Insider · CIK 0001216399

BERNHARDT GEORGE ALEXANDER SR

Reports to the SEC for 2 companies · CHARLOTTE, NC

sec.gov

Transactions

Companies

Filings

CIK

0001216399

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2015-04-09	DUKDuke Energy CORP · Director Savings Plan Restricted Stock Unit DeferralsA Award	Director	AAward	+484 sh	$77.01	+$37.3K	63,715
2014-12-22	DUKDuke Energy CORP · Director Savings Plan Restricted Stock Unit DeferralsA Award	Director	AAward	+469 sh	$83.61	+$39.2K	62,489
2014-10-03	DUKDuke Energy CORP · Director Savings Plan Restricted Stock Unit DeferralsA Award	Director	AAward	+436 sh	$75.17	+$32.8K	61,465
2014-07-02	DUKDuke Energy CORP · Director Savings Plan Restricted Stock Unit DeferralsA Award	Director	AAward	+544 sh	$72.22	+$39.3K	60,570
2013-12-31	DUKDuke Energy CORP · Director Savings Plan Restricted Stock Unit DeferralsA Award	Director	AAward	+620 sh	$69.01	+$42.8K	56,677
2013-12-31	DUKDuke Energy CORP · Director Savings Plan Restricted Stock Unit DeferralsA Award	Director	AAward	+562 sh	$69.01	+$38.8K	56,619
2013-09-30	DUKDuke Energy CORP · Director Savings Plan Restricted Stock Unit DeferralsA Award	Director	AAward	+483 sh	$66.78	+$32.3K	54,920
2013-06-28	DUKDuke Energy CORP · Director Savings Plan Restricted Stock Unit DeferralsA Award	Director	AAward	+500 sh	$67.50	+$33.8K	53,782
2013-05-02	DUKDuke Energy CORP · Phantom Stock Director Savings PlanA Award	Director	AAward	+1,671.57 sh	$74.78	+$125K	52,622
2013-03-29	DUKDuke Energy CORP · Phantom Stock Director Savings PlanA Award	Director	AAward	+375 sh	$72.59	+$27.2K	50,981
2012-12-31	DUKDuke Energy CORP · Phantom Stock Director Savings PlanA Award	Director	AAward	+709 sh	$63.80	+$45.2K	50,150
2012-11-14	DUKDuke Energy CORPS Sale	Director	SSale	−100 sh	$60.97	−$6,096.5	666
2012-11-14	DUKDuke Energy CORPS Sale	Director	SSale	−1,200 sh	$60.96	−$73.2K	766
2012-11-14	DUKDuke Energy CORPS Sale	Director	SSale	−2,131 sh	$60.95	−$130K	1,966
2012-11-13	DUKDuke Energy CORPM Exercise/Conversion	Director	MExercise/Conversion	+1,333 sh	$23.55	+$31.4K	5,430
2012-11-13	DUKDuke Energy CORP · Stock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−1,333 sh	—	—	0
2012-11-13	DUKDuke Energy CORPS Sale	Director	SSale	−1,333 sh	$61.96	−$82.6K	4,097
2012-09-28	DUKDuke Energy CORP · Phantom Stock Director Savings PlanA Award	Director	AAward	+505 sh	$64.79	+$32.7K	48,855
2012-08-28	DUKDuke Energy CORP · Phantom Stock Director Savings PlanA Award	Director	AAward	+319.566 sh	$65.37	+$20.9K	47,797
2012-06-29	DUKDuke Energy CORP · Phantom Stock Director Savings PlanA Award	Director	AAward	+1,583 sh	$23.06	+$36.5K	142,215
2012-05-03	DUKDuke Energy CORP · Phantom Stock Director Savings PlanA Award	Director	AAward	+4,672.897 sh	$21.40	+$100K	139,317
2012-03-30	DUKDuke Energy CORP · Phantom Stock Director Savings PlanA Award	Director	AAward	+1,523 sh	$21.01	+$32K	134,715.902
2011-12-30	DUKDuke Energy CORP · Phantom Stock Director Savings PlanA Award	Director	AAward	+1,295 sh	$22.00	+$28.5K	131,582
2011-09-30	DUKDuke Energy CORP · Phantom Stock Director Savings PlanA Award	Director	AAward	+1,375 sh	$19.99	+$27.5K	129,032
2011-06-30	DUKDuke Energy CORP · Phantom Stock Director Savings PlanA Award	Director	AAward	+1,885 sh	$18.83	+$35.5K	126,116
2011-05-05	DUKDuke Energy CORP · Phantom Stock Director Savings PlanA Award	Director	AAward	+5,341.88 sh	$18.72	+$100K	122,647.24
2011-03-31	DUKDuke Energy CORP · Phantom Stock Director Savings PlanA Award	Director	AAward	+1,653 sh	$18.15	+$30K	117,385
2010-12-31	DUKDuke Energy CORP · Phantom Stock Director Savings PlanA Award	Director	AAward	+1,853 sh	$17.81	+$33K	114,274
2010-09-30	DUKDuke Energy CORP · Phantom Stock Director Savings PlanA Award	Director	AAward	+1,553 sh	$17.71	+$27.5K	110,923
2010-06-30	DUKDuke Energy CORP · Phantom Stock Director Savings PlanA Award	Director	AAward	+1,875 sh	$16.00	+$30K	108,082
2010-05-12	DUKDuke Energy CORP · Ltip Phantom Stock Grant MayM Exercise/Conversion	Director	MExercise/Conversion	−108 sh	—	—	0
2010-05-12	DUKDuke Energy CORPM Exercise/Conversion	Director	MExercise/Conversion	+108 sh	$16.98	+$1,833.84	11,163
2010-05-06	DUKDuke Energy CORP · Phantom Stock Director Savings PlanA Award	Director	AAward	+6,067.961 sh	$16.48	+$100K	104,647.184
2010-03-31	DUKDuke Energy CORP · Phantom Stock Director Savings PlanA Award	Director	AAward	+1,440 sh	$16.32	+$23.5K	98,620
2010-02-28	DUKDuke Energy CORP · Phantom Stock Director Savings PlanM Exercise/Conversion	Director	MExercise/Conversion	+364 sh	—	—	95,812
2010-02-28	DUKDuke Energy CORP · Ltip Phantom Stock Grant FebM Exercise/Conversion	Director	MExercise/Conversion	−364 sh	—	—	0
2009-12-31	DUKDuke Energy CORP · Phantom Stock Director Savings PlanA Award	Director	AAward	+1,830 sh	$17.21	+$31.5K	95,365
2009-11-30	DUKDuke Energy CORPM Exercise/Conversion	Director	MExercise/Conversion	+4,000 sh	$14.17	+$56.7K	14,817
2009-11-30	DUKDuke Energy CORPS Sale	Director	SSale	−4,000 sh	$16.63	−$66.5K	10,817
2009-11-30	DUKDuke Energy CORP · Stock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−4,000 sh	—	—	0
2009-09-30	DUKDuke Energy CORP · Phantom Stock Director Savings PlanA Award	Director	AAward	+1,620 sh	$15.74	+$25.5K	92,453
2009-06-30	DUKDuke Energy CORP · Phantom Stock Director Savings PlanA Award	Director	AAward	+1,747 sh	$14.59	+$25.5K	89,602
2009-05-13	DUKDuke Energy CORP · Phantom Stock Director Savings PlanM Exercise/Conversion	Director	MExercise/Conversion	+180 sh	—	—	86,431
2009-05-13	DUKDuke Energy CORP · Ltip Phantom Stock Grant MayM Exercise/Conversion	Director	MExercise/Conversion	−180 sh	—	—	0
2009-05-12	DUKDuke Energy CORPM Exercise/Conversion	Director	MExercise/Conversion	+108 sh	—	—	10,682
2009-05-12	DUKDuke Energy CORP · Ltip Phantom Stock Grant MayM Exercise/Conversion	Director	MExercise/Conversion	−108 sh	—	—	108
2009-05-07	DUKDuke Energy CORP · Phantom Stock Director Savings PlanA Award	Director	AAward	+7,047 sh	$14.19	+$100K	86,369
2009-03-31	DUKDuke Energy CORP · Phantom Stock Director Savings PlanA Award	Director	AAward	+1,641 sh	$14.32	+$23.5K	79,358
2009-02-27	DUKDuke Energy CORP · Phantom Stock Director Savings PlanM Exercise/Conversion	Director	MExercise/Conversion	+364 sh	—	—	76,526
2009-02-27	DUKDuke Energy CORP · Ltip Phantom Stock Grant FebM Exercise/Conversion	Director	MExercise/Conversion	−364 sh	—	—	364

