Insider · CIK 0001220183

KOCH CHARLES JOHN

Reports to the SEC for 4 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001220183

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2022-02-11	CFGCITIZENS FINANCIAL GROUP INC/RIA Award	Director	AAward	+129.59 sh	—	—	104,723.875
2021-11-12	CFGCITIZENS FINANCIAL GROUP INC/RIA Award	Director	AAward	+141.884 sh	—	—	104,594.285
2021-08-13	CFGCITIZENS FINANCIAL GROUP INC/RIA Award	Director	AAward	+155.08 sh	—	—	104,452.401
2021-05-13	CFGCITIZENS FINANCIAL GROUP INC/RIA Award	Director	AAward	+139.22 sh	—	—	104,297.321
2021-04-22	CFGCITIZENS FINANCIAL GROUP INC/RIA Award	Director	AAward	+3,010 sh	—	—	104,158.101
2021-02-17	CFGCITIZENS FINANCIAL GROUP INC/RIA Award	Director	AAward	+135.355 sh	—	—	101,148.101
2020-11-12	CFGCITIZENS FINANCIAL GROUP INC/RIA Award	Director	AAward	+182.231 sh	—	—	101,012.746
2020-08-12	CFGCITIZENS FINANCIAL GROUP INC/RIA Award	Director	AAward	+207.994 sh	—	—	100,830.515
2020-05-13	CFGCITIZENS FINANCIAL GROUP INC/RIA Award	Director	AAward	+279.398 sh	—	—	100,622.521
2020-04-23	CFGCITIZENS FINANCIAL GROUP INC/RIA Award	Director	AAward	+6,419 sh	—	—	100,343.123
2020-04-22	CFGCITIZENS FINANCIAL GROUP INC/RIP Purchase	Director	PPurchase	+5,000 sh	$19.76	+$98.8K	93,924.123
2020-04-21	CFGCITIZENS FINANCIAL GROUP INC/RIP Purchase	Director	PPurchase	+20K sh	$19.47	+$389K	88,924.123
2020-02-12	CFGCITIZENS FINANCIAL GROUP INC/RIA Award	Director	AAward	+73.781 sh	—	—	68,924.123
2019-12-09	AIZASSURANT, INC.S Sale	Director	SSale	−1,897 sh	$131.28	−$249K	10,583
2019-12-05	AIZASSURANT, INC.S Sale	Director	SSale	−19.9K sh	$130.32	−$2.59M	20,380
2019-12-05	AIZASSURANT, INC.G Gift	Director	GGift	−7,900 sh	—	—	12,480
2019-11-13	CFGCITIZENS FINANCIAL GROUP INC/RIA Award	Director	AAward	+69.209 sh	—	—	68,850.342
2019-08-20	CFGCITIZENS FINANCIAL GROUP INC/RIP Purchase	Director	PPurchase	+15K sh	$32.45	+$487K	68,781.133
2019-08-14	CFGCITIZENS FINANCIAL GROUP INC/RIA Award	Director	AAward	+81.764 sh	—	—	53,781.133
2019-05-15	CFGCITIZENS FINANCIAL GROUP INC/RIA Award	Director	AAward	+66.765 sh	—	—	53,699.369
2019-05-08	AIZASSURANT, INC.A Award	Director	AAward	+1,456 sh	—	—	40,448
2019-04-25	CFGCITIZENS FINANCIAL GROUP INC/RIA Award	Director	AAward	+3,639 sh	—	—	53,632.604
2019-02-14	CFGCITIZENS FINANCIAL GROUP INC/RIA Award	Director	AAward	+30.91 sh	—	—	49,993.604
2018-11-14	CFGCITIZENS FINANCIAL GROUP INC/RIA Award	Director	AAward	+25.665 sh	—	—	49,962.694
2018-10-23	CFGCITIZENS FINANCIAL GROUP INC/RIP Purchase	Director	PPurchase	+14K sh	$36.32	+$508K	49,937.029
2018-08-15	CFGCITIZENS FINANCIAL GROUP INC/RIA Award	Director	AAward	+23.222 sh	—	—	35,937.029
2018-05-16	CFGCITIZENS FINANCIAL GROUP INC/RIA Award	Director	AAward	+17.59 sh	—	—	35,913.807
2018-05-11	AIZASSURANT, INC.A Award	Director	AAward	+1,428 sh	—	—	38,892
2018-04-26	CFGCITIZENS FINANCIAL GROUP INC/RIA Award	Director	AAward	+2,977 sh	—	—	35,896.217
2018-02-15	CFGCITIZENS FINANCIAL GROUP INC/RIA Award	Director	AAward	+2.018 sh	—	—	32,919.217
2017-11-15	CFGCITIZENS FINANCIAL GROUP INC/RIA Award	Director	AAward	+1.983 sh	—	—	32,917.199
2017-08-16	CFGCITIZENS FINANCIAL GROUP INC/RIA Award	Director	AAward	+2.216 sh	—	—	32,915.216
2017-08-01	CFGCITIZENS FINANCIAL GROUP INC/RIA Award	Director	AAward	+418 sh	—	—	32,913
2017-05-12	AIZASSURANT, INC.A Award	Director	AAward	+1,225 sh	—	—	37,464
2017-04-27	CFGCITIZENS FINANCIAL GROUP INC/RIA Award	Director	AAward	+2,717 sh	—	—	32,495
2016-05-13	AIZASSURANT, INC.A Award	Director	AAward	+1,437 sh	—	—	36,239
2016-04-28	CFGCITIZENS FINANCIAL GROUP INC/RIA Award	Director	AAward	+4,233 sh	—	—	29,778
2015-10-01	CFGCITIZENS FINANCIAL GROUP INC/RIA Award	Director	AAward	+604 sh	$23.86	+$14.4K	25,545
2015-05-08	AIZASSURANT, INC.A Award	Director	AAward	+1,547 sh	—	—	34,802
2015-05-05	CFGCITIZENS FINANCIAL GROUP INC/RIA Award	Director	AAward	+2,858 sh	—	—	24,941
2014-09-29	CFGCITIZENS FINANCIAL GROUP INC/RIA Award	Director	AAward	+2,083 sh	—	—	2,083
2014-09-29	CFGCITIZENS FINANCIAL GROUP INC/RIP Purchase	Director	PPurchase	+20K sh	$21.50	+$430K	22,083
2013-05-10	AIZASSURANT, INC.A Award	Director	AAward	+2,111 sh	—	—	31,776
2013-02-21	HOME PROPERTIES INCOption to Purchase Common StockM Exercise/Conversion	Director	MExercise/Conversion	−1,940 sh	—	—	2,909
2013-02-21	HOME PROPERTIES INCM Exercise/Conversion	Director	MExercise/Conversion	+1,940 sh	$49.35	+$95.7K	14,938
2012-05-11	AIZASSURANT, INC.A Award	Director	AAward	+2,116 sh	—	—	29,665
2012-05-08	HOME PROPERTIES INCA Award	Director	AAward	+1,570 sh	—	—	12,998
2011-05-13	AIZASSURANT, INC.A Award	Director	AAward	+2,075 sh	—	—	27,549
2011-05-10	HOME PROPERTIES INCA Award	Director	AAward	+1,352 sh	—	—	11,428
2010-05-14	AIZASSURANT, INC.A Award	Director	AAward	+2,231 sh	—	—	25,474

