Insider · CIK 0001231263

GARN DOUGLAS F

Reports to the SEC for 3 companies · ALISO VIEJO, CA

sec.gov

Transactions

Companies

Filings

CIK

0001231263

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2017-06-12	PROOFPOINT INCA Award	Director	AAward	+2,241 sh	—	—	5,488
2017-06-12	PROOFPOINT INCA Award	Director	AAward	+358 sh	—	—	5,846
2017-03-24	Alteryx, Inc.A Award	Director	AAward	+10.7K sh	—	—	10,714
2017-02-24	PROOFPOINT INCS Sale	Director	SSale	−4,524 sh	$80.23	−$363K	3,247
2016-07-27	PROOFPOINT INCM Exercise/Conversion	Director	MExercise/Conversion	+12.5K sh	$22.53	+$282K	20,271
2016-07-27	PROOFPOINT INCS Sale	Director	SSale	−12.5K sh	$74.66	−$933K	7,771
2016-07-27	PROOFPOINT INCNon-qualified stock option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−12.5K sh	—	—	0
2016-06-30	PROOFPOINT INCA Award	Director	AAward	+3,051 sh	—	—	6,987
2016-06-30	PROOFPOINT INCA Award	Director	AAward	+784 sh	—	—	7,771
2015-07-29	PROOFPOINT INCM Exercise/Conversion	Director	MExercise/Conversion	+13K sh	$22.53	+$293K	21,936
2015-07-29	PROOFPOINT INCS Sale	Director	SSale	−18K sh	$64.55	−$1.16M	3,936
2015-07-29	PROOFPOINT INCNon-qualified stock option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−13K sh	—	—	12,500
2015-06-30	PROOFPOINT INCA Award	Director	AAward	+2,894 sh	—	—	8,192
2015-06-30	PROOFPOINT INCA Award	Director	AAward	+744 sh	—	—	8,936
2015-06-09	PROOFPOINT INCM Exercise/Conversion	Director	MExercise/Conversion	+5,298 sh	—	—	5,298
2015-06-09	PROOFPOINT INCRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	+5,298 sh	—	—	5,298
2015-03-06	PROOFPOINT INCM Exercise/Conversion	Director	MExercise/Conversion	+12K sh	$22.53	+$270K	12,000
2015-03-06	PROOFPOINT INCS Sale	Director	SSale	−12K sh	$55.69	−$668K	0
2015-03-06	PROOFPOINT INCNon-qualified stock option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−12K sh	—	—	25,500
2013-06-10	PROOFPOINT INCNon-qualified stock option (right to buy)A Award	Director	AAward	+37.5K sh	—	—	37,500
2012-09-27	QUEST SOFTWARE INCD Disposition to Issuer	Director, Vice Chairman	DDisposition to Issuer	−18.8K sh	$28.00	−$525K	0
2012-09-27	QUEST SOFTWARE INCStock Option (right to buy)D Disposition to Issuer	Director, Vice Chairman	DDisposition to Issuer	−260K sh	—	—	0
2012-09-27	QUEST SOFTWARE INCStock Option (right to buy)D Disposition to Issuer	Director, Vice Chairman	DDisposition to Issuer	−40K sh	$16.44	−$658K	0
2012-09-27	QUEST SOFTWARE INCStock Option (right to buy)D Disposition to Issuer	Director, Vice Chairman	DDisposition to Issuer	−44K sh	$15.45	−$680K	88,000
2012-09-27	QUEST SOFTWARE INCStock Option (right to buy)D Disposition to Issuer	Director, Vice Chairman	DDisposition to Issuer	−88K sh	—	—	0
2012-09-27	QUEST SOFTWARE INCStock Option (right to buy)D Disposition to Issuer	Director, Vice Chairman	DDisposition to Issuer	−120K sh	$2.09	−$251K	280,455
2012-09-27	QUEST SOFTWARE INCStock Option (right to buy)D Disposition to Issuer	Director, Vice Chairman	DDisposition to Issuer	−280K sh	—	—	0
2012-09-27	QUEST SOFTWARE INCStock Option (right to buy)D Disposition to Issuer	Director, Vice Chairman	DDisposition to Issuer	−120K sh	$11.15	−$1.34M	200,325
2012-09-27	QUEST SOFTWARE INCStock Option (right to buy)D Disposition to Issuer	Director, Vice Chairman	DDisposition to Issuer	−200K sh	—	—	0
