Insider · CIK 0001232347

LEVKOWITZ HOWARD

Reports to the SEC for 8 companies · SANTA MONICA, CA

sec.gov

Transactions

Companies

Filings

CIK

0001232347

Forms 4 and 5

Insider transactions

37 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2020-11-11	TCPCBlackRock TCP Capital Corp.P Purchase	Director, CEO	PPurchase	+6,173 sh	$10.94	+$67.5K	186,318
2020-11-11	TCPCBlackRock TCP Capital Corp.P Purchase	Director, CEO	PPurchase	+13.8K sh	$10.95	+$151K	180,145
2019-09-05	TCPCBlackRock TCP Capital Corp.P Purchase	Director, CEO	PPurchase	+1,000 sh	$13.29	+$13.3K	136,905
2019-09-05	TCPCBlackRock TCP Capital Corp.P Purchase	Director, CEO	PPurchase	+9,000 sh	$13.29	+$120K	135,905
2018-12-21	TCPCBlackRock TCP Capital Corp.P Purchase	Director, CEO	PPurchase	+5,000 sh	$12.88	+$64.4K	124,144
2018-11-16	TCPCBlackRock TCP Capital Corp.P Purchase	Director, CEO	PPurchase	+5,000 sh	$13.89	+$69.4K	119,144
2018-02-09	TCPCBlackRock TCP Capital Corp.P Purchase	Director, CEO	PPurchase	+5,000 sh	$14.47	+$72.4K	111,657
2018-01-30	TCPCBlackRock TCP Capital Corp.P Purchase	Director, CEO	PPurchase	+7,000 sh	$15.29	+$107K	106,657
2018-01-30	TCPCBlackRock TCP Capital Corp.P Purchase	Director, CEO	PPurchase	+900 sh	$15.21	+$13.7K	99,657
2018-01-30	TCPCBlackRock TCP Capital Corp.P Purchase	Director, CEO	PPurchase	+1,100 sh	$15.22	+$16.7K	15,582
2016-05-20	TCPCBlackRock TCP Capital Corp.P Purchase	Director, CEO	PPurchase	+5,000 sh	$14.54	+$72.7K	95,338.91
2016-01-22	TCPCBlackRock TCP Capital Corp.P Purchase	Director, CEO	PPurchase	+5,000 sh	$12.87	+$64.4K	89,841.243
2015-12-18	TCPCBlackRock TCP Capital Corp.P Purchase	Director, CEO	PPurchase	+3,000 sh	$14.00	+$42K	13,000
2015-11-16	TCPCBlackRock TCP Capital Corp.P Purchase	Director, CEO	PPurchase	+100 sh	$15.15	+$1,515	5,100
2015-11-16	TCPCBlackRock TCP Capital Corp.P Purchase	Director, CEO	PPurchase	+4,102 sh	$15.27	+$62.6K	10,000
2015-11-16	TCPCBlackRock TCP Capital Corp.P Purchase	Director, CEO	PPurchase	+798 sh	$15.20	+$12.1K	5,898
2015-06-26	TCPCBlackRock TCP Capital Corp.P Purchase	Director, CEO	PPurchase	+5,000 sh	$15.38	+$76.9K	118,452.26
2015-05-11	TCPCBlackRock TCP Capital Corp.P Purchase	Director, CEO	PPurchase	+1,499 sh	$15.50	+$23.2K	113,452.26
2013-08-13	TCPCBlackRock TCP Capital Corp.P Purchase	Director, CEO	PPurchase	+5,000 sh	$15.25	+$76.3K	74,751
2013-08-12	TCPCBlackRock TCP Capital Corp.P Purchase	Director, CEO	PPurchase	+5,000 sh	$15.30	+$76.5K	69,751
2012-12-17	TCPCBlackRock TCP Capital Corp.P Purchase	Director, CEO	PPurchase	+2,300 sh	$14.72	+$33.9K	64,751
2012-12-07	TCPCBlackRock TCP Capital Corp.P Purchase	Director, CEO	PPurchase	+10K sh	$14.90	+$149K	62,451
2012-05-21	TCPCBlackRock TCP Capital Corp.P Purchase	Director, CEO	PPurchase	+5,000 sh	$13.74	+$68.7K	52,451
2012-04-10	TCPCBlackRock TCP Capital Corp.P Purchase	Director, CEO	PPurchase	+47.5K sh	$14.75	+$700K	47,451
2012-04-10	TCPCBlackRock TCP Capital Corp.P Purchase	Director, CEO	PPurchase	+7,500 sh	$14.75	+$111K	7,500
2012-04-10	TCPCBlackRock TCP Capital Corp.P Purchase	Director, CEO	PPurchase	+7,500 sh	$14.75	+$111K	7,500
2012-04-10	TCPCBlackRock TCP Capital Corp.P Purchase	Director, CEO	PPurchase	+7,500 sh	$14.75	+$111K	7,500
2012-04-10	TCPCBlackRock TCP Capital Corp.P Purchase	Director, CEO	PPurchase	+7,500 sh	$14.75	+$111K	7,500
2009-01-05	Tennenbaum Opportunities Fund V, LLCP Purchase	Director, President, Officer of Investment Adviser	PPurchase	+40.6 sh	$7389.15	+$300K	212.468
2007-12-28	Tennenbaum Opportunities Fund V, LLCP Purchase	Director, President, Officer of Investment Adviser	PPurchase	+19.713 sh	$15218.41	+$300K	122.518
2007-11-29	Tennenbaum Opportunities Fund V, LLCP Purchase	Director, President, Officer of Investment Adviser	PPurchase	+19.552 sh	$15343.53	+$300K	102.805
2007-06-28	Tennenbaum Opportunities Fund V, LLCP Purchase	Director, President, Officer of Investment Adviser	PPurchase	+16.42 sh	$18270.23	+$300K	46.42
2005-09-30	Special Value Expansion Fund, LLCP Purchase	President, Officer of Investment Adviser	PPurchase	+2.77 sh	$541.50	+$1,499.955	42.041
2005-01-15	SPECIAL VALUE OPPORTUNITIES FUND LLCS Sale	Director, President	SSale	−0.062 sh	$18781.78	−$1,164.47	36.256
2005-01-15	SPECIAL VALUE OPPORTUNITIES FUND LLCS Sale	Director, President	SSale	0 sh	—	—	36.317
2004-10-22	Special Value Expansion Fund, LLCP Purchase	President, Officer of Investment Adviser	PPurchase	+9.725 sh	$514.16	+$5,000.206	29.725
2003-11-12	PARTY CITY CORPStock Options (right to purchase)A Award	Director	AAward	+10K sh	—	—	10,000

