Insider · CIK 0001217613

KAPTEINA HENRY C

Reports to the SEC for 1 company · DANBURY, CT

sec.gov

Transactions

Companies

Filings

CIK

0001217613

Forms 4 and 5

Insider transactions

30 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2014-03-12	ETDETHAN ALLEN INTERIORS INCP Purchase	Sr. Director, Internal Audit	PPurchase	+100 sh	$24.28	+$2,428	1,000
2014-03-05	ETDETHAN ALLEN INTERIORS INCP Purchase	Sr. Director, Internal Audit	PPurchase	+100 sh	$25.20	+$2,520	900
2014-03-05	ETDETHAN ALLEN INTERIORS INCP Purchase	Sr. Director, Internal Audit	PPurchase	+100 sh	$25.13	+$2,512.99	1,233
2013-03-11	ETDETHAN ALLEN INTERIORS INCS Sale	Sr. Director, Internal Audit	SSale	−234 sh	$30.40	−$7,113.6	800
2013-02-01	ETDETHAN ALLEN INTERIORS INCM Exercise/Conversion	Sr. Director, Internal Audit	MExercise/Conversion	+700 sh	$17.60	+$12.3K	1,734
2013-02-01	ETDETHAN ALLEN INTERIORS INCS Sale	Sr. Director, Internal Audit	SSale	−700 sh	$29.50	−$20.7K	1,034
2013-02-01	ETDETHAN ALLEN INTERIORS INC · Stock Option(right to buy)M Exercise/Conversion	Sr. Director, Internal Audit	MExercise/Conversion	−700 sh	—	—	0
2012-02-15	ETDETHAN ALLEN INTERIORS INCS Sale	Sr. Director, Internal Audit	SSale	−233 sh	$25.63	−$5,971.79	1,267
2010-02-04	ETDETHAN ALLEN INTERIORS INCA Award	Sr. Director, Internal Audit	AAward	+700 sh	—	—	700
2007-12-19	ETDETHAN ALLEN INTERIORS INCP Purchase	Sr. Director, Internal Audit	PPurchase	+100 sh	$26.53	+$2,653	600
2007-12-14	ETDETHAN ALLEN INTERIORS INCP Purchase	Sr. Director, Internal Audit	PPurchase	+100 sh	$26.88	+$2,688	500
2006-06-27	ETDETHAN ALLEN INTERIORS INC · Common StockA Award	Sr. Director, Internal Audit	AAward	+500 sh	—	—	2,025
2006-06-08	ETDETHAN ALLEN INTERIORS INCP Purchase	Sr. Director, Internal Audit	PPurchase	+200 sh	$33.97	+$6,793.8	200
2006-06-08	ETDETHAN ALLEN INTERIORS INCP Purchase	Sr. Director, Internal Audit	PPurchase	+200 sh	$33.97	+$6,793.8	400
2005-05-27	ETDETHAN ALLEN INTERIORS INC · Ethan Allen Common Stock OptionsA Award	Sr. Director, Internal Audit	AAward	+125 sh	—	—	1,150
2005-05-27	ETDETHAN ALLEN INTERIORS INC · Ethan Allen Common Stock OptionsA Award	Sr. Director, Internal Audit	AAward	+125 sh	—	—	1,275
2005-05-27	ETDETHAN ALLEN INTERIORS INC · Ethan Allen Common Stock OptionsA Award	Sr. Director, Internal Audit	AAward	+125 sh	—	—	1,400
2005-05-27	ETDETHAN ALLEN INTERIORS INC · Ethan Allen Common Stock OptionsA Award	Sr. Director, Internal Audit	AAward	+125 sh	—	—	1,525
2004-06-30	ETDETHAN ALLEN INTERIORS INCJ Other	Sr. Director, Internal Audit	JOther	−931 sh	—	—	2,103
2003-12-03	ETDETHAN ALLEN INTERIORS INCM Exercise/Conversion	Sr. Director, Internal Audit	MExercise/Conversion	+1,200 sh	$30.75	+$36.9K	4,234.3
2003-12-03	ETDETHAN ALLEN INTERIORS INCS Sale	Sr. Director, Internal Audit	SSale	−1,200 sh	$41.61	−$49.9K	3,034.3
2003-12-03	ETDETHAN ALLEN INTERIORS INCM Exercise/Conversion	Sr. Director, Internal Audit	MExercise/Conversion	+25 sh	$25.00	+$625	3,059.3
2003-12-03	ETDETHAN ALLEN INTERIORS INCS Sale	Sr. Director, Internal Audit	SSale	−25 sh	$41.61	−$1,040.25	3,034.3
2003-12-03	ETDETHAN ALLEN INTERIORS INC · Exercised OptionX Exercise of In-Money	Sr. Director, Internal Audit	XExercise of In-Money	−1,200 sh	$30.75	−$36.9K	1,050
2003-12-03	ETDETHAN ALLEN INTERIORS INC · Exercised OptionX Exercise of In-Money	Sr. Director, Internal Audit	XExercise of In-Money	−25 sh	$25.00	−$625	1,025
2003-12-03	ETDETHAN ALLEN INTERIORS INCS Sale	Sr. Director, Internal Audit	SSale	−1,200 sh	$41.61	−$49.9K	3,034.3
2003-12-03	ETDETHAN ALLEN INTERIORS INCS Sale	Sr. Director, Internal Audit	SSale	−25 sh	$41.61	−$1,040.25	3,034.3
2003-12-03	ETDETHAN ALLEN INTERIORS INC · Exercised OptionA Award	Sr. Director, Internal Audit	AAward	+1,200 sh	$30.75	+$36.9K	1,050
2003-12-03	ETDETHAN ALLEN INTERIORS INC · Exercised OptionA Award	Sr. Director, Internal Audit	AAward	+25 sh	$25.00	+$625	1,025
2003-06-30	ETDETHAN ALLEN INTERIORS INCJ Other	Sr. Director, Internal Audit	JOther	+14.597 sh	—	—	3,034.3

