Insider · CIK 0001229249

TONKEL J ROCK JR

Reports to the SEC for 2 companies · ARLINGTON, VA

sec.gov

Transactions

Companies

Filings

CIK

0001229249

Forms 4 and 5

Insider transactions

48 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2023-12-14	Arlington Asset Investment Corp.F Tax Payment	Director, President and CEO	FTax Payment	−41.3K sh	$4.84	−$200K	807,309
2023-12-14	Arlington Asset Investment Corp.D Disposition to Issuer	Director, President and CEO	DDisposition to Issuer	−807K sh	—	—	0
2023-12-14	Arlington Asset Investment Corp.Restricted Stock UnitsA Award	Director, President and CEO	AAward	+1.42M sh	—	—	2,209,096
2023-12-14	Arlington Asset Investment Corp.Restricted Stock UnitsF Tax Payment	Director, President and CEO	FTax Payment	−869K sh	—	—	1,339,816
2023-12-14	Arlington Asset Investment Corp.Restricted Stock UnitsD Disposition to Issuer	Director, President and CEO	DDisposition to Issuer	−1.34M sh	—	—	0
2023-08-22	Arlington Asset Investment Corp.A Award	Director, President and CEO	AAward	+196K sh	—	—	1,632,896
2023-08-22	Arlington Asset Investment Corp.Restricted Stock UnitsA Award	Director, President and CEO	AAward	+196K sh	—	—	784,314
2023-08-02	Arlington Asset Investment Corp.A Award	Director, President and CEO	AAward	+588K sh	—	—	1,436,818
2023-08-02	Arlington Asset Investment Corp.Restricted Stock UnitsA Award	Director, President and CEO	AAward	+588K sh	—	—	588,236
2023-02-03	Arlington Asset Investment Corp.A Award	Director, President and CEO	AAward	+13.7K sh	—	—	848,582
2022-06-16	Arlington Asset Investment Corp.P Purchase	Director, President and CEO	PPurchase	+15K sh	$3.04	+$45.6K	834,848
2022-06-15	Arlington Asset Investment Corp.P Purchase	Director, President and CEO	PPurchase	+15K sh	$3.20	+$48K	819,848
2022-04-04	Arlington Asset Investment Corp.P Purchase	Director, President and CEO	PPurchase	+10K sh	$3.59	+$35.9K	804,848
2022-03-31	Arlington Asset Investment Corp.P Purchase	Director, President and CEO	PPurchase	+10K sh	$3.52	+$35.2K	794,848
2022-03-30	Arlington Asset Investment Corp.P Purchase	Director, President and CEO	PPurchase	+10K sh	$3.52	+$35.2K	784,848
2022-01-06	Arlington Asset Investment Corp.P Purchase	Director, President and CEO	PPurchase	+10K sh	$3.61	+$36.1K	774,848
2022-01-04	Arlington Asset Investment Corp.A Award	Director, President and CEO	AAward	+55.9K sh	—	—	764,848
2021-12-20	Arlington Asset Investment Corp.P Purchase	Director, President and CEO	PPurchase	+10K sh	$3.42	+$34.2K	708,982
2021-11-16	Arlington Asset Investment Corp.P Purchase	Director, President and CEO	PPurchase	+10K sh	$3.77	+$37.7K	698,982
2021-08-11	Arlington Asset Investment Corp.P Purchase	Director, President and CEO	PPurchase	+5,000 sh	$3.86	+$19.3K	688,982
2021-08-10	Arlington Asset Investment Corp.P Purchase	Director, President and CEO	PPurchase	+10K sh	$3.84	+$38.4K	683,982
2021-06-15	Arlington Asset Investment Corp.A Award	Director, President and CEO	AAward	+49K sh	—	—	673,982
2021-02-03	Arlington Asset Investment Corp.A Award	Director, President and CEO	AAward	+56.6K sh	—	—	624,963
2021-01-06	Arlington Asset Investment Corp.P Purchase	Director, President and CEO	PPurchase	+10K sh	$3.90	+$39K	568,326
2021-01-05	Arlington Asset Investment Corp.P Purchase	Director, President and CEO	PPurchase	+10K sh	$3.82	+$38.2K	558,326
2020-11-23	Arlington Asset Investment Corp.S Sale	Director, President and CEO	SSale	−20K sh	$3.14	−$62.9K	548,326
2020-09-24	Arlington Asset Investment Corp.P Purchase	Director, President and CEO	PPurchase	+20K sh	$2.52	+$50.3K	568,326
2020-09-23	Arlington Asset Investment Corp.P Purchase	Director, President and CEO	PPurchase	+10K sh	$2.69	+$26.9K	548,326
2020-09-22	Arlington Asset Investment Corp.P Purchase	Director, President and CEO	PPurchase	+40K sh	$2.68	+$107K	538,326
2020-09-21	Arlington Asset Investment Corp.P Purchase	Director, President and CEO	PPurchase	+50K sh	$2.68	+$134K	498,326
2020-07-13	Arlington Asset Investment Corp.A Award	Director, President and CEO	AAward	+52.5K sh	—	—	448,326
2019-07-12	Arlington Asset Investment Corp.A Award	Director, President and CEO	AAward	+36.7K sh	—	—	395,807
2018-10-03	Arlington Asset Investment Corp.P Purchase	Director, President and CEO	PPurchase	+10K sh	$8.79	+$87.9K	359,115
2018-07-24	Arlington Asset Investment Corp.A Award	Director, President and CEO	AAward	+28K sh	$10.09	+$282K	367,166
2018-06-11	Arlington Asset Investment Corp.F Tax Payment	Director, President and CEO	FTax Payment	−6,011 sh	$11.16	−$67.1K	339,172
2017-11-03	Arlington Asset Investment Corp.P Purchase	Director, President and CEO	PPurchase	+5,000 sh	$11.00	+$55K	327,132
2017-06-12	Arlington Asset Investment Corp.F Tax Payment	Director, President and CEO	FTax Payment	−9,188 sh	$14.55	−$134K	322,132
2016-11-09	Arlington Asset Investment Corp.J Other	Director, President and CEO	JOther	+14K sh	—	—	331,320
2016-11-09	Arlington Asset Investment Corp.Class B Common StockJ Other	Director, President and CEO	JOther	−14K sh	—	—	0
2016-05-20	Arlington Asset Investment Corp.P Purchase	Director, President and CEO	PPurchase	+7,500 sh	$12.47	+$93.5K	317,320
2016-05-19	Arlington Asset Investment Corp.P Purchase	Director, President and CEO	PPurchase	+10K sh	$12.29	+$123K	309,820
2015-08-13	Arlington Asset Investment Corp.A Award	Director, President and CEO	AAward	+7,892 sh	$22.99	+$181K	299,820
2014-08-13	Arlington Asset Investment Corp.A Award	Director, President and CEO	AAward	+17.9K sh	$22.99	+$413K	291,928
2007-06-07	FBR & Co.P Purchase	Member Office of Chief Exec, 10% Owner	PPurchase	+10K sh	$17.00	+$170K	10,000
2005-08-05	Arlington Asset Investment Corp.A Award	Director, President and CEO	AAward	+112K sh	$12.90	+$1.44M	1,422,743
2005-05-13	Arlington Asset Investment Corp.P Purchase	Director, President and CEO	PPurchase	+50K sh	$12.26	+$613K	1,310,743
2005-02-23	Arlington Asset Investment Corp.A Award	Director, President and CEO	AAward	+107K sh	$18.66	+$2M	1,253,443
2004-04-14	Arlington Asset Investment Corp.A Award	Director, President and CEO	AAward	+37K sh	—	—	1,146,500

