Insider · CIK 0001234041

WALLACE HENRY D G

Reports to the SEC for 4 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001234041

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-05-16	LEALEAR CORP · Restricted Stock UnitsA Award	Director	AAward	+2,068 sh	—	—	21,296
2018-05-17	LEALEAR CORP · Deferred Stock UnitsA Award	Director	AAward	+1,380 sh	—	—	19,228
2017-09-18	LEALEAR CORPS Sale	Director	SSale	−39 sh	$166.71	−$6,501.729	4,100
2017-09-18	LEALEAR CORPS Sale	Director	SSale	−4,100 sh	$166.71	−$684K	0
2017-08-21	DBDDIEBOLD NIXDORF, IncP Purchase	Director	PPurchase	+842 sh	$19.00	+$16K	39,956
2017-08-21	DBDDIEBOLD NIXDORF, IncP Purchase	Director	PPurchase	+2,040 sh	$19.05	+$38.9K	41,996
2017-08-21	DBDDIEBOLD NIXDORF, IncP Purchase	Director	PPurchase	+6,918 sh	$19.10	+$132K	48,914
2017-08-21	DBDDIEBOLD NIXDORF, IncP Purchase	Director	PPurchase	+200 sh	$19.07	+$3,815	49,114
2017-05-18	LEALEAR CORP · Deferred Stock UnitsA Award	Director	AAward	+1,843 sh	—	—	17,848
2017-04-26	DBDDIEBOLD NIXDORF, IncA Award	Director	AAward	+5,164 sh	—	—	39,114
2016-05-19	LEALEAR CORP · Deferred Stock UnitsA Award	Director	AAward	+2,308 sh	—	—	16,005
2016-04-21	DBDDIEBOLD NIXDORF, IncA Award	Director	AAward	+4,504 sh	$27.42	+$123K	33,950
2015-05-14	LEALEAR CORP · Deferred Stock UnitsA Award	Director	AAward	+2,097 sh	—	—	13,697
2015-04-23	DBDDIEBOLD NIXDORF, IncA Award	Director	AAward	+3,534 sh	$35.37	+$125K	29,446
2014-03-12	DBDDIEBOLD NIXDORF, IncS Sale	Director	SSale	−2,500 sh	$38.11	−$95.3K	22,750
2013-05-16	LEALEAR CORP · Deferred Stock UnitsA Award	Director	AAward	+3,546 sh	—	—	8,773
2013-04-25	DBDDIEBOLD NIXDORF, IncA Award	Director	AAward	+4,200 sh	—	—	25,250
2013-03-07	DBDDIEBOLD NIXDORF, IncP Purchase	Director	PPurchase	+2,000 sh	$27.97	+$55.9K	21,050
2012-05-16	LEALEAR CORP · Deferred Stock UnitsA Award	Director	AAward	+5,227 sh	—	—	5,227
2012-04-26	DBDDIEBOLD NIXDORF, IncA Award	Director	AAward	+2,850 sh	—	—	19,050
2012-03-20	LEALEAR CORPS Sale	Director	SSale	−102 sh	$46.40	−$4,732.8	8,639
2012-03-20	LEALEAR CORPS Sale	Director	SSale	−4,000 sh	$46.41	−$186K	4,639
2012-03-20	LEALEAR CORPS Sale	Director	SSale	−100 sh	$46.42	−$4,642	4,539
2012-03-20	LEALEAR CORPS Sale	Director	SSale	−400 sh	$46.43	−$18.6K	4,139
2011-05-12	LEALEAR CORPA Award	Director	AAward	+4,139 sh	—	—	8,741
2011-05-12	LEALEAR CORPA Award	Director	AAward	+4,139 sh	—	—	6,440
2011-04-28	DBDDIEBOLD NIXDORF, IncA Award	Director	AAward	+3,100 sh	—	—	16,200
2010-11-22	OSGOCTAVE SPECIALTY GROUP INCS Sale	Director	SSale	−25.8K sh	$0.15	−$3,868.35	2,524
2010-08-12	LEALEAR CORPA Award	Director	AAward	+441 sh	—	—	2,301
2010-05-26	OSGOCTAVE SPECIALTY GROUP INCS Sale	Director	SSale	−25K sh	$0.95	−$23.8K	28,313
2010-04-29	DBDDIEBOLD NIXDORF, IncA Award	Director	AAward	+2,800 sh	—	—	13,100
2010-02-12	LEALEAR CORPA Award	Director	AAward	+1,860 sh	—	—	1,860
2009-07-07	LEALEAR CORPS Sale	Director	SSale	−1,000 sh	$0.27	−$270	0
2009-05-14	HAYES LEMMERZ INTERNATIONAL INCS Sale	Director	SSale	−118K sh	$0.10	−$11.8K	0
2009-05-05	OSGOCTAVE SPECIALTY GROUP INC · Phantom Stock UnitA Award	Director	AAward	+72.5K sh	$1.38	+$100K	72,464
2009-05-05	OSGOCTAVE SPECIALTY GROUP INC · Phantom Stock UnitA Award	Director	AAward	+152K sh	$1.38	+$210K	152,174
2009-04-23	DBDDIEBOLD NIXDORF, IncA Award	Director	AAward	+3,500 sh	—	—	10,300
2009-04-01	OSGOCTAVE SPECIALTY GROUP INC · Phantom Stock UnitA Award	Director	AAward	+39.6K sh	$0.82	+$32.5K	78,366
2009-01-31	LEALEAR CORP · 2009 Restricted UnitsA Award	Director	AAward	+89.6K sh	—	—	89,552.239
2009-01-31	LEALEAR CORP · 2008 Restricted UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,067.426 sh	—	—	2,134.851
2009-01-31	LEALEAR CORP · 2007 Restricted UnitsM Exercise/Conversion	Director	MExercise/Conversion	−886.787 sh	—	—	886.787
2009-01-31	LEALEAR CORP · 2006 Restricted UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,177.394 sh	—	—	0
2009-01-31	LEALEAR CORP · Deferred Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	+3,131.607 sh	$1.00	+$3,147.265	8,064.911
2008-03-07	OSGOCTAVE SPECIALTY GROUP INC · Equity UnitsP Purchase	Director	PPurchase	+1,000 sh	$50.00	+$50K	1,000
2008-01-31	LEALEAR CORP · 2008 Restricted UnitsA Award	Director	AAward	+3,202.277 sh	—	—	3,202.277
2008-01-31	LEALEAR CORP · 2007 Restricted UnitsM Exercise/Conversion	Director	MExercise/Conversion	−886.787 sh	—	—	1,773.574
2008-01-31	LEALEAR CORP · 2006 Restricted UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,177.394 sh	—	—	1,177.394
2008-01-31	LEALEAR CORP · Deferred Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	+2,064.181 sh	$28.11	+$58K	4,369.395
2007-09-17	HAYES LEMMERZ INTERNATIONAL INCM Exercise/Conversion	Director	MExercise/Conversion	+16.4K sh	—	—	71,599
2007-09-17	HAYES LEMMERZ INTERNATIONAL INCRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−16.4K sh	—	—	16,430

