Insider · CIK 0001220934

BUNDAY DENNIS E

Reports to the SEC for 2 companies · PORTLAND, OR

sec.gov

Transactions

Companies

Filings

CIK

0001220934

Forms 4 and 5

Insider transactions

38 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2012-09-18	WILLIAMS CONTROLS INCA Award	CFO, EVP, and Secretary	AAward	+8,000 sh	$10.75	+$86K	37,046
2012-07-10	WILLIAMS CONTROLS INCM Exercise/Conversion	CFO, EVP, and Secretary	MExercise/Conversion	+10K sh	$3.96	+$39.6K	22,632
2012-07-10	WILLIAMS CONTROLS INCStock Option (Right to Buy)M Exercise/Conversion	CFO, EVP, and Secretary	MExercise/Conversion	−10K sh	—	—	10,666
2012-07-10	WILLIAMS CONTROLS INCF Tax Payment	CFO, EVP, and Secretary	FTax Payment	−6,247 sh	$12.47	−$77.9K	16,385
2012-07-03	WILLIAMS CONTROLS INCM Exercise/Conversion	CFO, EVP, and Secretary	MExercise/Conversion	+21K sh	$3.96	+$83.2K	25,683
2012-07-03	WILLIAMS CONTROLS INCF Tax Payment	CFO, EVP, and Secretary	FTax Payment	−13.1K sh	$12.70	−$166K	12,632
2012-07-03	WILLIAMS CONTROLS INCStock Option (Right to Buy)M Exercise/Conversion	CFO, EVP, and Secretary	MExercise/Conversion	−21K sh	—	—	20,666
2012-05-01	WILLIAMS CONTROLS INCA Award	CFO, EVP, and Secretary	AAward	+451 sh	$11.07	+$4,992.57	29,046
2011-12-03	WILLIAMS CONTROLS INCF Tax Payment	CFO, EVP, and Secretary	FTax Payment	−709 sh	$11.08	−$7,855.72	28,595
2011-11-28	SOUTHWALL TECHNOLOGIES INC /DE/Non-Qualified Stock OptionD Disposition to Issuer	Director	DDisposition to Issuer	+2,000 sh	$10.45	+$20.9K	0
2011-11-28	SOUTHWALL TECHNOLOGIES INC /DE/Non-Qualified Stock OptionD Disposition to Issuer	Director	DDisposition to Issuer	+5,000 sh	$2.60	+$13K	0
2011-11-28	SOUTHWALL TECHNOLOGIES INC /DE/Non-Qualified Stock OptionD Disposition to Issuer	Director	DDisposition to Issuer	+4,000 sh	$10.70	+$42.8K	0
2011-11-28	SOUTHWALL TECHNOLOGIES INC /DE/Non-Qualified Stock OptionD Disposition to Issuer	Director	DDisposition to Issuer	+5,000 sh	$5.65	+$28.3K	0
2011-11-28	SOUTHWALL TECHNOLOGIES INC /DE/Non-Qualified Stock OptionD Disposition to Issuer	Director	DDisposition to Issuer	+8,000 sh	$8.20	+$65.6K	0
2011-11-28	SOUTHWALL TECHNOLOGIES INC /DE/Non-Qualified Stock OptionD Disposition to Issuer	Director	DDisposition to Issuer	+8,000 sh	$9.40	+$75.2K	0
2011-09-27	WILLIAMS CONTROLS INCA Award	CFO, EVP, and Secretary	AAward	+8,000 sh	$10.70	+$85.6K	29,304
2011-05-02	WILLIAMS CONTROLS INCA Award	CFO, EVP, and Secretary	AAward	+424 sh	$11.77	+$4,990.48	21,304
2011-03-25	SOUTHWALL TECHNOLOGIES INC /DE/Non-Qualified Stock Option (right to buy)A Award	Director	AAward	−4,000 sh	—	—	4,000
2011-03-25	SOUTHWALL TECHNOLOGIES INC /DE/Non-Qualified Stock Option (right to buy)A Award	Director	AAward	−1,000 sh	—	—	1,000
2010-12-03	WILLIAMS CONTROLS INCA Award	CFO, EVP, and Secretary	AAward	+8,000 sh	$10.75	+$86K	20,880
