Insider · CIK 0001231019

RHODES JAMES T

Reports to the SEC for 2 companies · CHARLOTTE, NC

sec.gov

Transactions

Companies

Filings

CIK

0001231019

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2016-04-06	DUKDuke Energy CORP · Director Savings Plan Restricted Stock Unit DeferralsA Award	Director	AAward	+238 sh	$79.36	+$18.9K	31,377
2015-12-17	DUKDuke Energy CORP · Director Savings Plan Restricted Stock Unit DeferralsA Award	Director	AAward	+367 sh	$70.50	+$25.9K	30,850
2015-10-05	DUKDuke Energy CORP · Director Savings Plan Restricted Stock Unit DeferralsA Award	Director	AAward	+303 sh	$73.08	+$22.1K	30,118
2015-07-07	DUKDuke Energy CORP · Director Savings Plan Restricted Stock Unit DeferralsA Award	Director	AAward	+257 sh	$75.27	+$19.3K	29,458
2015-05-07	DUKDuke Energy CORP · Director Savings Plan Restricted Stock Unit DeferralsA Award	Director	AAward	+1,627.392 sh	$76.81	+$125K	28,884.392
2015-04-09	DUKDuke Energy CORP · Director Savings Plan Restricted Stock Unit DeferralsA Award	Director	AAward	+279 sh	$77.01	+$21.5K	27,531
2014-12-22	DUKDuke Energy CORP · Director Savings Plan Restricted Stock Unit DeferralsA Award	Director	AAward	+257 sh	$83.61	+$21.5K	26,920
2014-12-22	DUKDuke Energy CORP · Director Savings Plan Restricted Stock Unit DeferralsA Award	Director	AAward	+269 sh	$83.61	+$22.5K	26,932
2014-10-03	DUKDuke Energy CORP · Director Savings Plan Restricted Stock Unit DeferralsA Award	Director	AAward	+259 sh	$75.17	+$19.5K	26,426
2014-07-02	DUKDuke Energy CORP · Director Savings Plan Restricted Stock Unit DeferralsA Award	Director	AAward	+298 sh	$72.22	+$21.5K	25,949
2013-12-31	DUKDuke Energy CORP · Director Savings Plan Restricted Stock Unit DeferralsA Award	Director	AAward	+326 sh	$69.01	+$22.5K	23,199
2013-12-31	DUKDuke Energy CORP · Director Savings Plan Restricted Stock Unit DeferralsA Award	Director	AAward	+341 sh	$69.01	+$23.5K	23,214
2013-09-30	DUKDuke Energy CORP · Director Savings Plan Restricted Stock Unit DeferralsA Award	Director	AAward	+270 sh	$66.78	+$18K	22,304
2013-06-28	DUKDuke Energy CORP · Director Savings Plan Restricted Stock Unit DeferralsA Award	Director	AAward	+278 sh	$67.50	+$18.8K	21,773
2013-05-02	DUKDuke Energy CORP · Phantom Stock Director Savings PlanA Award	Director	AAward	+1,671.57 sh	$74.78	+$125K	21,241
2013-03-29	DUKDuke Energy CORP · Phantom Stock Director Savings PlanA Award	Director	AAward	+293 sh	$72.59	+$21.3K	19,576
2012-12-31	DUKDuke Energy CORP · Phantom Stock Director Savings PlanA Award	Director	AAward	+384 sh	$63.80	+$24.5K	19,093
2012-12-13	DUKDuke Energy CORPM Exercise/Conversion	Director	MExercise/Conversion	+1,333 sh	—	—	11,378
2012-12-13	DUKDuke Energy CORP · Stock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−1,333 sh	—	—	0
2012-09-28	DUKDuke Energy CORP · Phantom Stock Director Savings PlanA Award	Director	AAward	+281 sh	$64.79	+$18.2K	18,489
2012-08-28	DUKDuke Energy CORP · Phantom Stock Director Savings PlanA Award	Director	AAward	+319.566 sh	$65.37	+$20.9K	17,999
2012-06-29	DUKDuke Energy CORP · Phantom Stock Director Savings PlanA Award	Director	AAward	+846 sh	$23.06	+$19.5K	52,997
2012-05-03	DUKDuke Energy CORP · Phantom Stock Director Savings PlanA Award	Director	AAward	+4,672.897 sh	$21.40	+$100K	51,631
2012-03-30	DUKDuke Energy CORP · Phantom Stock Director Savings PlanA Award	Director	AAward	+821 sh	$21.01	+$17.2K	46,971.855
2011-12-30	DUKDuke Energy CORP · Phantom Stock Director Savings PlanA Award	Director	AAward	+852 sh	$22.00	+$18.7K	45,600
2011-09-30	DUKDuke Energy CORP · Phantom Stock Director Savings PlanA Award	Director	AAward	+763 sh	$19.99	+$15.3K	44,272
2011-06-30	DUKDuke Energy CORP · Phantom Stock Director Savings PlanA Award	Director	AAward	+1,009 sh	$18.83	+$19K	42,973
2011-05-05	DUKDuke Energy CORP · Phantom Stock Director Savings PlanA Award	Director	AAward	+5,341.88 sh	$18.72	+$100K	41,424.59
2011-03-31	DUKDuke Energy CORP · Phantom Stock Director Savings PlanA Award	Director	AAward	+840 sh	$18.15	+$15.2K	36,096
2010-12-31	DUKDuke Energy CORP · Phantom Stock Director Savings PlanA Award	Director	AAward	+1,179 sh	$17.81	+$21K	34,794
2010-09-30	DUKDuke Energy CORP · Phantom Stock Director Savings PlanA Award	Director	AAward	+847 sh	$17.71	+$15K	33,161
2010-06-30	DUKDuke Energy CORP · Phantom Stock Director Savings PlanA Award	Director	AAward	+1,016 sh	$16.00	+$16.3K	31,900
2010-05-12	DUKDuke Energy CORPM Exercise/Conversion	Director	MExercise/Conversion	+108 sh	$16.98	+$1,833.84	29,776
2010-05-12	DUKDuke Energy CORP · Ltip Phantom Stock Grant MayM Exercise/Conversion	Director	MExercise/Conversion	−108 sh	—	—	0
2010-05-06	DUKDuke Energy CORP · Phantom Stock Director Savings PlanA Award	Director	AAward	+6,067.961 sh	$16.48	+$100K	30,437.257
2010-03-31	DUKDuke Energy CORP · Phantom Stock Director Savings PlanA Award	Director	AAward	+858 sh	$16.32	+$14K	24,375
2010-02-28	DUKDuke Energy CORPM Exercise/Conversion	Director	MExercise/Conversion	+364 sh	$16.35	+$5,951.4	30,140
2010-02-28	DUKDuke Energy CORP · Ltip Phantom Stock Grant FebM Exercise/Conversion	Director	MExercise/Conversion	−364 sh	—	—	0
2009-12-31	DUKDuke Energy CORP · Phantom Stock Director Savings PlanA Award	Director	AAward	+1,206 sh	$17.21	+$20.8K	23,173
2009-09-30	DUKDuke Energy CORP · Phantom Stock Director Savings PlanA Award	Director	AAward	+889 sh	$15.74	+$14K	21,691
2009-06-30	DUKDuke Energy CORP · Phantom Stock Director Savings PlanA Award	Director	AAward	+959 sh	$14.59	+$14K	20,504
2009-05-13	DUKDuke Energy CORPM Exercise/Conversion	Director	MExercise/Conversion	+180 sh	—	—	29,668
2009-05-13	DUKDuke Energy CORP · Ltip Phantom Stock Grant MayM Exercise/Conversion	Director	MExercise/Conversion	−180 sh	—	—	0
2009-05-12	DUKDuke Energy CORPM Exercise/Conversion	Director	MExercise/Conversion	+108 sh	—	—	29,488
2009-05-12	DUKDuke Energy CORP · Ltip Phantom Stock Grant MayM Exercise/Conversion	Director	MExercise/Conversion	−108 sh	—	—	108
2009-05-07	DUKDuke Energy CORP · Phantom Stock Director Savings PlanA Award	Director	AAward	+7,047 sh	$14.19	+$100K	19,242
2009-03-31	DUKDuke Energy CORP · Phantom Stock Director Savings PlanA Award	Director	AAward	+1,065 sh	$14.32	+$15.3K	12,199
2009-02-27	DUKDuke Energy CORPM Exercise/Conversion	Director	MExercise/Conversion	+364 sh	$13.47	+$4,903.08	29,380
2009-02-27	DUKDuke Energy CORP · Ltip Phantom Stock Grant FebM Exercise/Conversion	Director	MExercise/Conversion	−364 sh	—	—	364
2009-02-24	DUKDuke Energy CORPM Exercise/Conversion	Director	MExercise/Conversion	+300 sh	$14.31	+$4,293	29,016