Recent filings

Accepted (ET)
Apr 134
Duke Energy CORP0001326160-15-000066
SEC(opens sec.gov)
Dec 234
Duke Energy CORP0001127602-14-035879
SEC(opens sec.gov)
Oct 74
Duke Energy CORP0001127602-14-029614
SEC(opens sec.gov)
Jul 74
Duke Energy CORP0001127602-14-022933
SEC(opens sec.gov)
Jan 104/A
Duke Energy CORP0001127602-14-001732
SEC(opens sec.gov)
Jan 34
Duke Energy CORP0001127602-14-000787
SEC(opens sec.gov)
Oct 24
Duke Energy CORP0001127602-13-028438
SEC(opens sec.gov)
Jul 24
Duke Energy CORP0001127602-13-021942
SEC(opens sec.gov)
May 64
BERNHARDT GEORGE ALEXANDER SR0001127602-13-015784
SEC(opens sec.gov)
Apr 24
BERNHARDT GEORGE ALEXANDER SR0001127602-13-012917
SEC(opens sec.gov)
Jan 34
BERNHARDT GEORGE ALEXANDER SR0001127602-13-000741
SEC(opens sec.gov)
Nov 154
BERNHARDT GEORGE ALEXANDER SR0001127602-12-030879
SEC(opens sec.gov)
Oct 24
BERNHARDT GEORGE ALEXANDER SR0001127602-12-027875
SEC(opens sec.gov)
Aug 304
BERNHARDT GEORGE ALEXANDER SR0001127602-12-025438
SEC(opens sec.gov)
Jul 34
BERNHARDT GEORGE ALEXANDER SR0001127602-12-021470
SEC(opens sec.gov)

Companies

Address

526 S. CHURCH STREET

CHARLOTTE, NC, 28202