Insider · CIK 0001220185

KOCH JOHN D

Reports to the SEC for 1 company · CLEVELAND, OH

sec.gov

Transactions

Companies

Filings

CIK

0001220185

Forms 4 and 5

Insider transactions

48 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2004-09-01	CHARTER ONE FINANCIAL INCNonqualified Stock OptionD Disposition to Issuer	Director, Executive Vice President	DDisposition to Issuer	−157K sh	$11.74	−$1.84M	0
2004-09-01	CHARTER ONE FINANCIAL INCNonqualified Stock OptionD Disposition to Issuer	Director, Executive Vice President	DDisposition to Issuer	−150K sh	$28.33	−$4.25M	0
2004-09-01	CHARTER ONE FINANCIAL INCNonqualified Stock OptionD Disposition to Issuer	Director, Executive Vice President	DDisposition to Issuer	−79.7K sh	$28.00	−$2.23M	0
2004-09-01	CHARTER ONE FINANCIAL INCNonqualified Stock OptionD Disposition to Issuer	Director, Executive Vice President	DDisposition to Issuer	−159K sh	$22.22	−$3.53M	0
2004-09-01	CHARTER ONE FINANCIAL INCNonqualified Stock OptionD Disposition to Issuer	Director, Executive Vice President	DDisposition to Issuer	−160K sh	$21.41	−$3.42M	0
2004-09-01	CHARTER ONE FINANCIAL INCNonqualified Stock OptionD Disposition to Issuer	Director, Executive Vice President	DDisposition to Issuer	−145K sh	$20.49	−$2.96M	0
2004-09-01	CHARTER ONE FINANCIAL INCNonqualified Stock OptionD Disposition to Issuer	Director, Executive Vice President	DDisposition to Issuer	−164K sh	$19.17	−$3.14M	0
2004-09-01	CHARTER ONE FINANCIAL INCNonqualified Stock OptionD Disposition to Issuer	Director, Executive Vice President	DDisposition to Issuer	−157K sh	$15.41	−$2.41M	0
2004-09-01	CHARTER ONE FINANCIAL INCD Disposition to Issuer	Director, Executive Vice President	DDisposition to Issuer	+6,183 sh	$16.17	+$100K	467,773
2004-09-01	CHARTER ONE FINANCIAL INCD Disposition to Issuer	Director, Executive Vice President	DDisposition to Issuer	+4,489 sh	$22.28	+$100K	472,262
2004-09-01	CHARTER ONE FINANCIAL INCD Disposition to Issuer	Director, Executive Vice President	DDisposition to Issuer	+4,330 sh	$23.09	+$100K	476,592
2004-09-01	CHARTER ONE FINANCIAL INCD Disposition to Issuer	Director, Executive Vice President	DDisposition to Issuer	+4,165 sh	$24.01	+$100K	480,757
2004-09-01	CHARTER ONE FINANCIAL INCD Disposition to Issuer	Director, Executive Vice President	DDisposition to Issuer	+3,947 sh	$25.33	+$100K	484,704
2004-09-01	CHARTER ONE FINANCIAL INCD Disposition to Issuer	Director, Executive Vice President	DDisposition to Issuer	+3,437 sh	$29.09	+$100K	488,141
2004-09-01	CHARTER ONE FINANCIAL INCD Disposition to Issuer	Director, Executive Vice President	DDisposition to Issuer	+3,052 sh	$32.76	+$100K	491,193
2004-09-01	CHARTER ONE FINANCIAL INCD Disposition to Issuer	Director, Executive Vice President	DDisposition to Issuer	+150K sh	$16.17	+$2.43M	641,288
2004-09-01	CHARTER ONE FINANCIAL INCD Disposition to Issuer	Director, Executive Vice President	DDisposition to Issuer	+79.7K sh	$16.50	+$1.32M	721,000
2004-09-01	CHARTER ONE FINANCIAL INCD Disposition to Issuer	Director, Executive Vice President	DDisposition to Issuer	+159K sh	$22.28	+$3.54M	879,876
2004-09-01	CHARTER ONE FINANCIAL INCD Disposition to Issuer	Director, Executive Vice President	DDisposition to Issuer	+160K sh	$23.09	+$3.69M	1,039,638
2004-09-01	CHARTER ONE FINANCIAL INCD Disposition to Issuer	Director, Executive Vice President	DDisposition to Issuer	+145K sh	$24.01	+$3.47M	1,184,310
2004-09-01	CHARTER ONE FINANCIAL INCD Disposition to Issuer	Director, Executive Vice President	DDisposition to Issuer	+164K sh	$25.33	+$4.16M	1,348,363
2004-09-01	CHARTER ONE FINANCIAL INCD Disposition to Issuer	Director, Executive Vice President	DDisposition to Issuer	+157K sh	$29.09	+$4.55M	1,504,926
2004-09-01	CHARTER ONE FINANCIAL INCD Disposition to Issuer	Director, Executive Vice President	DDisposition to Issuer	+157K sh	$32.76	+$5.14M	1,661,874
