Insider · CIK 0001227104

APPEL PETER A

Reports to the SEC for 4 companies · BEDFORD CORNERS, NY

sec.gov

Transactions

Companies

Filings

CIK

0001227104

Forms 4 and 5

Insider transactions

16 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2018-07-19	Provention Bio, Inc.C Conversion	10% Owner	CConversion	+1.2M sh	—	—	1,200,000
2018-07-19	Provention Bio, Inc.P Purchase	10% Owner	PPurchase	+750K sh	$4.00	+$3M	1,950,000
2017-03-03	IPWRIdeal Power Inc. · Common Stock WarrantsP Purchase	10% Owner	PPurchase	+394K sh	$2.54	+$1M	394,400
2017-03-03	IPWRIdeal Power Inc.P Purchase	10% Owner	PPurchase	+394K sh	$2.54	+$1M	1,233,177
2016-04-25	Resonant IncP Purchase	10% Owner	PPurchase	+335K sh	$2.98	+$1M	335,000
2016-04-25	Resonant IncCommon Stock Warrants (Right to Buy)P Purchase	10% Owner	PPurchase	+335K sh	$2.98	+$1M	335,000
2015-05-15	IPWRIdeal Power Inc.P Purchase	10% Owner	PPurchase	+258K sh	$7.75	+$2M	838,777
2013-11-27	IPWRIdeal Power Inc. · Convertible Promissory NoteC Conversion	10% Owner	CConversion	−1 sh	$100000.00	−$100K	853,697
2013-11-27	IPWRIdeal Power Inc. · Convertible Promissory NoteC Conversion	10% Owner	CConversion	−1 sh	$275000.00	−$275K	302,049
2013-11-27	IPWRIdeal Power Inc. · Convertible Promissory NoteC Conversion	10% Owner	CConversion	−1 sh	$1625000.00	−$1.63M	381,423
2013-11-27	IPWRIdeal Power Inc.J Other	10% Owner	JOther	+581K sh	$3.48	+$2.02M	580,777
2005-04-28	ACGLARCH CAPITAL GROUP LTD.A Award	Director	AAward	+875 sh	—	—	150,222
2004-10-01	ACGLARCH CAPITAL GROUP LTD.A Award	Director	AAward	+939 sh	—	—	148,825
2004-10-01	ACGLARCH CAPITAL GROUP LTD.A Award	Director	AAward	+522 sh	—	—	149,347
2003-10-01	ACGLARCH CAPITAL GROUP LTD.A Award	Director	AAward	+1,092 sh	—	—	147,279
2003-10-01	ACGLARCH CAPITAL GROUP LTD.A Award	Director	AAward	+607 sh	—	—	147,886

Recent filings

Accepted (ET)
Jul 264
APPEL PETER A0001140361-18-033671
SEC(opens sec.gov)
Mar 64
Ideal Power Inc.0001144204-17-012974
SEC(opens sec.gov)
Apr 264
Resonant Inc0001104659-16-114356
SEC(opens sec.gov)
May 204
Ideal Power Inc.0001144204-15-032685
SEC(opens sec.gov)
Dec 24
Ideal Power Inc.0001415889-13-002487
SEC(opens sec.gov)
May 24
ARCH CAPITAL GROUP LTD.0001179110-05-008593
SEC(opens sec.gov)
Oct 54
APPEL PETER A0001179110-04-019356
SEC(opens sec.gov)
Oct 34
APPEL PETER A0001179110-03-008408
SEC(opens sec.gov)

Companies

Address

77 OREGON ROAD

BEDFORD CORNERS, NY, 10549