Insider · CIK 0001222911

HELLERMAN GERALD

Reports to the SEC for 10 companies · BOCA RATON, FL

sec.gov

Transactions

Companies

Filings

CIK

0001222911

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-01-23	SWZTotal Return Securities FundD Disposition to Issuer	Director	DDisposition to Issuer	−1,755 sh	$6.81	−$12K	3,527
2025-04-02	SWZTotal Return Securities FundS Sale	Director	SSale	−41 sh	$9.24	−$378.84	5,283
2024-12-26	PCFHIGH INCOME SECURITIES FUNDS Sale	Director	SSale	−259 sh	$6.47	−$1,676.403	37,000
2024-12-19	PCFHIGH INCOME SECURITIES FUNDP Purchase	Director	PPurchase	+2,000 sh	$6.34	+$12.7K	37,259
2024-12-17	PCFHIGH INCOME SECURITIES FUNDP Purchase	Director	PPurchase	+12K sh	$6.60	+$79.2K	32,734
2024-12-17	PCFHIGH INCOME SECURITIES FUNDP Purchase	Director	PPurchase	+6,409 sh	$6.50	+$41.7K	20,734
2024-12-17	PCFHIGH INCOME SECURITIES FUNDP Purchase	Director	PPurchase	+2,525 sh	$6.50	+$16.4K	35,259
2024-12-16	PCFHIGH INCOME SECURITIES FUNDP Purchase	Director	PPurchase	+5,000 sh	$6.63	+$33.2K	14,325
2024-12-16	PCFHIGH INCOME SECURITIES FUNDP Purchase	Director	PPurchase	+5,000 sh	$6.69	+$33.5K	9,325
2024-12-12	PCFHIGH INCOME SECURITIES FUNDD Disposition to Issuer	Director	DDisposition to Issuer	−38.1K sh	$7.07	−$270K	4,325
2024-08-15	PCFHIGH INCOME SECURITIES FUNDM Exercise/Conversion	Director	MExercise/Conversion	+2,441 sh	$6.48	+$15.8K	42,467
2024-06-04	PCFHIGH INCOME SECURITIES FUNDP Purchase	Director	PPurchase	+100 sh	$6.81	+$680.98	40,026
2022-04-06	SPESPECIAL OPPORTUNITIES FUND, INC.P Purchase	Director	PPurchase	+2,000 sh	$14.77	+$29.5K	41,484
2022-04-06	SPESPECIAL OPPORTUNITIES FUND, INC.P Purchase	Director	PPurchase	+1,500 sh	$14.94	+$22.4K	39,484
2022-04-06	SPESPECIAL OPPORTUNITIES FUND, INC.P Purchase	Director	PPurchase	+1,000 sh	$14.73	+$14.7K	42,484
2022-04-06	SPESPECIAL OPPORTUNITIES FUND, INC.P Purchase	Director	PPurchase	+1,000 sh	$14.66	+$14.7K	43,584
2022-04-06	SPESPECIAL OPPORTUNITIES FUND, INC.P Purchase	Director	PPurchase	+100 sh	$14.65	+$1,465	42,584
2022-04-05	SPESPECIAL OPPORTUNITIES FUND, INC.D Disposition to Issuer	Director	DDisposition to Issuer	−5,333 sh	$15.69	−$83.7K	37,984
2022-03-02	SWZTotal Return Securities FundP Purchase	Director	PPurchase	+235 sh	$8.85	+$2,079.75	4,826
2022-03-02	SWZTotal Return Securities FundP Purchase	Director	PPurchase	+498 sh	$8.84	+$4,402.32	5,324
2022-03-02	SWZTotal Return Securities FundP Purchase	Director	PPurchase	+267 sh	$8.87	+$2,368.29	4,591
2022-01-28	SPESPECIAL OPPORTUNITIES FUND, INC.P Purchase	Director	PPurchase	+532 sh	$14.50	+$7,714	43,318
2022-01-28	SPESPECIAL OPPORTUNITIES FUND, INC.P Purchase	Director	PPurchase	+68 sh	$14.59	+$992.12	42,786
2022-01-26	SPESPECIAL OPPORTUNITIES FUND, INC.P Purchase	Director	PPurchase	+785 sh	$14.63	+$11.5K	42,718
2022-01-26	SPESPECIAL OPPORTUNITIES FUND, INC.P Purchase	Director	PPurchase	+285 sh	$14.72	+$4,195.2	41,933
2022-01-21	PCFHIGH INCOME SECURITIES FUNDP Purchase	Director	PPurchase	+700 sh	$8.28	+$5,796	32,035
2021-11-02	PCFHIGH INCOME SECURITIES FUNDM Exercise/Conversion	Director	MExercise/Conversion	+19.1K sh	$8.36	+$159K	30,778
2021-09-20	SPESPECIAL OPPORTUNITIES FUND, INC.P Purchase	Director	PPurchase	+824 sh	$15.16	+$12.5K	41,648