Recent filings

Accepted (ET)
May 204
WALLACE HENRY D G0001209191-19-031222
SEC(opens sec.gov)
May 214
WALLACE HENRY D G0001209191-18-031711
SEC(opens sec.gov)
Sep 204
WALLACE HENRY D G0001209191-17-053411
SEC(opens sec.gov)
Aug 224
WALLACE HENRY D G0000028823-17-000126
SEC(opens sec.gov)
May 224
LEAR CORP0001209191-17-034116
SEC(opens sec.gov)
Apr 284
DIEBOLD NIXDORF, Inc0000028823-17-000079
SEC(opens sec.gov)
May 234
LEAR CORP0001209191-16-122446
SEC(opens sec.gov)
Apr 254
DIEBOLD INC0000028823-16-000183
SEC(opens sec.gov)
May 154
LEAR CORP0001209191-15-043364
SEC(opens sec.gov)
Apr 284
DIEBOLD INC0000028823-15-000065
SEC(opens sec.gov)
Mar 134
DIEBOLD INC0000028823-14-000036
SEC(opens sec.gov)
May 204
WALLACE HENRY D G0001209191-13-027440
SEC(opens sec.gov)
Apr 264
WALLACE HENRY D G0001566632-13-000035
SEC(opens sec.gov)
Mar 84
WALLACE HENRY D G0001566632-13-000028
SEC(opens sec.gov)
May 174
WALLACE HENRY D G0001209191-12-028957
SEC(opens sec.gov)
Apr 304
WALLACE HENRY D G0001505637-12-000091
SEC(opens sec.gov)

Companies

Address

AMBAC FINANCIAL GROUP, INC. ONE STATE STREET PLAZA

NEW YORK, NY, 10004