Insider · CIK 0001222051

LC CAPITAL MASTER FUND LTD

Reports to the SEC for 10 companies · ROAD TOWN, TORTOLA, D8

sec.gov

Transactions

Companies

Filings

CIK

0001222051

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2020-03-05	CDZICADIZ INC · 7% Convertible Senior Notes due 2020J Other	Former 10% Owner	JOther	+16.9M sh	—	—	43,346,290.3
2020-03-05	CDZICADIZ INC · Series 1 Preferred StockP Purchase	Former 10% Owner	PPurchase	+9,671 sh	—	—	9,671
2020-03-05	CDZICADIZ INCC Conversion	Former 10% Owner	CConversion	+2.5M sh	$6.75	+$16.9M	3,263,926
2020-03-05	CDZICADIZ INC · 7% Convertible Senior Notes due 2020S Sale	Former 10% Owner	SSale	−26.4M sh	—	—	0
2020-03-05	CDZICADIZ INC · 7% Convertible Senior Notes due 2020C Conversion	Former 10% Owner	CConversion	−16.9M sh	—	—	26,441,360.2
2015-12-10	CDZICADIZ INC · 7% Convertible Senior Notes due 2020A Award	Former 10% Owner	AAward	+26.5M sh	—	—	4,761,429
2015-12-10	CDZICADIZ INC · 7% Convertible Senior Notes due 2018D Disposition to Issuer	Former 10% Owner	DDisposition to Issuer	−26.5M sh	—	—	0
2015-03-16	CDZICADIZ INC · 7% Convertible Senior Notes due 2018S Sale	Former 10% Owner	SSale	−21K sh	—	—	3,786,146.58
2015-03-12	CDZICADIZ INC · 7% Convertible Senior Notes due 2018S Sale	Former 10% Owner	SSale	−125K sh	—	—	3,789,149.19
2015-03-11	CDZICADIZ INC · 7% Convertible Senior Notes due 2018S Sale	Former 10% Owner	SSale	−100K sh	—	—	3,807,021.86
2014-01-22	CDZICADIZ INC · 7% Convertible Senior Notes due 2018S Sale	Former 10% Owner	SSale	—	—	—	3,524,454.96
2014-01-21	CDZICADIZ INC · 7% Convertible Senior Notes due 2018S Sale	Former 10% Owner	SSale	—	—	—	3,589,920.48
2013-03-05	CDZICADIZ INC · Convertible Term Loan Tranche B-1C Conversion	Former 10% Owner	CConversion	—	—	—	0
2013-03-05	CDZICADIZ INC · Convertible Term Loan Tranche B-3aC Conversion	Former 10% Owner	CConversion	—	—	—	0
2013-03-05	CDZICADIZ INC · Convertible Term Loan Tranche A-2aC Conversion	Former 10% Owner	CConversion	—	—	—	0
2013-03-05	CDZICADIZ INC · Convertible Term Loan Tranche C-1C Conversion	Former 10% Owner	CConversion	—	—	—	0
2013-03-05	CDZICADIZ INC · 7% Convertible Senior Notes due 2018A Award	Former 10% Owner	AAward	—	—	—	3,655,386
2012-10-30	CDZICADIZ INC · Common Stock Warrants (right to buy)P Purchase	Former 10% Owner	PPurchase	+50K sh	$20.00	+$1M	50,000
2012-10-30	CDZICADIZ INC · Common Stock Warrants (right to buy)P Purchase	Former 10% Owner	PPurchase	+50K sh	$20.00	+$1M	50,000
2012-03-29	ATS CORPU Disposition from Tender	10% Owner	UDisposition from Tender	−2.32M sh	$3.20	−$7.44M	0
2012-03-29	ATS CORPU Disposition from Tender	10% Owner	UDisposition from Tender	−2.32M sh	$3.20	−$7.44M	0
2012-03-02	ATS CORPS Sale	10% Owner	SSale	−331K sh	$3.18	−$1.05M	2,323,715
2012-03-02	ATS CORPS Sale	10% Owner	SSale	−200K sh	$3.18	−$636K	2,323,715
2012-03-01	ATS CORPS Sale	10% Owner	SSale	−685K sh	$3.18	−$2.18M	2,523,715
2012-03-01	ATS CORPS Sale	10% Owner	SSale	0 sh	—	—	2,854,715