2021-09-20	SPESPECIAL OPPORTUNITIES FUND, INC.P Purchase	Director	PPurchase	+824 sh	$15.17	+$12.5K	40,824
2021-09-20	SPESPECIAL OPPORTUNITIES FUND, INC.P Purchase	Director	PPurchase	+824 sh	$15.16	+$12.5K	40,000
2021-09-17	PCFHIGH INCOME SECURITIES FUNDS Sale	Director	SSale	−9,000 sh	$10.00	−$90K	11,012
2021-07-19	SPESPECIAL OPPORTUNITIES FUND, INC.P Purchase	Director	PPurchase	+1,000 sh	$14.99	+$15K	39,175
2021-02-02	PCFHIGH INCOME SECURITIES FUNDM Exercise/Conversion	Director	MExercise/Conversion	+11.2K sh	$8.24	+$92.1K	19,234
2020-12-23	MVC CAPITAL, INC.D Disposition to Issuer	Director	DDisposition to Issuer	−68K sh	—	—	0
2020-12-15	SPESPECIAL OPPORTUNITIES FUND, INC. · 3.50% Convertible Preferred Stock Series BD Disposition to Issuer	Director	DDisposition to Issuer	−350 sh	$25.56	−$8,946	400
2020-12-15	SPESPECIAL OPPORTUNITIES FUND, INC. · 3.50% Convertible Preferred Stock Series BD Disposition to Issuer	Director	DDisposition to Issuer	−400 sh	$25.53	−$10.2K	0
2020-10-30	PCFHIGH INCOME SECURITIES FUNDP Purchase	Director	PPurchase	+100 sh	$7.24	+$724	5,876
2020-10-30	PCFHIGH INCOME SECURITIES FUNDP Purchase	Director	PPurchase	+1,900 sh	$7.25	+$13.8K	7,776
2020-10-28	SPESPECIAL OPPORTUNITIES FUND, INC.P Purchase	Director	PPurchase	+2,000 sh	$11.48	+$23K	35,684
2020-09-11	PCFHIGH INCOME SECURITIES FUNDP Purchase	Director	PPurchase	+50 sh	$8.26	+$413	5,776
2020-04-03	SPESPECIAL OPPORTUNITIES FUND, INC.P Purchase	Director	PPurchase	+10 sh	$8.70	+$87	32,694
2020-04-03	SPESPECIAL OPPORTUNITIES FUND, INC.P Purchase	Director	PPurchase	+630 sh	$8.71	+$5,487.3	33,324
2020-04-03	PCFHIGH INCOME SECURITIES FUNDP Purchase	Director	PPurchase	+1,000 sh	$5.91	+$5,910	5,432
2020-04-03	SPESPECIAL OPPORTUNITIES FUND, INC.P Purchase	Director	PPurchase	+140 sh	$8.75	+$1,225	33,684
2020-04-03	SPESPECIAL OPPORTUNITIES FUND, INC.P Purchase	Director	PPurchase	+220 sh	$8.73	+$1,920.6	33,544
2020-04-03	SWZTotal Return Securities FundP Purchase	Director	PPurchase	+1,000 sh	$6.90	+$6,900	4,067
2020-03-09	SPESPECIAL OPPORTUNITIES FUND, INC.P Purchase	Director	PPurchase	+238 sh	$12.49	+$2,972.62	32,353
2020-03-09	SPESPECIAL OPPORTUNITIES FUND, INC.P Purchase	Director	PPurchase	+762 sh	$12.55	+$9,563.1	32,115
2020-02-27	SWZTotal Return Securities FundP Purchase	Director	PPurchase	+1,000 sh	$8.00	+$8,000	3,057
2019-10-23	PCFHIGH INCOME SECURITIES FUNDP Purchase	Director	PPurchase	+1,750 sh	$8.48	+$14.8K	4,250

Recent filings

Accepted (ET)
Jan 274
HELLERMAN GERALD0001398344-26-001386
SEC(opens sec.gov)
Apr 34
HELLERMAN GERALD0001398344-25-006575
SEC(opens sec.gov)
Dec 304
HELLERMAN GERALD0001104659-24-132545
SEC(opens sec.gov)
Dec 234
HELLERMAN GERALD0001104659-24-131359
SEC(opens sec.gov)
Dec 184
HELLERMAN GERALD0001104659-24-129801
SEC(opens sec.gov)
Dec 164
HELLERMAN GERALD0001104659-24-128974
SEC(opens sec.gov)
Aug 194
HELLERMAN GERALD0001104659-24-090894
SEC(opens sec.gov)
Jun 64
HELLERMAN GERALD0001104659-24-069130
SEC(opens sec.gov)
Apr 74
HELLERMAN GERALD0001104659-22-043673
SEC(opens sec.gov)
Mar 34
HELLERMAN GERALD0001398344-22-005208
SEC(opens sec.gov)

Companies

Address

5431 NW 21ST AVE.

BOCA RATON, FL, 33496