Insider · CIK 0001227926

COLE THOMAS L

Reports to the SEC for 2 companies · CINCINNATI, OH

sec.gov

Transactions

Companies

Filings

CIK

0001227926

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2020-08-17	STEIN MART INCS Sale	Director	SSale	−15.5K sh	$0.22	−$3,406.48	0
2020-03-20	STEIN MART INCM Exercise/Conversion	Director	MExercise/Conversion	+1,778 sh	—	—	15,484
2020-03-20	STEIN MART INCRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,778 sh	—	—	1,778
2020-01-22	STEIN MART INCRestricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−1,777 sh	—	—	3,556
2020-01-22	STEIN MART INCM Exercise/Conversion	Director	MExercise/Conversion	+1,777 sh	—	—	13,706
2019-03-20	STEIN MART INCRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,777 sh	—	—	3,556
2019-03-20	STEIN MART INCM Exercise/Conversion	Director	MExercise/Conversion	+1,777 sh	—	—	11,929
2019-01-22	STEIN MART INCRestricted Stock UnitsA Award	Director	AAward	+5,333 sh	—	—	5,333
2018-03-20	STEIN MART INCRestricted Stock UnitsA Award	Director	AAward	+5,333 sh	$1.47	+$7,839.51	5,333
2017-01-10	STEIN MART INCA Award	Director	AAward	+10.2K sh	—	—	10,152
2016-06-21	STEIN MART INCStock Option (right to buy)A Award	Director	AAward	+4,000 sh	—	—	4,000
2012-03-23	MMacy's, Inc. · Option to Purchase Common StockA Award	Chief Administrative Officer	AAward	+43.4K sh	—	—	43,371
2012-02-24	MMacy's, Inc. · Performance Restricted Stock UnitsM Exercise/Conversion	Chief Administrative Officer	MExercise/Conversion	−151K sh	—	—	0
2012-02-24	MMacy's, Inc.M Exercise/Conversion	Chief Administrative Officer	MExercise/Conversion	+156K sh	$36.99	+$5.78M	185,287
2012-02-24	MMacy's, Inc.F Tax Payment	Chief Administrative Officer	FTax Payment	−72K sh	$36.99	−$2.66M	113,316
2012-01-30	MMacy's, Inc.M Exercise/Conversion	Chief Administrative Officer	MExercise/Conversion	+40.8K sh	—	—	69,854.83
2012-01-30	MMacy's, Inc.D Disposition to Issuer	Chief Administrative Officer	DDisposition to Issuer	−40.8K sh	$34.25	−$1.4M	29,066
2012-01-30	MMacy's, Inc. · Phantom Stock UnitsM Exercise/Conversion	Chief Administrative Officer	MExercise/Conversion	−40.8K sh	—	—	40,788.83
2011-12-06	MMacy's, Inc.S Sale	Chief Administrative Officer	SSale	−36K sh	$33.02	−$1.19M	29,066
2011-12-06	MMacy's, Inc.M Exercise/Conversion	Chief Administrative Officer	MExercise/Conversion	+36K sh	$8.76	+$315K	65,066
2011-12-06	MMacy's, Inc. · Option to Purchase Common StockM Exercise/Conversion	Chief Administrative Officer	MExercise/Conversion	−36K sh	—	—	92,019
2011-10-20	MMacy's, Inc.S Sale	Chief Administrative Officer	SSale	−72K sh	$29.53	−$2.13M	29,066
2011-10-20	MMacy's, Inc. · Option to Purchase Common StockM Exercise/Conversion	Chief Administrative Officer	MExercise/Conversion	−72K sh	—	—	0
2011-10-20	MMacy's, Inc.M Exercise/Conversion	Chief Administrative Officer	MExercise/Conversion	+72K sh	$21.34	+$1.54M	101,066
2011-05-13	MMacy's, Inc.S Sale	Chief Administrative Officer	SSale	−165K sh	$28.03	−$4.62M	29,066
2011-05-13	MMacy's, Inc.M Exercise/Conversion	Chief Administrative Officer	MExercise/Conversion	+165K sh	$21.50	+$3.55M	193,996
2011-05-13	MMacy's, Inc. · Option to Purchase Common StockM Exercise/Conversion	Chief Administrative Officer	MExercise/Conversion	−165K sh	—	—	0
2011-03-25	MMacy's, Inc. · Options to Purchase Common StockA Award	Chief Administrative Officer	AAward	+74.4K sh	—	—	74,438
2011-01-31	MMacy's, Inc.M Exercise/Conversion	Chief Administrative Officer	MExercise/Conversion	+28.7K sh	—	—	57,750.85
2011-01-31	MMacy's, Inc.D Disposition to Issuer	Chief Administrative Officer	DDisposition to Issuer	−28.7K sh	$23.71	−$680K	29,066
2011-01-31	MMacy's, Inc. · Phantom Stock UnitsM Exercise/Conversion	Chief Administrative Officer	MExercise/Conversion	−28.7K sh	—	—	0
2010-10-13	MMacy's, Inc.M Exercise/Conversion	Chief Administrative Officer	MExercise/Conversion	+36K sh	$21.42	+$771K	65,066
2010-10-13	MMacy's, Inc. · Options to Purchase Common StockM Exercise/Conversion	Chief Administrative Officer	MExercise/Conversion	−36K sh	—	—	0
2010-10-13	MMacy's, Inc.S Sale	Chief Administrative Officer	SSale	−36K sh	$24.69	−$889K	29,066
2010-03-19	MMacy's, Inc. · Options to Purchase Common StockA Award	Chief Administrative Officer	AAward	+37.1K sh	—	—	37,140
2010-02-19	MMacy's, Inc. · Phantom Stock UnitsA Award	Chief Administrative Officer	AAward	+81.6K sh	—	—	81,577.65
2010-02-01	MMacy's, Inc.M Exercise/Conversion	Chief Administrative Officer	MExercise/Conversion	+28.7K sh	—	—	57,750.85
2010-02-01	MMacy's, Inc.D Disposition to Issuer	Chief Administrative Officer	DDisposition to Issuer	−28.7K sh	$16.39	−$470K	29,066
2010-02-01	MMacy's, Inc. · Phantom Stock UnitsM Exercise/Conversion	Chief Administrative Officer	MExercise/Conversion	−28.7K sh	—	—	28,684.85
2009-07-23	MMacy's, Inc.S Sale	Chief Administrative Officer	SSale	−30.7K sh	$13.32	−$409K	29,066
2009-07-11	MMacy's, Inc.F Tax Payment	Chief Administrative Officer	FTax Payment	−19.3K sh	$10.69	−$207K	59,733
2009-03-20	MMacy's, Inc. · Performance Restricted Stock UnitsA Award	Chief Administrative Officer	AAward	+151K sh	—	—	151,255
2009-03-20	MMacy's, Inc. · Options to Purchase Common StockA Award	Chief Administrative Officer	AAward	+128K sh	—	—	128,019
2009-02-02	MMacy's, Inc. · Phantom Stock UnitsM Exercise/Conversion	Chief Administrative Officer	MExercise/Conversion	−21.3K sh	—	—	0
2009-02-02	MMacy's, Inc.M Exercise/Conversion	Chief Administrative Officer	MExercise/Conversion	+21.3K sh	—	—	100,376
2009-02-02	MMacy's, Inc.D Disposition to Issuer	Chief Administrative Officer	DDisposition to Issuer	−21.3K sh	$10.03	−$214K	79,066
2008-02-04	MMacy's, Inc.M Exercise/Conversion	Chief Administrative Officer	MExercise/Conversion	+21.3K sh	—	—	100,376
2008-02-04	MMacy's, Inc.D Disposition to Issuer	Chief Administrative Officer	DDisposition to Issuer	−21.3K sh	$24.01	−$512K	79,066
2008-02-04	MMacy's, Inc. · Phantom Stock UnitsM Exercise/Conversion	Chief Administrative Officer	MExercise/Conversion	−21.3K sh	—	—	21,310
2006-07-11	MMacy's, Inc. · Option to Purchase Common StockA Award	Chief Administrative Officer	AAward	+150K sh	—	—	150,000