2012-02-29	ATS CORPS Sale	10% Owner	SSale	0 sh	—	—	3,539,315
2012-02-29	ATS CORPS Sale	10% Owner	SSale	−1.2M sh	$3.18	−$3.82M	3,208,315
2010-12-13	ATS CORPP Purchase	10% Owner	PPurchase	+1,400 sh	$2.79	+$3,906	4,408,315
2010-12-13	ATS CORPP Purchase	10% Owner	PPurchase	0 sh	—	—	4,739,315
2010-11-26	ATS CORPP Purchase	10% Owner	PPurchase	+300 sh	$2.90	+$870	4,406,915
2010-11-26	ATS CORPP Purchase	10% Owner	PPurchase	0 sh	—	—	4,737,915
2010-11-24	ATS CORPP Purchase	10% Owner	PPurchase	0 sh	—	—	4,737,615
2010-11-24	ATS CORPP Purchase	10% Owner	PPurchase	+1,291 sh	$2.85	+$3,679.35	4,406,615
2010-10-19	CDZICADIZ INC · Convertible Term Loan, Tranche A-2H Expiration (Short)	Former 10% Owner	HExpiration (Short)	—	—	—	0
2010-10-19	CDZICADIZ INC · Convertible Term Loan, Tranche B-1P Purchase	Former 10% Owner	PPurchase	—	—	—	—
2010-10-19	CDZICADIZ INC · Convertible Term Loan, Tranche B-3aP Purchase	Former 10% Owner	PPurchase	—	—	—	—
2010-10-19	CDZICADIZ INC · Convertible Term Loan, Tranche A-2aP Purchase	Former 10% Owner	PPurchase	—	—	—	—
2010-10-19	CDZICADIZ INC · Convertible Term Loan, Tranche BH Expiration (Short)	Former 10% Owner	HExpiration (Short)	—	—	—	0
2010-10-19	CDZICADIZ INC · Convertible Term Loan, Tranche C-1P Purchase	Former 10% Owner	PPurchase	—	—	—	—
2010-09-03	Access to Money, Inc.Warrants to Purchase Common StockS Sale	10% Owner, See Remarks	SSale	−11.3M sh	—	—	0
2010-09-03	Access to Money, Inc.Warrants to Purchase Common StockS Sale	10% Owner, See Remarks	SSale	−11.3M sh	—	—	0
2010-09-03	Access to Money, Inc.P Purchase	10% Owner, See Remarks	PPurchase	0 sh	—	—	11,124,903
2010-09-03	Access to Money, Inc.Warrants to Purchase Common StockS Sale	10% Owner, See Remarks	SSale	−2.5M sh	—	—	0
2010-09-03	Access to Money, Inc.Warrants to Purchase Common StockS Sale	10% Owner, See Remarks	SSale	−2.5M sh	—	—	0
2010-09-03	Access to Money, Inc.P Purchase	10% Owner, See Remarks	PPurchase	+9.75M sh	—	—	10,997,903
2010-03-29	ATS CORPS Sale	10% Owner	SSale	−150K sh	$3.00	−$450K	331,000
2009-12-18	ATS CORPS Sale	10% Owner	SSale	−300K sh	$2.30	−$690K	4,354,336
2009-12-18	ATS CORPS Sale	10% Owner	SSale	0 sh	—	—	4,354,336
2009-10-30	CDZICADIZ INCP Purchase	Former 10% Owner	PPurchase	+62.6K sh	—	—	855,492
2009-10-30	CDZICADIZ INCP Purchase	Former 10% Owner	PPurchase	+62.6K sh	—	—	855,492

Recent filings

Accepted (ET)
Mar 94
LC CAPITAL MASTER FUND LTD0001567619-20-005952
SEC(opens sec.gov)
Dec 144
LC Capital Advisors LLC0000899243-15-009758
SEC(opens sec.gov)
Mar 234
CADIZ INC0001209191-15-028595
SEC(opens sec.gov)
Jan 314
LC Capital Advisors LLC0001181431-14-004663
SEC(opens sec.gov)
May 94
CONWAY RICHARD F0001181431-13-026555
SEC(opens sec.gov)
Nov 144
CONWAY RICHARD F0001144204-12-061979
SEC(opens sec.gov)
Apr 24
CONWAY RICHARD F0000919574-12-002617
SEC(opens sec.gov)

Companies

Address

C/O TRIDENT FUND SERVICES (BVI) LIMITED PO BOX 146, WATERFRONT DR, WICKHAMS CAY

ROAD TOWN, TORTOLA, D8, 00000