Insider · CIK 0001233573
LUCE MICHAEL D
Reports to the SEC for 38 companies · BIRMINGHAM, AL
Transactions
4
Companies
38
Filings
1
CIK
0001233573
Summary
Michael D. Luce
Michael D. Luce serves as President and Chief Operating Officer of Harbert Management Corporation and has acted as a reporting person for Harbert-affiliated funds and entities that disclosed significant (10%) stakes in several public companies. His SEC filings and related disclosures document his executive role at HMC and Harbert’s ownership positions in multiple issuers.[1]
Career Background
- President, Chief Operating Officer and Director at Harbert Management Corporation; served in comparable capacities across Harbert-affiliated entities.[1]
- Previously held senior roles in investment banking, including work at Bear Stearns where he served in senior management committees.[1]
- Active participant in Harbert/Harbinger investment activities and proxy/voting matters involving portfolio companies, as reflected in SEC filings and litigation exhibits.[2]
Current Positions
- President & Chief Operating Officer — Harbert Management Corporation (HMC); officer and reporting person for HMC and Harbert-affiliated investment vehicles.[1]
- Reporting person / beneficial-owner representative for Harbert-affiliated funds that have disclosed ~10% stakes in multiple issuers, including The New York Times Company (NYT).[3]
- Harbert-affiliated ownership stakes (disclosed via SEC filings and related filings) have involved companies such as NorthWestern Corporation, Owens Corning (Owens Corning Sales, LLC), Applica Inc. (APN), and Mission Resources Corporation.[4]
SEC Filing Context
- Frequently listed as a reporting person on Forms 3/4/5 and related disclosure schedules for Harbert-affiliated funds and vehicles; filings document substantial and repeated transaction activity.[3]
- Filings and related SEC exhibits show Harbert/Harbinger investment and governance activity (voting agreements, proxy materials, and contested transactions) in the named issuers.[2]
Forms 4 and 5
Insider transactions
| Date | Company | Value |
|---|---|---|
| 2008-06-23 | LEAP WIRELESS INTERNATIONAL INCP Purchase | +$503K |
| 2008-06-23 | LEAP WIRELESS INTERNATIONAL INC4.5% Convertible BondsS Sale | +$983K |
| 2008-06-20 | LEAP WIRELESS INTERNATIONAL INCS Sale | −$518K |
| 2008-06-19 | LEAP WIRELESS INTERNATIONAL INC4.5% Convertible BondsP Purchase | +$1M |
Recent filings
- 4LEAP WIRELESS INTERNATIONAL INC0000919574-08-003736SEC(opens sec.gov)
Companies
- ABOVENET INC10% Owner
- APPLICA INC10% Owner
- ASHLAND LLC10% Owner, * See Remarks
- ATLAS AIR WORLDWIDE HOLDINGS INC10% Owner, *See Remarks
- BALLY TOTAL FITNESS HOLDING CORP10% Owner
- CALPINE CORP10% Owner, *See Remarks
- CENTRAL GARDEN & PET CO10% OwnerCENT
- CLEVELAND-CLIFFS INC.10% Owner, See RemarksCLF
- Cleveland-Cliffs Steel Holding Corp10% Owner, *See Remarks
- FLAG TELECOM GROUP LTD10% Owner
- Forest Investments, Inc.10% Owner
- FRIEDMANS INC10% Owner
- GATEWAY INC10% Owner
- GB HOLDINGS INC10% Owner
- GeoEye, Inc.10% Owner
- GULFPORT ENERGY CORP10% OwnerGPOR
- HAYNES INTERNATIONAL INC10% Owner
- James River Coal CO10% Owner
- LEAP WIRELESS INTERNATIONAL INC10% Owner, *See Remarks
- MEDIVATION, INC.10% Owner, *See Remarks
- MISSION RESOURCES CORP10% Owner
- NAVISTAR INTERNATIONAL CORP10% Owner, * See Remarks
- NEENAH ENTERPRISES, INC.10% Owner, * See Remarks
- NEW YORK TIMES CO10% Owner, * See RemarksNYT
- NORTHWESTERN CORP10% Owner
- OGLEBAY NORTON CO /OHIO/10% Owner
- Owens Corning10% Owner, *See RemarksOC
- OWENS CORNING SALES, LLC10% Owner
- PLIANT LLC10% Owner, *See Remarks
- POINT BLANK SOLUTIONS, INC.10% Owner
- POLAROID HOLDING CO10% Owner
- RTI INTERNATIONAL METALS INC10% Owner, * See Remarks
- SALTON INC10% Owner, See Remarks
- SERACARE LIFE SCIENCES INC10% Owner, *See Remarks
- SKYTERRA COMMUNICATIONS INC10% Owner, *See Remarks
- SOLUTIA INC10% Owner, *See Remarks
- TERRESTAR CORP10% Owner, *See Remarks
- TRUMP ENTERTAINMENT RESORTS, INC.10% Owner
Address
2100 THIRD AVENUE NORTH SUITE 600
BIRMINGHAM, AL, 35203