Recent filings

Accepted (ET)
Nov 124
LEVKOWITZ HOWARD0001370755-20-000048
SEC(opens sec.gov)
Sep 54
LEVKOWITZ HOWARD0001370755-19-000028
SEC(opens sec.gov)
Dec 214
LEVKOWITZ HOWARD0001370755-18-000049
SEC(opens sec.gov)
Nov 164
LEVKOWITZ HOWARD0001370755-18-000042
SEC(opens sec.gov)
Feb 94
LEVKOWITZ HOWARD0001370755-18-000007
SEC(opens sec.gov)
Jan 304
LEVKOWITZ HOWARD0001370755-18-000002
SEC(opens sec.gov)
May 204
TCP Capital Corp.0001306873-16-000013
SEC(opens sec.gov)
Jan 224
TCP Capital Corp.0001306873-16-000011
SEC(opens sec.gov)
Dec 184
TCP Capital Corp.0001306873-15-000006
SEC(opens sec.gov)
Nov 174
TCP Capital Corp.0001144204-15-066261
SEC(opens sec.gov)
Jun 264
TCP Capital Corp.0001627500-15-000002
SEC(opens sec.gov)
May 134
TCP Capital Corp.0001627500-15-000001
SEC(opens sec.gov)
Aug 144
TCP Capital Corp.0001370755-13-000006
SEC(opens sec.gov)

Companies

Address

2951 28TH STREET SUITE1000

SANTA MONICA, CA, 90405