Insider · CIK 0001225028

MCCARTHY KENT C

Reports to the SEC for 7 companies · SHAWNEE, KS

sec.gov

Transactions

Companies

Filings

CIK

0001225028

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-10-09	NUAINew ERA Energy & Digital, Inc.P Purchase	10% Owner	PPurchase	+250K sh	$4.77	+$1.19M	9,550,000
2015-01-21	Global Cord Blood CorpP Purchase	10% Owner, 13 (d) group owning > 10%	PPurchase	+20K sh	$4.60	+$92K	10,648,946
2015-01-16	Global Cord Blood CorpP Purchase	10% Owner, 13 (d) group owning > 10%	PPurchase	+50K sh	$4.30	+$215K	10,628,946
2015-01-14	Global Cord Blood CorpP Purchase	10% Owner, 13 (d) group owning > 10%	PPurchase	+10K sh	$4.52	+$45.2K	10,578,946
2015-01-12	Global Cord Blood CorpP Purchase	10% Owner, 13 (d) group owning > 10%	PPurchase	+50K sh	$4.69	+$234K	10,568,946
2015-01-02	Global Cord Blood CorpP Purchase	10% Owner, 13 (d) group owning > 10%	PPurchase	+25K sh	$4.62	+$115K	10,518,946
2014-12-31	Global Cord Blood CorpP Purchase	10% Owner, 13 (d) group owning > 10%	PPurchase	+40K sh	$4.56	+$182K	10,493,946
2014-12-18	Global Cord Blood CorpP Purchase	10% Owner, 13 (d) group owning > 10%	PPurchase	+15K sh	$4.39	+$65.8K	10,453,946
2014-12-17	Global Cord Blood CorpP Purchase	10% Owner, 13 (d) group owning > 10%	PPurchase	+35K sh	$4.36	+$153K	10,438,946
2014-12-16	Global Cord Blood CorpP Purchase	10% Owner, 13 (d) group owning > 10%	PPurchase	+78.4K sh	$4.36	+$342K	10,403,946
2014-12-09	Global Cord Blood CorpP Purchase	10% Owner, 13 (d) group owning > 10%	PPurchase	+25K sh	$4.38	+$109K	10,325,546
2014-12-05	Global Cord Blood CorpP Purchase	10% Owner, 13 (d) group owning > 10%	PPurchase	+147K sh	$4.60	+$674K	10,300,546
2014-12-03	Global Cord Blood CorpP Purchase	10% Owner, 13 (d) group owning > 10%	PPurchase	+50K sh	$4.65	+$232K	10,153,946
2014-12-03	Global Cord Blood CorpP Purchase	10% Owner, 13 (d) group owning > 10%	PPurchase	+50K sh	$4.65	+$232K	10,153,946
2014-11-26	Global Cord Blood CorpP Purchase	10% Owner, 13 (d) group owning > 10%	PPurchase	+50K sh	$4.96	+$248K	10,103,946
2014-11-20	Global Cord Blood CorpP Purchase	10% Owner, 13 (d) group owning > 10%	PPurchase	+35.4K sh	$4.89	+$173K	10,053,946
2014-11-19	Global Cord Blood CorpP Purchase	10% Owner, 13 (d) group owning > 10%	PPurchase	+4,617 sh	$4.80	+$22.2K	10,018,563
2014-11-17	Global Cord Blood CorpP Purchase	10% Owner, 13 (d) group owning > 10%	PPurchase	+26.8K sh	$4.70	+$126K	10,013,946
2014-11-06	Global Cord Blood CorpP Purchase	10% Owner, 13 (d) group owning > 10%	PPurchase	+100K sh	$5.22	+$522K	9,987,192
2014-11-04	Global Cord Blood CorpP Purchase	10% Owner, 13 (d) group owning > 10%	PPurchase	+50K sh	$5.06	+$253K	9,887,192
2014-09-29	Global Cord Blood CorpP Purchase	10% Owner, 13 (d) group owning > 10%	PPurchase	+10K sh	$5.00	+$50K	9,837,192
2014-09-18	Global Cord Blood CorpP Purchase	10% Owner, 13 (d) group owning > 10%	PPurchase	+8,489 sh	$5.23	+$44.4K	9,827,192
2014-09-10	Global Cord Blood CorpP Purchase	10% Owner, 13 (d) group owning > 10%	PPurchase	+9,900 sh	$4.98	+$49.3K	9,818,703
2014-09-09	Global Cord Blood CorpP Purchase	10% Owner, 13 (d) group owning > 10%	PPurchase	+11.6K sh	$4.93	+$57.2K	9,808,803
2014-09-05	Global Cord Blood CorpP Purchase	10% Owner, 13 (d) group owning > 10%	PPurchase	+3,716 sh	$4.85	+$18K	9,797,203
2014-07-08	Global Cord Blood CorpP Purchase	10% Owner, 13 (d) group owning > 10%	PPurchase	+50K sh	$4.73	+$237K	9,793,487
2013-09-27	Global Cord Blood CorpP Purchase	10% Owner, 13 (d) group owning > 10%	PPurchase	+1.31M sh	$3.44	+$4.5M	9,577,407
2013-09-27	Global Cord Blood CorpP Purchase	10% Owner, 13 (d) group owning > 10%	PPurchase	+1.31M sh	$3.44	+$4.5M	9,577,407
2013-07-09	Global Cord Blood CorpP Purchase	10% Owner, 13 (d) group owning > 10%	PPurchase	+367K sh	$2.91	+$1.07M	8,268,506
2013-02-26	Global Cord Blood CorpS Sale	10% Owner, 13 (d) group owning > 10%	SSale	−5,000 sh	$3.00	−$15K	7,901,724
2012-10-31	Sino Gas International Holdings, Inc.8% Senior Secured Convertible NotesS Sale	10% Owner, Member 13(d) group owning >10%	SSale	−806K sh	$1500000.00	−$1.21T	322,581
2012-10-31	Sino Gas International Holdings, Inc.WarrantsS Sale	10% Owner, Member 13(d) group owning >10%	SSale	−323K sh	—	—	0
2012-10-31	Sino Gas International Holdings, Inc.8% Senior Secured Converible NotesS Sale	10% Owner, Member 13(d) group owning >10%	SSale	−1.61M sh	$1500000.00	−$2.42T	1,774,193
2012-10-31	Sino Gas International Holdings, Inc.WarrantsS Sale	10% Owner, Member 13(d) group owning >10%	SSale	−645K sh	—	—	1,129,032
2012-08-03	Global Cord Blood CorpP Purchase	10% Owner, 13 (d) group owning > 10%	PPurchase	+25K sh	$2.50	+$62.6K	7,909,821
2012-08-01	Global Cord Blood CorpP Purchase	10% Owner, 13 (d) group owning > 10%	PPurchase	+25K sh	$2.50	+$62.5K	7,884,821
2012-07-20	Global Cord Blood CorpP Purchase	10% Owner, 13 (d) group owning > 10%	PPurchase	+325K sh	$2.51	+$816K	7,859,821
2012-05-21	Sino Gas International Holdings, Inc.S Sale	10% Owner, Member 13(d) group owning >10%	SSale	−150 sh	$0.25	−$37.02	0
2012-05-21	Sino Gas International Holdings, Inc.S Sale	10% Owner, Member 13(d) group owning >10%	SSale	−22.4K sh	$0.25	−$5,539.673	150
2012-05-18	Sino Gas International Holdings, Inc.S Sale	10% Owner, Member 13(d) group owning >10%	SSale	−28.2K sh	$0.21	−$6,067.945	24,373
2012-05-18	Sino Gas International Holdings, Inc.S Sale	10% Owner, Member 13(d) group owning >10%	SSale	−1,777 sh	$0.21	−$382.055	22,596
2012-05-17	Sino Gas International Holdings, Inc.S Sale	10% Owner, Member 13(d) group owning >10%	SSale	−1,777 sh	$0.23	−$411.731	52,596
2012-05-17	Sino Gas International Holdings, Inc.S Sale	10% Owner, Member 13(d) group owning >10%	SSale	−28.2K sh	$0.23	−$6,539.269	54,373
2012-05-16	Sino Gas International Holdings, Inc.S Sale	10% Owner, Member 13(d) group owning >10%	SSale	−2,369 sh	$0.24	−$570.218	82,596
2012-05-16	Sino Gas International Holdings, Inc.S Sale	10% Owner, Member 13(d) group owning >10%	SSale	−37.6K sh	$0.24	−$9,057.782	84,965
2012-05-15	Sino Gas International Holdings, Inc.S Sale	10% Owner, Member 13(d) group owning >10%	SSale	−32.9K sh	$0.28	−$9,298.302	124,670
2012-05-15	Sino Gas International Holdings, Inc.S Sale	10% Owner, Member 13(d) group owning >10%	SSale	−2,074 sh	$0.28	−$585.698	122,596
2012-05-14	Sino Gas International Holdings, Inc.S Sale	10% Owner, Member 13(d) group owning >10%	SSale	−1,481 sh	$0.30	−$441.634	157,596
2012-05-14	Sino Gas International Holdings, Inc.S Sale	10% Owner, Member 13(d) group owning >10%	SSale	−23.5K sh	$0.30	−$7,013.366	159,077
2012-05-09	Sino Gas International Holdings, Inc.S Sale	10% Owner, Member 13(d) group owning >10%	SSale	−9,408 sh	$0.30	−$2,814.874	183,188

