Insider · CIK 0001232304

HERMS HENRY P

Reports to the SEC for 1 company · MELVILLE, NY

sec.gov

Transactions

Companies

Filings

CIK

0001232304

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2016-10-20	ANIXAnixa Biosciences IncM Exercise/Conversion	VP, Finance & CFO	MExercise/Conversion	+2,000 sh	$2.58	+$5,150	24,125
2016-10-20	ANIXAnixa Biosciences IncD Disposition to Issuer	VP, Finance & CFO	DDisposition to Issuer	−804 sh	$6.40	−$5,145.6	23,321
2016-10-20	ANIXAnixa Biosciences Inc · Employee Stock OptionM Exercise/Conversion	VP, Finance & CFO	MExercise/Conversion	−2,000 sh	—	—	0
2016-06-02	ANIXAnixa Biosciences IncS Sale	VP, Finance & CFO	SSale	−500 sh	$3.23	−$1,615	22,125
2016-06-01	ANIXAnixa Biosciences IncM Exercise/Conversion	VP, Finance & CFO	MExercise/Conversion	+2,000 sh	$2.58	+$5,160	24,125
2016-06-01	ANIXAnixa Biosciences IncS Sale	VP, Finance & CFO	SSale	−1,000 sh	$3.27	−$3,270	23,125
2016-06-01	ANIXAnixa Biosciences IncS Sale	VP, Finance & CFO	SSale	−500 sh	$3.28	−$1,640	22,625
2016-06-01	ANIXAnixa Biosciences Inc · Employee Stock OptionM Exercise/Conversion	VP, Finance & CFO	MExercise/Conversion	−2,000 sh	—	—	0
2016-02-18	ANIXAnixa Biosciences Inc · Employee Stock Options (Right to Buy)A Award	VP, Finance & CFO	AAward	+30K sh	—	—	30,000
2015-10-30	ANIXAnixa Biosciences IncS Sale	VP, Finance & CFO	SSale	−500 sh	$3.76	−$1,880	22,125
2015-10-29	ANIXAnixa Biosciences IncS Sale	VP, Finance & CFO	SSale	−800 sh	$3.73	−$2,984	22,625
2015-10-28	ANIXAnixa Biosciences IncS Sale	VP, Finance & CFO	SSale	−1,700 sh	$3.80	−$6,460	23,425
2015-10-27	ANIXAnixa Biosciences IncM Exercise/Conversion	VP, Finance & CFO	MExercise/Conversion	+4,000 sh	$2.58	+$10.3K	26,125
2015-10-27	ANIXAnixa Biosciences IncS Sale	VP, Finance & CFO	SSale	−1,000 sh	$3.79	−$3,790	25,125
2015-10-27	ANIXAnixa Biosciences Inc · Employee Stock OptionM Exercise/Conversion	VP, Finance & CFO	MExercise/Conversion	−4,000 sh	—	—	0
2015-02-05	ANIXAnixa Biosciences Inc · Employee Stock OptionD Disposition to Issuer	VP, Finance & CFO	DDisposition to Issuer	−100K sh	—	—	0
2015-02-05	ANIXAnixa Biosciences Inc · Employee Stock OptionA Award	VP, Finance & CFO	AAward	+100K sh	—	—	100,000
2015-02-05	ANIXAnixa Biosciences Inc · Employee Stock OptionD Disposition to Issuer	VP, Finance & CFO	DDisposition to Issuer	−100K sh	—	—	0
2015-02-05	ANIXAnixa Biosciences Inc · Employee Stock OptionA Award	VP, Finance & CFO	AAward	+100K sh	—	—	100,000
2015-02-05	ANIXAnixa Biosciences Inc · Employee Stock OptionD Disposition to Issuer	VP, Finance & CFO	DDisposition to Issuer	−50K sh	—	—	0
2015-02-05	ANIXAnixa Biosciences Inc · Employee Stock OptionA Award	VP, Finance & CFO	AAward	+50K sh	—	—	50,000
2015-02-05	ANIXAnixa Biosciences Inc · Employee Stock OptionD Disposition to Issuer	VP, Finance & CFO	DDisposition to Issuer	−50K sh	—	—	0
2015-02-05	ANIXAnixa Biosciences Inc · Employee Stock OptionA Award	VP, Finance & CFO	AAward	+50K sh	—	—	50,000
2015-02-05	ANIXAnixa Biosciences Inc · Employee Stock OptionD Disposition to Issuer	VP, Finance & CFO	DDisposition to Issuer	−75K sh	—	—	0
2015-02-05	ANIXAnixa Biosciences Inc · Employee Stock OptionA Award	VP, Finance & CFO	AAward	+75K sh	—	—	75,000
2015-02-05	ANIXAnixa Biosciences Inc · Employee Stock OptionD Disposition to Issuer	VP, Finance & CFO	DDisposition to Issuer	−100K sh	—	—	0
