Right to Buy)M Exercise/Conversion	Senior Managing Director	MExercise/Conversion	−11K sh	—	—	0
2004-02-06	OSGOCTAVE SPECIALTY GROUP INC · Employee Stock Option (Right to Buy)M Exercise/Conversion	Senior Managing Director	MExercise/Conversion	−2,000 sh	—	—	1,500
2004-01-26	OSGOCTAVE SPECIALTY GROUP INCA Award	Senior Managing Director	AAward	+395 sh	$55.28	+$21.8K	8,362
2004-01-26	OSGOCTAVE SPECIALTY GROUP INCA Award	Senior Managing Director	AAward	+1,188 sh	$73.71	+$87.6K	9,550
2004-01-26	OSGOCTAVE SPECIALTY GROUP INCA Award	Senior Managing Director	AAward	+2,714 sh	$73.71	+$200K	12,264
2004-01-26	OSGOCTAVE SPECIALTY GROUP INCA Award	Senior Managing Director	AAward	+5,427 sh	$73.71	+$400K	17,691

Recent filings

Accepted (ET)
Jun 84
AMBAC FINANCIAL GROUP INC0001216275-07-000005
SEC(opens sec.gov)
Feb 64
AMBAC FINANCIAL GROUP INC0001216275-07-000002
SEC(opens sec.gov)
Jan 314
AMBAC FINANCIAL GROUP INC0001216275-07-000001
SEC(opens sec.gov)
Jun 94
GANDOLFO THOMAS J0001216275-06-000005
SEC(opens sec.gov)
Jan 314
GANDOLFO THOMAS J0001216275-06-000002
SEC(opens sec.gov)
Jun 34
AMBAC FINANCIAL GROUP INC0001216275-05-000005
SEC(opens sec.gov)
May 204
AMBAC FINANCIAL GROUP INC0001216275-05-000004
SEC(opens sec.gov)
Apr 264
AMBAC FINANCIAL GROUP INC0001216275-05-000003
SEC(opens sec.gov)
Jan 264
GANDOLFO THOMAS J0001216275-05-000001
SEC(opens sec.gov)
Dec 84
AMBAC FINANCIAL GROUP INC0001216275-04-000010
SEC(opens sec.gov)

Companies

OCTAVE SPECIALTY GROUP INCSenior Managing DirectorOSG

Address

AMBAC FINANCIAL GROUP, INC. ONE STATE STREET PLAZA

NEW YORK, NY, 10004