Recent filings

Accepted (ET)
Mar 134
ETHAN ALLEN INTERIORS INC0001179110-14-005122
SEC(opens sec.gov)
Mar 74
ETHAN ALLEN INTERIORS INC0001179110-14-004718
SEC(opens sec.gov)
Mar 134
KAPTEINA HENRY C0001179110-13-005024
SEC(opens sec.gov)
Feb 54
KAPTEINA HENRY C0001179110-13-001861
SEC(opens sec.gov)
Feb 174
KAPTEINA HENRY C0001179110-12-002896
SEC(opens sec.gov)
Feb 84
KAPTEINA HENRY C0001179110-10-002277
SEC(opens sec.gov)
Dec 204
ETHAN ALLEN INTERIORS INC0001217613-07-000006
SEC(opens sec.gov)
Dec 194
KAPTEINA HENRY C0001217613-07-000004
SEC(opens sec.gov)
Jun 294
KAPTEINA HENRY C0001217613-06-000006
SEC(opens sec.gov)
Jun 164/A
KAPTEINA HENRY C0001217613-06-000004
SEC(opens sec.gov)
Jun 124
KAPTEINA HENRY C0001217613-06-000002
SEC(opens sec.gov)
Jun 14
ETHAN ALLEN INTERIORS INC0001217613-05-000001
SEC(opens sec.gov)
Aug 105
KAPTEINA HENRY C0001217613-04-000001
SEC(opens sec.gov)
Dec 34
KAPTEINA HENRY C0001217613-03-000002
SEC(opens sec.gov)

Companies

ETHAN ALLEN INTERIORS INCSr. Director, Internal AuditETD

Address

ETHAN ALLEN DRIVE

DANBURY, CT, 06811