2015-02-05	ANIXAnixa Biosciences Inc · Employee Stock OptionA Award	VP, Finance & CFO	AAward	+100K sh	—	—	100,000
2015-02-05	ANIXAnixa Biosciences Inc · Employee Stock OptionD Disposition to Issuer	VP, Finance & CFO	DDisposition to Issuer	−100K sh	—	—	0
2015-02-05	ANIXAnixa Biosciences Inc · Employee Stock OptionA Award	VP, Finance & CFO	AAward	+100K sh	—	—	100,000
2015-02-05	ANIXAnixa Biosciences Inc · Employee Stock OptionD Disposition to Issuer	VP, Finance & CFO	DDisposition to Issuer	−300K sh	—	—	0
2015-02-05	ANIXAnixa Biosciences Inc · Employee Stock OptionA Award	VP, Finance & CFO	AAward	+300K sh	—	—	300,000
2015-02-05	ANIXAnixa Biosciences Inc · Employee Stock OptionD Disposition to Issuer	VP, Finance & CFO	DDisposition to Issuer	−550K sh	—	—	0
2015-02-05	ANIXAnixa Biosciences Inc · Employee Stock OptionA Award	VP, Finance & CFO	AAward	+550K sh	—	—	550,000
2014-10-22	ANIXAnixa Biosciences IncM Exercise/Conversion	VP, Finance & CFO	MExercise/Conversion	+70K sh	$0.14	+$10.2K	553,125
2014-10-22	ANIXAnixa Biosciences Inc · Employee Stock OptionM Exercise/Conversion	VP, Finance & CFO	MExercise/Conversion	−70K sh	—	—	0
2013-11-08	ANIXAnixa Biosciences Inc · Employee Stock Options (Right to Buy)A Award	VP, Finance & CFO	AAward	+550K sh	—	—	550,000
2013-09-09	ANIXAnixa Biosciences IncS Sale	VP, Finance & CFO	SSale	−2,500 sh	$0.21	−$537.5	513,125
2013-09-09	ANIXAnixa Biosciences IncS Sale	VP, Finance & CFO	SSale	−7,500 sh	$0.21	−$1,593.75	505,625
2013-09-09	ANIXAnixa Biosciences IncS Sale	VP, Finance & CFO	SSale	−27.5K sh	$0.21	−$5,775	478,125
2013-09-06	ANIXAnixa Biosciences IncS Sale	VP, Finance & CFO	SSale	−5,000 sh	$0.21	−$1,050	515,625
2013-09-05	ANIXAnixa Biosciences IncS Sale	VP, Finance & CFO	SSale	−3,850 sh	$0.22	−$837.375	566,725
2013-09-05	ANIXAnixa Biosciences IncS Sale	VP, Finance & CFO	SSale	−12.5K sh	$0.21	−$2,656.25	554,225
2013-09-05	ANIXAnixa Biosciences IncS Sale	VP, Finance & CFO	SSale	−10K sh	$0.21	−$2,100	544,225
2013-09-05	ANIXAnixa Biosciences IncS Sale	VP, Finance & CFO	SSale	−9,100 sh	$0.20	−$1,865.5	535,125
2013-09-05	ANIXAnixa Biosciences IncS Sale	VP, Finance & CFO	SSale	−5,000 sh	$0.20	−$1,020	530,125
2013-09-05	ANIXAnixa Biosciences IncS Sale	VP, Finance & CFO	SSale	−9,500 sh	$0.20	−$1,923.75	520,625
2013-07-15	ANIXAnixa Biosciences IncM Exercise/Conversion	VP, Finance & CFO	MExercise/Conversion	+280K sh	$0.16	+$44.8K	570,575
2013-07-15	ANIXAnixa Biosciences Inc · Common Stock Purchase Warrants (Right to Buy)M Exercise/Conversion	VP, Finance & CFO	MExercise/Conversion	−280K sh	$0.18	−$50K	0
2012-09-19	ANIXAnixa Biosciences Inc · Employee Stock OptionA Award	VP, Finance & CFO	AAward	+300K sh	—	—	300,000
2012-09-05	ANIXAnixa Biosciences Inc · Employee Stock OptionD Disposition to Issuer	VP, Finance & CFO	DDisposition to Issuer	+5,000 sh	—	—	5,000

Recent filings

Accepted (ET)
Oct 244
ITUS Corp0001513162-16-001040
SEC(opens sec.gov)
Jun 34
ITUS Corp0001513162-16-000881
SEC(opens sec.gov)
Feb 194
ITUS Corp0001513162-16-000725
SEC(opens sec.gov)
Oct 304
ITUS Corp0001513162-15-000597
SEC(opens sec.gov)
Oct 294
ITUS Corp0001513162-15-000596
SEC(opens sec.gov)
Feb 54
ITUS Corp0001513162-15-000052
SEC(opens sec.gov)

Companies

Anixa Biosciences IncVP, Finance & CFOANIX

Address

C/O COPYTELE, INC. 900 WALT WHITMAN ROAD

MELVILLE, NY, 11747