Recent filings

Accepted (ET)
Apr 84
Duke Energy CORP0001326160-16-000293
SEC(opens sec.gov)
Dec 214
Duke Energy CORP0001326160-15-000204
SEC(opens sec.gov)
Oct 74
Duke Energy CORP0001326160-15-000172
SEC(opens sec.gov)
Jul 94
Duke Energy CORP0001326160-15-000138
SEC(opens sec.gov)
May 114
Duke Energy CORP0001326160-15-000095
SEC(opens sec.gov)
Apr 134
Duke Energy CORP0001326160-15-000068
SEC(opens sec.gov)
Dec 294/A
Duke Energy CORP0001127602-14-036054
SEC(opens sec.gov)
Dec 234
Duke Energy CORP0001127602-14-035891
SEC(opens sec.gov)
Oct 74
Duke Energy CORP0001127602-14-029598
SEC(opens sec.gov)
Jul 74
Duke Energy CORP0001127602-14-022946
SEC(opens sec.gov)
Jan 104/A
Duke Energy CORP0001127602-14-001737
SEC(opens sec.gov)
Jan 34
Duke Energy CORP0001127602-14-000763
SEC(opens sec.gov)
Oct 24
Duke Energy CORP0001127602-13-028471
SEC(opens sec.gov)
Jul 24
Duke Energy CORP0001127602-13-021948
SEC(opens sec.gov)
May 64
Duke Energy CORP0001127602-13-015797
SEC(opens sec.gov)
Apr 24
Duke Energy CORP0001127602-13-012926
SEC(opens sec.gov)
Jan 34
Duke Energy CORP0001127602-13-000754
SEC(opens sec.gov)
Dec 174
Duke Energy CORP0001127602-12-034155
SEC(opens sec.gov)
Oct 24
Duke Energy CORP0001127602-12-027899
SEC(opens sec.gov)

Companies

Address

526 S. CHURCH STREET

CHARLOTTE, NC, 28202