2010-09-14	WILLIAMS CONTROLS INCCommon Stock Option (right to buy)A Award	CFO, EVP, and Secretary	AAward	+14.5K sh	—	—	159,500
2010-05-03	WILLIAMS CONTROLS INCA Award	CFO, EVP, and Secretary	AAward	+560 sh	$8.92	+$4,995.2	12,880
2010-03-24	SOUTHWALL TECHNOLOGIES INC /DE/Non-Qualified Stock Option (right to buy)A Award	Director	AAward	−5,000 sh	—	—	5,000
2010-03-24	SOUTHWALL TECHNOLOGIES INC /DE/Non-Qualified Stock Option (right to buy)A Award	Director	AAward	−20K sh	—	—	20,000
2009-10-30	WILLIAMS CONTROLS INCStock Option (right to buy)A Award	CFO, EVP, and Secretary	AAward	+30K sh	$8.54	+$256K	145,000
2009-05-01	WILLIAMS CONTROLS INCA Award	CFO, EVP, and Secretary	AAward	+979 sh	$5.10	+$4,992.9	12,320
2009-04-28	SOUTHWALL TECHNOLOGIES INC /DE/Non-Qualified Stock Option (right to buy)A Award	Director	AAward	+10K sh	—	—	10,000
2009-03-18	SOUTHWALL TECHNOLOGIES INC /DE/Non-Qualified Stock Stock Option (right to buy)A Award	Director	AAward	+20K sh	—	—	20,000
2009-02-23	WILLIAMS CONTROLS INCP Purchase	CFO, EVP, and Secretary	PPurchase	+1,000 sh	$4.15	+$4,150	4,683
2009-02-20	WILLIAMS CONTROLS INCP Purchase	CFO, EVP, and Secretary	PPurchase	+100 sh	$4.87	+$487	3,683
2009-02-20	WILLIAMS CONTROLS INCP Purchase	CFO, EVP, and Secretary	PPurchase	+500 sh	$4.95	+$2,475	3,583
2008-09-25	WILLIAMS CONTROLS INCStock Option (right to buy)A Award	CFO, EVP, and Secretary	AAward	+20K sh	$13.17	+$263K	115,000
2007-09-27	WILLIAMS CONTROLS INCStock Option (right to buy)A Award	CFO, EVP, and Secretary	AAward	+15K sh	$18.05	+$271K	95,000
2005-08-16	WILLIAMS CONTROLS INCP Purchase	CFO, EVP, and Secretary	PPurchase	+8,500 sh	$1.16	+$9,860	18,500
2003-09-01	WILLIAMS CONTROLS INCSeries B Preferred StockA Award	CFO, EVP, and Secretary	AAward	+300 sh	$100.00	+$30K	300
2003-08-31	WILLIAMS CONTROLS INCSeries A Preferred StockD Disposition to Issuer	CFO, EVP, and Secretary	DDisposition to Issuer	−42 sh	$145.77	−$6,122.34	0
2003-08-01	WILLIAMS CONTROLS INCStock Option (Right to Buy)A Award	CFO, EVP, and Secretary	AAward	+250K sh	$0.66	+$165K	254,352
1988-08-08	WILLIAMS CONTROLS INCA Award	CFO, EVP, and Secretary	AAward	0 sh	—	—	10,000

Recent filings

Accepted (ET)
Sep 214
BUNDAY DENNIS E0001171200-12-000869
SEC(opens sec.gov)
Jul 114
BUNDAY DENNIS E0001171200-12-000661
SEC(opens sec.gov)
Jul 64
BUNDAY DENNIS E0001171200-12-000648
SEC(opens sec.gov)
Jul 64
BUNDAY DENNIS E0001171200-12-000652
SEC(opens sec.gov)
Jan 54
BUNDAY DENNIS E0001171200-12-000033
SEC(opens sec.gov)
Nov 304
BUNDAY DENNIS E0001140361-11-055390
SEC(opens sec.gov)
Sep 294
BUNDAY DENNIS E0001171200-11-000870
SEC(opens sec.gov)
Apr 14
BUNDAY DENNIS E0001140361-11-019889
SEC(opens sec.gov)
Mar 304
BUNDAY DENNIS E0001140361-11-019523
SEC(opens sec.gov)
Dec 84
BUNDAY DENNIS E0001171200-10-001154
SEC(opens sec.gov)

Companies

Address

14100 SW 72ND STREET

PORTLAND, OR, 97224