Insider · CIK 0001225718

DUFFY SEAN P

Reports to the SEC for 2 companies · RUTLAND, VT

sec.gov

Transactions

Companies

Filings

CIK

0001225718

Forms 4 and 5

Insider transactions

26 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2015-09-11	METALICO INCS Sale	Director	SSale	−24K sh	$0.60	−$14.4K	0
2015-09-11	METALICO INCRights to Deferred StockS Sale	Director	SSale	−2,000 sh	$0.60	−$1,200	0
2014-12-02	METALICO INCM Exercise/Conversion	Director	MExercise/Conversion	+2,000 sh	—	—	24,000
2014-12-02	METALICO INCDeferred StockD Disposition to Issuer	Director	DDisposition to Issuer	−2,000 sh	—	—	47,000
2013-12-20	METALICO INCA Award	Director	AAward	+20K sh	$1.65	+$33K	22,000
2013-12-02	METALICO INCM Exercise/Conversion	Director	MExercise/Conversion	+2,000 sh	—	—	2,000
2013-12-02	METALICO INCDeferred StockD Disposition to Issuer	Director	DDisposition to Issuer	−2,000 sh	—	—	59,000
2012-12-21	METALICO INCDeferred StockA Award	Director	AAward	+6,000 sh	—	—	61,000
2012-04-02	METALICO INCOptions (Right to Buy)A Award	Director	AAward	+15K sh	—	—	61,000
2011-04-01	METALICO INCOptions (Right to Buy)A Award	Director	AAward	+15K sh	—	—	0
2010-04-01	METALICO INCOptions (Right to Buy)A Award	Director	AAward	+15K sh	—	—	0
2009-09-25	CWSTCASELLA WASTE SYSTEMS INCS Sale	Regional Vice President	SSale	+5,000 sh	$2.76	+$13.8K	92,749
2009-09-25	CWSTCASELLA WASTE SYSTEMS INCS Sale	Regional Vice President	SSale	−5,000 sh	$2.76	−$13.8K	70,756
2009-06-30	CWSTCASELLA WASTE SYSTEMS INCJ Other	Regional Vice President	JOther	+33 sh	$1.69	+$55.82	75,756
2009-06-29	CWSTCASELLA WASTE SYSTEMS INCA Award	Regional Vice President	AAward	+3,000 sh	$1.90	+$5,700	75,723
2009-06-11	CWSTCASELLA WASTE SYSTEMS INC · Restricted Stock UnitA Award	Regional Vice President	AAward	+22K sh	—	—	21,993
2009-03-12	CWSTCASELLA WASTE SYSTEMS INCA Award	Regional Vice President	AAward	+7,500 sh	$0.60	+$4,500	72,723
2008-12-31	CWSTCASELLA WASTE SYSTEMS INCJ Other	Regional Vice President	JOther	+762 sh	$3.47	+$2,642.616	65,223
2007-12-31	CWSTCASELLA WASTE SYSTEMS INCJ Other	Regional Vice President	JOther	+312 sh	$8.95	+$2,792.556	66,825
2007-07-02	CWSTCASELLA WASTE SYSTEMS INCJ Other	Regional Vice President	JOther	+231 sh	$8.95	+$2,067.566	66,513
2006-07-06	CWSTCASELLA WASTE SYSTEMS INC · OptionA Award	Regional Vice President	AAward	+9,000 sh	$13.00	+$117K	9,000
2006-06-30	CWSTCASELLA WASTE SYSTEMS INCJ Other	Regional Vice President	JOther	+180 sh	$10.92	+$1,966.05	66,087
2005-12-31	CWSTCASELLA WASTE SYSTEMS INCJ Other	Regional Vice President	JOther	+188 sh	$10.50	+$1,973.53	65,907
2005-06-30	CWSTCASELLA WASTE SYSTEMS INC · OptionA Award	Regional Vice President	AAward	+10K sh	$12.00	+$120K	10,000
2005-06-30	CWSTCASELLA WASTE SYSTEMS INCJ Other	Regional Vice President	JOther	+186 sh	$10.20	+$1,897.2	65,719
2004-12-31	CWSTCASELLA WASTE SYSTEMS INCJ Other	Regional Vice President	JOther	+170 sh	$11.08	+$1,882.835	65,533

Recent filings

Accepted (ET)
Sep 114
METALICO INC0001209191-15-070287
SEC(opens sec.gov)
Dec 44
METALICO INC0001209191-14-072999
SEC(opens sec.gov)
Dec 204
METALICO INC0001209191-13-058222
SEC(opens sec.gov)
Dec 34
METALICO INC0001209191-13-054923
SEC(opens sec.gov)
Jan 115
DUFFY SEAN P0001209191-13-002888
SEC(opens sec.gov)
Jan 24
DUFFY SEAN P0001209191-13-000055
SEC(opens sec.gov)
Apr 14
DUFFY SEAN P0001209191-11-020595
SEC(opens sec.gov)
Apr 24
DUFFY SEAN P0001209191-10-020053
SEC(opens sec.gov)
Oct 54/A
DUFFY SEAN P0001179110-09-014139
SEC(opens sec.gov)
Sep 294
DUFFY SEAN P0001179110-09-013764
SEC(opens sec.gov)
Jul 64
DUFFY SEAN P0001179110-09-010593
SEC(opens sec.gov)
Jul 24
DUFFY SEAN P0001179110-09-010475
SEC(opens sec.gov)
Jun 294
DUFFY SEAN P0001179110-09-010185
SEC(opens sec.gov)
Mar 134
DUFFY SEAN P0001179110-09-004922
SEC(opens sec.gov)
Jan 144
DUFFY SEAN P0001179110-09-001049
SEC(opens sec.gov)
Jan 24
CASELLA WASTE SYSTEMS INC0001179110-08-000022
SEC(opens sec.gov)
Jul 34
CASELLA WASTE SYSTEMS INC0001179110-07-014213
SEC(opens sec.gov)

Companies

Address

C/O CASELLA WASTE SYSTEMS, INC. 25 GREENS HILL LANE

RUTLAND, VT, 05701