Insider · CIK 0001216778

CONN JAMES P

Reports to the SEC for 15 companies

sec.gov

Transactions

Companies

Filings

CIK

0001216778

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-01-27	GDVGABELLI DIVIDEND & INCOME TRUSTP Purchase	Director	PPurchase	+1,000 sh	$28.73	+$28.7K	1,000
2024-10-25	GUTGABELLI UTILITY TRUSTJ Other	Director	JOther	+200 sh	$5.00	+$1,000	1,507
2024-10-16	GUTGABELLI UTILITY TRUST · Subscription Rights for Common SharesS Sale	Director	SSale	−310 sh	$0.02	−$5.363	1,000
2024-07-25	GGTGABELLI MULTIMEDIA TRUST INC.J Other	Director	JOther	+838 sh	$5.00	+$4,190	4,188
2022-06-30	GLUGABELLI GLOBAL UTILITY & INCOME TRUSTJ Other	Director	JOther	+250 sh	$16.00	+$4,000	1,250
2022-04-25	GUTGABELLI UTILITY TRUSTJ Other	Director	JOther	+164 sh	$5.50	+$902	1,307
2021-08-31	GGTGABELLI MULTIMEDIA TRUST INC.J Other	Director	JOther	+2,350 sh	$9.50	+$22.3K	3,350
2021-07-21	GABGABELLI EQUITY TRUST INCJ Other	Director	JOther	+100 sh	$5.50	+$550	1,100
2021-04-20	GUTGABELLI UTILITY TRUSTJ Other	Director	JOther	+143 sh	$5.50	+$786.5	1,143
2020-04-20	GDLGDL FUNDP Purchase	Director	PPurchase	+1,000 sh	$7.91	+$7,910	2,000
2019-11-15	GRXGabelli Healthcare & WellnessRx TrustS Sale	Director	SSale	−22.9K sh	$10.89	−$249K	1,000
2019-11-12	GRXGabelli Healthcare & WellnessRx TrustS Sale	Director	SSale	−20.3K sh	$10.71	−$217K	23,856
2019-11-11	GRXGabelli Healthcare & WellnessRx TrustS Sale	Director	SSale	−1,282 sh	$10.71	−$13.7K	44,147
2019-11-07	GRXGabelli Healthcare & WellnessRx TrustS Sale	Director	SSale	−14.5K sh	$10.63	−$154K	45,429
2019-09-26	GRXGabelli Healthcare & WellnessRx TrustS Sale	Director	SSale	−9,000 sh	$10.45	−$94.1K	59,936
2019-09-23	GRXGabelli Healthcare & WellnessRx TrustS Sale	Director	SSale	−4,208 sh	$10.52	−$44.3K	68,936
2019-09-20	GRXGabelli Healthcare & WellnessRx TrustS Sale	Director	SSale	−4,200 sh	$10.60	−$44.5K	73,144
2019-09-19	GRXGabelli Healthcare & WellnessRx TrustS Sale	Director	SSale	−2,000 sh	$10.57	−$21.1K	77,344
2019-09-12	GRXGabelli Healthcare & WellnessRx TrustS Sale	Director	SSale	−10K sh	$10.68	−$107K	79,344
2019-09-09	GLUGABELLI GLOBAL UTILITY & INCOME TRUSTS Sale	Director	SSale	−3,731 sh	$17.93	−$66.9K	1,000
2019-09-06	GGNGAMCO Global Gold, Natural Resources & Income TrustS Sale	Director	SSale	−4,000 sh	$4.46	−$17.8K	1,000
2019-09-06	GLUGABELLI GLOBAL UTILITY & INCOME TRUSTS Sale	Director	SSale	−1,000 sh	$52.60	−$52.6K	0
2019-09-06	GGTGABELLI MULTIMEDIA TRUST INC.S Sale	Director	SSale	−26.1K sh	$8.52	−$223K	1,000
2019-09-06	GNTGAMCO Natural Resources, Gold & Income TrustS Sale	Director	SSale	−2,000 sh	$5.60	−$11.2K	1,000
2019-09-06	GLUGABELLI GLOBAL UTILITY & INCOME TRUSTS Sale	Director	SSale	−12.5K sh	$18.02	−$225K	4,731
2019-09-06	GDLGDL FUNDS Sale	Director	SSale	−2,996 sh	$9.20	−$27.6K	1,000
2019-09-06	GGZGabelli Global Small & Mid Cap Value TrustS Sale	Director	SSale	−13.9K sh	$10.89	−$152K	1,000
2019-08-30	GGTGABELLI MULTIMEDIA TRUST INC.S Sale	Director	SSale	−6,000 sh	$8.22	−$49.3K	27,120
2019-08-29	GLUGABELLI GLOBAL UTILITY & INCOME TRUSTS Sale	Director	SSale	−1,703 sh	$52.50	−$89.4K	1,000
2019-08-29	GRXGabelli Healthcare & WellnessRx TrustS Sale	Director	SSale	−6,173 sh	$10.40	−$64.2K	89,344
2019-08-29	GDLGDL FUNDS Sale	Director	SSale	−11K sh	$9.26	−$102K	3,996
2019-08-28	GLUGABELLI GLOBAL UTILITY & INCOME TRUSTS Sale	Director	SSale	−1,240 sh	$17.95	−$22.3K	17,220
2019-08-27	GABGABELLI EQUITY TRUST INCS Sale	Director	SSale	−53.7K sh	$5.98	−$321K	1,000
2019-08-26	GABGABELLI EQUITY TRUST INCS Sale	Director	SSale	−5,000 sh	$6.01	−$30.1K	54,679
2019-08-23	GABGABELLI EQUITY TRUST INCS Sale	Director	SSale	−24K sh	$5.97	−$143K	59,679
2019-08-23	GLUGABELLI GLOBAL UTILITY & INCOME TRUSTS Sale	Director	SSale	−2,823 sh	$52.39	−$148K	2,703
2019-08-23	GLUGABELLI GLOBAL UTILITY & INCOME TRUSTS Sale	Director	SSale	−400 sh	$18.00	−$7,200	18,460
2018-12-20	GLUGABELLI GLOBAL UTILITY & INCOME TRUSTJ Other	Director	JOther	+5,536 sh	$17.50	+$96.9K	18,860
2018-12-20	GLUGABELLI GLOBAL UTILITY & INCOME TRUSTJ Other	Director	JOther	+5,526 sh	$50.00	+$276K	5,526
2018-12-20	GLUGABELLI GLOBAL UTILITY & INCOME TRUSTJ Other	Director	JOther	+5,526 sh	$17.50	+$96.7K	18,860
2018-11-01	GDVGABELLI DIVIDEND & INCOME TRUSTS Sale	Director	SSale	−5,000 sh	$20.80	−$104K	0
2018-05-22	GUTGABELLI UTILITY TRUSTS Sale	Director	SSale	−1,000 sh	$0.04	−$40.2	0
2017-12-21	GABGABELLI EQUITY TRUST INCJ Other	Director	JOther	+16.7K sh	$5.50	+$91.6K	83,679.58
2017-12-14	GGZGabelli Global Small & Mid Cap Value TrustJ Other	Director	JOther	+4,938 sh	$11.50	+$56.8K	14,938
2016-06-16	GLUGABELLI GLOBAL UTILITY & INCOME TRUSTS Sale	Director	SSale	−1,667 sh	$50.81	−$84.7K	0
2016-06-16	GGTGABELLI MULTIMEDIA TRUST INC.S Sale	Director	SSale	−818 sh	$25.98	−$21.3K	0
2016-04-26	GGZGabelli Global Small & Mid Cap Value TrustP Purchase	Director	PPurchase	+9,500 sh	$10.58	+$100K	10,000
2016-04-26	BCVBANCROFT FUND LTDP Purchase	Director	PPurchase	+1,000 sh	$18.38	+$18.4K	1,000
2016-04-26	ECFELLSWORTH GROWTH & INCOME FUND LTDP Purchase	Director	PPurchase	+1,000 sh	$7.80	+$7,803.6	1,000
2015-01-02	GRXGabelli Healthcare & WellnessRx TrustS Sale	Director	SSale	−1,000 sh	$25.65	−$25.7K	0