2012-03-01	QUEST SOFTWARE INCF Tax Payment	Director, Vice Chairman	FTax Payment	−10.9K sh	$20.45	−$222K	18,762
2011-09-09	QUEST SOFTWARE INCStock Option (right to buy)A Award	Director, Vice Chairman	AAward	+260K sh	—	—	260,000
2011-05-19	QUEST SOFTWARE INCM Exercise/Conversion	Director, Vice Chairman	MExercise/Conversion	+22K sh	$12.55	+$276K	51,631
2011-05-19	QUEST SOFTWARE INCS Sale	Director, Vice Chairman	SSale	−22K sh	$22.52	−$495K	29,631
2011-05-19	QUEST SOFTWARE INCStock Option (right to buy)M Exercise/Conversion	Director, Vice Chairman	MExercise/Conversion	−22K sh	—	—	132,000
2011-03-10	QUEST SOFTWARE INCStock Option (right to buy)A Award	Director, Vice Chairman	AAward	+401K sh	—	—	400,650
2011-03-02	QUEST SOFTWARE INCM Exercise/Conversion	Director, Vice Chairman	MExercise/Conversion	+116K sh	$26.51	+$3.06M	169,099
2011-03-02	QUEST SOFTWARE INCS Sale	Director, Vice Chairman	SSale	−116K sh	$26.79	−$3.1M	53,561
2011-03-02	QUEST SOFTWARE INCS Sale	Director, Vice Chairman	SSale	−23.9K sh	$26.78	−$641K	29,631
2011-03-02	QUEST SOFTWARE INCStock Option (right to buy)M Exercise/Conversion	Director, Vice Chairman	MExercise/Conversion	−116K sh	—	—	0
2011-03-01	QUEST SOFTWARE INCF Tax Payment	Director, Vice Chairman	FTax Payment	−20.9K sh	$26.56	−$556K	53,561
2011-03-01	QUEST SOFTWARE INCM Exercise/Conversion	Director, Vice Chairman	MExercise/Conversion	+33.9K sh	$26.51	+$899K	87,461
2011-03-01	QUEST SOFTWARE INCS Sale	Director, Vice Chairman	SSale	−33.9K sh	$26.81	−$909K	53,561
2011-03-01	QUEST SOFTWARE INCStock Option (right to buy)M Exercise/Conversion	Director, Vice Chairman	MExercise/Conversion	−33.9K sh	—	—	115,538
2011-02-28	QUEST SOFTWARE INCM Exercise/Conversion	Director, Vice Chairman	MExercise/Conversion	+40.1K sh	$16.85	+$676K	114,639
2011-02-28	QUEST SOFTWARE INCS Sale	Director, Vice Chairman	SSale	−40.1K sh	$26.84	−$1.08M	74,509
2011-02-28	QUEST SOFTWARE INCM Exercise/Conversion	Director, Vice Chairman	MExercise/Conversion	+40K sh	$16.85	+$674K	114,509
2011-02-28	QUEST SOFTWARE INCS Sale	Director, Vice Chairman	SSale	−40K sh	$26.83	−$1.07M	74,509
2011-02-28	QUEST SOFTWARE INCM Exercise/Conversion	Director, Vice Chairman	MExercise/Conversion	+6,400 sh	$26.51	+$170K	80,909
2011-02-28	QUEST SOFTWARE INCS Sale	Director, Vice Chairman	SSale	−6,400 sh	$26.90	−$172K	74,509
2011-02-28	QUEST SOFTWARE INCM Exercise/Conversion	Director, Vice Chairman	MExercise/Conversion	+132K sh	$26.51	+$3.5M	206,509

Recent filings

Accepted (ET)
Jun 144
PROOFPOINT INC0001140361-17-025031
SEC(opens sec.gov)
Mar 284
Alteryx, Inc.0001140361-17-013638
SEC(opens sec.gov)
Feb 284
PROOFPOINT INC0001140361-17-009750
SEC(opens sec.gov)
Jul 294
PROOFPOINT INC0001140361-16-073952
SEC(opens sec.gov)
Jul 54
PROOFPOINT INC0001140361-16-071627
SEC(opens sec.gov)
Jul 304
PROOFPOINT INC0001140361-15-029182
SEC(opens sec.gov)
Jul 24
PROOFPOINT INC0001140361-15-026656
SEC(opens sec.gov)
Jun 264
PROOFPOINT INC0001140361-15-025595
SEC(opens sec.gov)
Mar 94
PROOFPOINT INC0001140361-15-010977
SEC(opens sec.gov)
Jun 124
PROOFPOINT INC0001140361-13-025098
SEC(opens sec.gov)

Companies

Address

C/O QUEST SOFTWARE, INC. 5 POLARIS WAY

ALISO VIEJO, CA, 92656