Recent filings

Accepted (ET)
Dec 184
TONKEL J ROCK JR0001104659-23-127039
SEC(opens sec.gov)
Sep 114/A
TONKEL J ROCK JR0001209191-23-048949
SEC(opens sec.gov)
Sep 114/A
TONKEL J ROCK JR0001209191-23-048927
SEC(opens sec.gov)
Aug 234
TONKEL J ROCK JR0001209191-23-047064
SEC(opens sec.gov)
Aug 44
TONKEL J ROCK JR0001209191-23-044687
SEC(opens sec.gov)
Feb 64
TONKEL J ROCK JR0001209191-23-007289
SEC(opens sec.gov)
Jun 174
TONKEL J ROCK JR0001209191-22-037794
SEC(opens sec.gov)
Apr 64
TONKEL J ROCK JR0001209191-22-023399
SEC(opens sec.gov)
Apr 14
TONKEL J ROCK JR0001209191-22-021979
SEC(opens sec.gov)
Jan 64
TONKEL J ROCK JR0001209191-22-002193
SEC(opens sec.gov)
Dec 214
TONKEL J ROCK JR0001209191-21-070769
SEC(opens sec.gov)
Nov 164
TONKEL J ROCK JR0001209191-21-064784
SEC(opens sec.gov)
Aug 124
TONKEL J ROCK JR0001209191-21-051111
SEC(opens sec.gov)

Companies

Address

C/O ARLINGTON ASSET INVESTMENT CORP. 1001 NINETEENTH STREET NORTH, SUITE 1900

ARLINGTON, VA, 22209