2004-09-01	CHARTER ONE FINANCIAL INCD Disposition to Issuer	Director, Executive Vice President	DDisposition to Issuer	−1.2M sh	$20.34	−$24.4M	461,590
2004-09-01	CHARTER ONE FINANCIAL INCD Disposition to Issuer	Director, Executive Vice President	DDisposition to Issuer	+82.9K sh	—	—	544,440.041
2004-09-01	CHARTER ONE FINANCIAL INCD Disposition to Issuer	Director, Executive Vice President	DDisposition to Issuer	−82.9K sh	$44.50	−$3.69M	461,590
2004-09-01	CHARTER ONE FINANCIAL INCD Disposition to Issuer	Director, Executive Vice President	DDisposition to Issuer	−462K sh	$44.50	−$20.5M	0
2004-09-01	CHARTER ONE FINANCIAL INCU Disposition from Tender	Director, Executive Vice President	UDisposition from Tender	−60K sh	$44.50	−$2.67M	0
2004-09-01	CHARTER ONE FINANCIAL INCU Disposition from Tender	Director, Executive Vice President	UDisposition from Tender	−69.6K sh	$44.50	−$3.1M	0
2004-09-01	CHARTER ONE FINANCIAL INCU Disposition from Tender	Director, Executive Vice President	UDisposition from Tender	−2,400 sh	$44.50	−$107K	0
2004-09-01	CHARTER ONE FINANCIAL INCU Disposition from Tender	Director, Executive Vice President	UDisposition from Tender	−66.2K sh	$44.50	−$2.94M	0
2004-09-01	CHARTER ONE FINANCIAL INCU Disposition from Tender	Director, Executive Vice President	UDisposition from Tender	−7,949 sh	$44.50	−$354K	0
2004-09-01	CHARTER ONE FINANCIAL INCU Disposition from Tender	Director, Executive Vice President	UDisposition from Tender	−129K sh	$44.50	−$5.73M	0
2004-09-01	CHARTER ONE FINANCIAL INCPhantom Stock UnitsD Disposition to Issuer	Director, Executive Vice President	DDisposition to Issuer	−82.9K sh	$44.50	−$3.69M	0
2004-09-01	CHARTER ONE FINANCIAL INCIncentive Stock OptionD Disposition to Issuer	Director, Executive Vice President	DDisposition to Issuer	−6,183 sh	$28.33	−$175K	0
2004-09-01	CHARTER ONE FINANCIAL INCIncentive Stock OptionD Disposition to Issuer	Director, Executive Vice President	DDisposition to Issuer	−4,489 sh	$22.28	−$100K	0
2004-09-01	CHARTER ONE FINANCIAL INCIncentive Stock OptionD Disposition to Issuer	Director, Executive Vice President	DDisposition to Issuer	−4,330 sh	$21.41	−$92.7K	0
2004-09-01	CHARTER ONE FINANCIAL INCIncentive Stock OptionD Disposition to Issuer	Director, Executive Vice President	DDisposition to Issuer	−4,165 sh	$20.49	−$85.3K	0
2004-09-01	CHARTER ONE FINANCIAL INCIncentive Stock OptionD Disposition to Issuer	Director, Executive Vice President	DDisposition to Issuer	−3,947 sh	$19.17	−$75.7K	0
2004-09-01	CHARTER ONE FINANCIAL INCIncentive Stock OptionD Disposition to Issuer	Director, Executive Vice President	DDisposition to Issuer	−3,437 sh	$15.41	−$53K	0
2004-09-01	CHARTER ONE FINANCIAL INCIncentive Stock OptionD Disposition to Issuer	Director, Executive Vice President	DDisposition to Issuer	−3,052 sh	$11.74	−$35.8K	0
2004-07-30	CHARTER ONE FINANCIAL INCG Gift	Director, Executive Vice President	GGift	−1,460 sh	—	—	461,590
2003-11-10	CHARTER ONE FINANCIAL INCNonqualified Stock OptionM Exercise/Conversion	Director, Executive Vice President	MExercise/Conversion	−20K sh	—	—	193,280
2003-11-10	CHARTER ONE FINANCIAL INCS Sale	Director, Executive Vice President	SSale	−20K sh	$32.62	−$652K	240,002
2003-11-10	CHARTER ONE FINANCIAL INCM Exercise/Conversion	Director, Executive Vice President	MExercise/Conversion	+20K sh	$10.57	+$211K	260,002
2003-11-07	CHARTER ONE FINANCIAL INCNonqualified Stock OptionM Exercise/Conversion	Director, Executive Vice President	MExercise/Conversion	−40K sh	—	—	213,280
2003-11-07	CHARTER ONE FINANCIAL INCS Sale	Director, Executive Vice President	SSale	−40K sh	$32.58	−$1.3M	240,002
2003-11-07	CHARTER ONE FINANCIAL INCM Exercise/Conversion	Director, Executive Vice President	MExercise/Conversion	+40K sh	$10.57	+$423K	280,002

Recent filings

Accepted (ET)
Sep 34
KOCH JOHN D0000819692-04-000115
SEC(opens sec.gov)

Companies

CHARTER ONE FINANCIAL INCDirector, Executive Vice President

Address

1215 SUPERIOR AVENUE

CLEVELAND, OH, 44114-