Recent filings

Accepted (ET)
Aug 184
COLE THOMAS L0001567619-20-015694
SEC(opens sec.gov)
Apr 94
COLE THOMAS L0001567619-20-007754
SEC(opens sec.gov)
Jan 234
COLE THOMAS L0001590503-20-000005
SEC(opens sec.gov)
Mar 274
COLE THOMAS L0001590503-19-000019
SEC(opens sec.gov)
Jan 244
COLE THOMAS L0001590503-19-000006
SEC(opens sec.gov)
Mar 224
COLE THOMAS L0001590503-18-000012
SEC(opens sec.gov)
Jan 114
STEIN MART INC0001590503-17-000009
SEC(opens sec.gov)
Jun 224
STEIN MART INC0001590503-16-000083
SEC(opens sec.gov)
Mar 274
COLE THOMAS L0000794367-12-000083
SEC(opens sec.gov)
Feb 284
COLE THOMAS L0000794367-12-000041
SEC(opens sec.gov)
Jan 314
COLE THOMAS L0000794367-12-000021
SEC(opens sec.gov)
Dec 64
COLE THOMAS L0000794367-11-000167
SEC(opens sec.gov)

Companies

Address

C/O MACY'S, INC. 7 WEST SEVENTH STREET

CINCINNATI, OH, 45202