JAMES WILLIAM E

CIK 00012185684 companiesBOSTON, MA

SEC Profile

Transactions

Companies

Filings

CIK

0001218568

Recent Transactions

49 trades

Other
PEABODY ENERGY CORP$BTU
Common Stock
2017-04-03−2,336→ 0 total
Other
PEABODY ENERGY CORP$BTU
Common Stock
2017-04-03−5,895→ 0 total
Award
PEABODY ENERGY CORP$BTU
Common Stock
2016-01-04+4,333→ 5,895 total
Award
PEABODY ENERGY CORP$BTU
Common Stock
2015-01-02+16,796→ 40,370 total
Sale
PEABODY ENERGY CORP$BTU
Common Stock
2014-03-14$15.47/sh−3,312→ 23,574 total
Exercise/Conversion
PEABODY ENERGY CORP$BTU
Common Stock
2014-03-14$11.05/sh+4,525→ 26,886 total
Exercise/Conversion
PEABODY ENERGY CORP$BTU
Stock Option (Right to Buy)
2014-03-14$11.05/sh−4,525→ 0 total
Award
PEABODY ENERGY CORP$BTU
Common Stock
2014-01-02+6,653→ 22,361 total
Award
PEABODY ENERGY CORP$BTU
Common Stock
2013-01-02+5,031→ 15,708 total
Award
SATCON TECHNOLOGY CORP
Stock Option (Right to Buy)
2012-06-20+23,000→ 132,000 total
Award
PEABODY ENERGY CORP$BTU
Common Stock
2012-01-03+3,584→ 10,677 total
Award
SATCON TECHNOLOGY CORP
Warrant to purchase Common Stock
2011-09-30+65,454→ 13,226,531 total
Sale
CDTI ADVANCED MATERIALS, INC.
Common Stock, par value $0.01 per share
2011-07-05$3.75/sh−7,200→ 322,695 total
Sale
CDTI ADVANCED MATERIALS, INC.
Common Stock, par value $0.01 per share
2011-07-05$3.75/sh−72,800→ 329,895 total
Award
SATCON TECHNOLOGY CORP
Warrant to purchase Common Stock
2011-03-31+253,637→ 13,161,077 total
Award
ENER1 INC
Stock option
2011-01-04+30,000→ 30,000 total
Award
ENER1 INC
Restricted stock
2011-01-04+10,000→ 4,896,281 total
Award
PEABODY ENERGY CORP$BTU
Common Stock
2011-01-03+1,860→ 8,528 total
Award
SATCON TECHNOLOGY CORP
Warrant to purchase Common Stock
2010-12-31+270,132→ 12,907,440 total
Conversion
SATCON TECHNOLOGY CORP
Series C Convertible Preferred Stock
2010-10-27−15,000→ 0 total
Conversion
SATCON TECHNOLOGY CORP
Common Stock
2010-10-27+16,510,142→ 16,510,142 total
Other
CDTI ADVANCED MATERIALS, INC.
Warrants
2010-10-15+15,108→ 55,328 total
Other
CDTI ADVANCED MATERIALS, INC.
Common Stock
2010-10-15+26,842→ 402,695 total
Other
CDTI ADVANCED MATERIALS, INC.
Common Stock
2010-10-15+375,853→ 375,853 total
Other
CDTI ADVANCED MATERIALS, INC.
Warrants
2010-10-15+40,220→ 40,220 total
Award
SATCON TECHNOLOGY CORP
Warrant to purchase Common Stock
2010-09-30+247,982→ 29,094,104 total
Award
SATCON TECHNOLOGY CORP
Warrant to purchase Common Stock
2010-06-30+147,680→ 28,670,015 total
Award
SATCON TECHNOLOGY CORP
Stock Option (Right to Buy)
2010-06-08+23,000→ 86,000 total
Award
SATCON TECHNOLOGY CORP
Warrant to purchase Common Stock
2010-03-31+94,456→ 28,342,541 total
Award
PEABODY ENERGY CORP$BTU
Common Stock
2010-01-04+1,880→ 7,659 total
Award
SATCON TECHNOLOGY CORP
Warrant to purchase Common Stock
2009-12-31+29,030→ 28,070,266 total
Sale
PEABODY ENERGY CORP$BTU
Common Stock
2009-12-15$43.78/sh−10,000→ 18,108 total
Gift
PEABODY ENERGY CORP$BTU
Common Stock
2009-12-15−2,400→ 15,708 total
Award
SATCON TECHNOLOGY CORP
Warrant to purchase Common Stock
2009-10-03+10,747→ 27,865,393 total
Award
SATCON TECHNOLOGY CORP
Warrant to purchase Common Stock
2009-07-03+228,000→ 26,530,489 total
Award
SATCON TECHNOLOGY CORP
Stock Option (Right to Buy)
2009-06-09+22,000→ 63,000 total
Award
PEABODY ENERGY CORP$BTU
Common Stock
2009-01-05+3,353→ 26,348 total
Award
SATCON TECHNOLOGY CORP
Warrant to purchase Common Stock
2008-09-27+6,063→ 26,302,489 total
Award
SATCON TECHNOLOGY CORP
Warrant to purchase Common Stock
2008-06-28+46,427→ 26,296,426 total
Award
SATCON TECHNOLOGY CORP
Stock Option (Right to Buy)
2008-06-10+22,000→ 41,000 total
Award
PEABODY ENERGY CORP$BTU
Common Stock
2008-01-02+1,435→ 3,296 total
Exercise/Conversion
PEABODY ENERGY CORP$BTU
Employee Stock Option (right to buy)
2007-12-03−100,000→ 75,000 total
Sale
PEABODY ENERGY CORP$BTU
Common Stock
2007-12-03$55.11/sh−20,000→ 81,861 total
Exercise/Conversion
PEABODY ENERGY CORP$BTU
Common Stock
2007-12-03$3.30/sh+100,000→ 101,861 total
Award
PEABODY ENERGY CORP$BTU
Common Stock
2006-01-03+435→ 435 total
Award
PEABODY ENERGY CORP$BTU
Director Stock Option (right to buy)
2006-01-03+1,133→ 1,133 total
Exercise/Conversion
PEABODY ENERGY CORP$BTU
Employee Stock Option (right to buy)
2005-02-01−20,000→ 59,394 total
Exercise/Conversion
PEABODY ENERGY CORP$BTU
Common Stock
2005-02-01$14.29/sh+20,000→ 21,880 total
Sale
PEABODY ENERGY CORP$BTU
Common Stock
2005-02-01$82.10/sh−20,000→ 1,880 total

JAMES WILLIAM E

Recent Transactions

Companies

Recent Filings

Address