Recent filings

Accepted (ET)
Jan 284
CONN JAMES P0001216778-26-000001
SEC(opens sec.gov)
Oct 254
CONN JAMES P0001271163-24-000064
SEC(opens sec.gov)
Oct 234
CONN JAMES P0001271163-24-000062
SEC(opens sec.gov)
Jul 254
CONN JAMES P0001271163-24-000038
SEC(opens sec.gov)
Jun 304
CONN JAMES P0001271163-22-000032
SEC(opens sec.gov)
Apr 264
CONN JAMES P0001271163-22-000023
SEC(opens sec.gov)
Sep 14
CONN JAMES P0001271163-21-000071
SEC(opens sec.gov)
Jul 214
CONN JAMES P0001271163-21-000059
SEC(opens sec.gov)
Apr 204
CONN JAMES P0001271163-21-000031
SEC(opens sec.gov)
Apr 224
CONN JAMES P0001271163-20-000029
SEC(opens sec.gov)
Nov 194
CONN JAMES P0001271163-19-000063
SEC(opens sec.gov)
Nov 134
CONN JAMES P0001271163-19-000061
SEC(opens sec.gov)
Nov 84
CONN JAMES P0001271163-19-000059
SEC(opens sec.gov)
Sep 304
CONN JAMES P0001271163-19-000057
SEC(opens sec.gov)
Sep 244
CONN JAMES P0001271163-19-000054
SEC(opens sec.gov)
Sep 234
CONN JAMES P0001271163-19-000052
SEC(opens sec.gov)
Sep 134
CONN JAMES P0001271163-19-000050
SEC(opens sec.gov)
Sep 104
CONN JAMES P0001271163-19-000049
SEC(opens sec.gov)