Recent filings

Accepted (ET)
Feb 144
KOCH CHARLES JOHN0000759944-22-000007
SEC(opens sec.gov)
Nov 154
KOCH CHARLES JOHN0000759944-21-000158
SEC(opens sec.gov)
Aug 164
KOCH CHARLES JOHN0000759944-21-000116
SEC(opens sec.gov)
May 144
KOCH CHARLES JOHN0000759944-21-000076
SEC(opens sec.gov)
Apr 234
KOCH CHARLES JOHN0000759944-21-000055
SEC(opens sec.gov)
Feb 184
KOCH CHARLES JOHN0000759944-21-000022
SEC(opens sec.gov)
Nov 134
KOCH CHARLES JOHN0000759944-20-000106
SEC(opens sec.gov)
Aug 134
KOCH CHARLES JOHN0000759944-20-000088
SEC(opens sec.gov)
May 144
KOCH CHARLES JOHN0000759944-20-000072
SEC(opens sec.gov)
Apr 244
KOCH CHARLES JOHN0000759944-20-000053
SEC(opens sec.gov)
Apr 234
KOCH CHARLES JOHN0000759944-20-000047
SEC(opens sec.gov)
Feb 134
KOCH CHARLES JOHN0000759944-20-000018
SEC(opens sec.gov)
Dec 94
KOCH CHARLES JOHN0001209191-19-059729
SEC(opens sec.gov)
Nov 144
KOCH CHARLES JOHN0000759944-19-000097
SEC(opens sec.gov)
Aug 224
KOCH CHARLES JOHN0000759944-19-000082
SEC(opens sec.gov)
Aug 154
KOCH CHARLES JOHN0000759944-19-000081
SEC(opens sec.gov)
May 164
KOCH CHARLES JOHN0000759944-19-000058
SEC(opens sec.gov)

Companies

Address

C/O ASSURANT, INC. ONE CHASE MANHATTAN PL, 41 FL.

NEW YORK, NY, 10005