Insider · CIK 0001218568

JAMES WILLIAM E

Reports to the SEC for 4 companies · BOSTON, MA

sec.gov

Transactions

Companies

Filings

CIK

0001218568

Forms 4 and 5

Insider transactions

30 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2017-04-03	BTUPEABODY ENERGY CORPJ Other	FORMER DIRECTOR	JOther	−2,336 sh	—	—	0
2017-04-03	BTUPEABODY ENERGY CORPJ Other	FORMER DIRECTOR	JOther	−5,895 sh	—	—	0
2016-01-04	BTUPEABODY ENERGY CORPA Award	FORMER DIRECTOR	AAward	+4,333 sh	—	—	5,895
2015-01-02	BTUPEABODY ENERGY CORPA Award	FORMER DIRECTOR	AAward	+16.8K sh	—	—	40,370
2014-03-14	BTUPEABODY ENERGY CORPM Exercise/Conversion	FORMER DIRECTOR	MExercise/Conversion	+4,525 sh	$11.05	+$50K	26,886
2014-03-14	BTUPEABODY ENERGY CORPS Sale	FORMER DIRECTOR	SSale	−3,312 sh	$15.47	−$51.2K	23,574
2014-03-14	BTUPEABODY ENERGY CORP · Stock Option (Right to Buy)M Exercise/Conversion	FORMER DIRECTOR	MExercise/Conversion	−4,525 sh	$11.05	−$50K	0
2014-01-02	BTUPEABODY ENERGY CORPA Award	FORMER DIRECTOR	AAward	+6,653 sh	—	—	22,361
2013-01-02	BTUPEABODY ENERGY CORPA Award	FORMER DIRECTOR	AAward	+5,031 sh	—	—	15,708
2012-01-03	BTUPEABODY ENERGY CORPA Award	FORMER DIRECTOR	AAward	+3,584 sh	—	—	10,677
2011-01-04	ENER1 INCA Award	Director	AAward	+10K sh	—	—	4,896,281
2011-01-04	ENER1 INCStock optionA Award	Director	AAward	+30K sh	—	—	30,000
2011-01-03	BTUPEABODY ENERGY CORPA Award	FORMER DIRECTOR	AAward	+1,860 sh	—	—	8,528
2010-01-04	BTUPEABODY ENERGY CORPA Award	FORMER DIRECTOR	AAward	+1,880 sh	—	—	7,659
2009-12-15	BTUPEABODY ENERGY CORPS Sale	FORMER DIRECTOR	SSale	−10K sh	$43.78	−$438K	18,108
2009-12-15	BTUPEABODY ENERGY CORPG Gift	FORMER DIRECTOR	GGift	−2,400 sh	—	—	15,708
2009-01-05	BTUPEABODY ENERGY CORPA Award	FORMER DIRECTOR	AAward	+3,353 sh	—	—	26,348
2008-01-02	BTUPEABODY ENERGY CORPA Award	FORMER DIRECTOR	AAward	+1,435 sh	—	—	3,296
2007-12-03	BTUPEABODY ENERGY CORPM Exercise/Conversion	FORMER DIRECTOR	MExercise/Conversion	+100K sh	$3.30	+$330K	101,861
2007-12-03	BTUPEABODY ENERGY CORPS Sale	FORMER DIRECTOR	SSale	−20K sh	$55.11	−$1.1M	81,861
2007-12-03	BTUPEABODY ENERGY CORPS Sale	FORMER DIRECTOR	SSale	−20K sh	$55.12	−$1.1M	61,861
2007-12-03	BTUPEABODY ENERGY CORPS Sale	FORMER DIRECTOR	SSale	−20K sh	$55.10	−$1.1M	41,861
2007-12-03	BTUPEABODY ENERGY CORPS Sale	FORMER DIRECTOR	SSale	−20K sh	$55.22	−$1.1M	21,861
2007-12-03	BTUPEABODY ENERGY CORPS Sale	FORMER DIRECTOR	SSale	−20K sh	$55.37	−$1.11M	1,861
2007-12-03	BTUPEABODY ENERGY CORP · Employee Stock Option (right to buy)M Exercise/Conversion	FORMER DIRECTOR	MExercise/Conversion	−100K sh	—	—	75,000
2006-01-03	BTUPEABODY ENERGY CORPA Award	FORMER DIRECTOR	AAward	+435 sh	—	—	435
2006-01-03	BTUPEABODY ENERGY CORP · Director Stock Option (right to buy)A Award	FORMER DIRECTOR	AAward	+1,133 sh	—	—	1,133
2005-02-01	BTUPEABODY ENERGY CORPM Exercise/Conversion	FORMER DIRECTOR	MExercise/Conversion	+20K sh	$14.29	+$286K	21,880
2005-02-01	BTUPEABODY ENERGY CORPS Sale	FORMER DIRECTOR	SSale	−20K sh	$82.10	−$1.64M	1,880
2005-02-01	BTUPEABODY ENERGY CORP · Employee Stock Option (right to buy)M Exercise/Conversion	FORMER DIRECTOR	MExercise/Conversion	−20K sh	—	—	59,394

Recent filings

Accepted (ET)
Apr 54
PEABODY ENERGY CORP0000899243-17-009582
SEC(opens sec.gov)
Jan 64
PEABODY ENERGY CORP0000899243-16-011106
SEC(opens sec.gov)
Jan 64
PEABODY ENERGY CORP0001209191-15-001785
SEC(opens sec.gov)
Mar 174
PEABODY ENERGY CORP0001209191-14-021014
SEC(opens sec.gov)
Jan 64
PEABODY ENERGY CORP0001209191-14-001483
SEC(opens sec.gov)
Jan 44
JAMES WILLIAM E0001209191-13-002076
SEC(opens sec.gov)
Jan 54
JAMES WILLIAM E0001209191-12-001818
SEC(opens sec.gov)
Jan 54
JAMES WILLIAM E0001144204-11-000851
SEC(opens sec.gov)
Jan 44
JAMES WILLIAM E0001209191-11-001333
SEC(opens sec.gov)
Jan 64
JAMES WILLIAM E0001209191-10-001843
SEC(opens sec.gov)
Dec 164
JAMES WILLIAM E0001209191-09-057531
SEC(opens sec.gov)
Jan 74
JAMES WILLIAM E0001209191-09-002103
SEC(opens sec.gov)
Jan 44
PEABODY ENERGY CORP0001209191-08-002099
SEC(opens sec.gov)
Dec 44
PEABODY ENERGY CORP0001209191-07-067732
SEC(opens sec.gov)

Companies

Address

C/O ROCKPORT CAPITAL PARTNERS, LLC 160 FEDERAL STREET, 18TH FLOOR

BOSTON, MA, 02110-1776