Recent filings

Accepted (ET)
Oct 14 17:244
MCCARTHY KENT C0001225028-26-000006
SEC(opens sec.gov)
Jan 214
China Cord Blood Corp0001140361-15-002396
SEC(opens sec.gov)
Jan 144
China Cord Blood Corp0001140361-15-001813
SEC(opens sec.gov)
Jan 54
China Cord Blood Corp0001140361-15-000581
SEC(opens sec.gov)
Dec 184
China Cord Blood Corp0001140361-14-045818
SEC(opens sec.gov)
Dec 104/A
China Cord Blood Corp0001140361-14-044780
SEC(opens sec.gov)
Dec 104
China Cord Blood Corp0001140361-14-044731
SEC(opens sec.gov)
Dec 54
China Cord Blood Corp0001140361-14-044306
SEC(opens sec.gov)
Dec 14
China Cord Blood Corp0001140361-14-043858
SEC(opens sec.gov)
Nov 214
China Cord Blood Corp0001140361-14-043121
SEC(opens sec.gov)
Nov 194
China Cord Blood Corp0001140361-14-042821
SEC(opens sec.gov)
Nov 104
China Cord Blood Corp0001140361-14-041007
SEC(opens sec.gov)

Companies

Address

13021 W 74TH ST

SHAWNEE, KS, 66216