Insider · CIK 0001234366

ADAMS THOMAS PHD

Reports to the SEC for 5 companies · CHATSWORTH, CA

sec.gov

Transactions

Companies

Filings

CIK

0001234366

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2021-06-10	CRDFCardiff Oncology, Inc. · Stock OptionsJ Other	Former Director	JOther	+223 sh	—	—	477,870
2021-06-10	CRDFCardiff Oncology, Inc. · Stock OptionsJ Other	Former Director	JOther	+173K sh	—	—	477,870
2021-06-10	CRDFCardiff Oncology, Inc. · Stock OptionsJ Other	Former Director	JOther	+530 sh	—	—	477,870
2021-06-10	CRDFCardiff Oncology, Inc. · Stock OptionsJ Other	Former Director	JOther	+223 sh	—	—	477,870
2021-06-10	CRDFCardiff Oncology, Inc. · Stock OptionsJ Other	Former Director	JOther	+298K sh	—	—	477,870
2021-06-10	CRDFCardiff Oncology, Inc. · Stock OptionsJ Other	Former Director	JOther	+272 sh	—	—	477,870
2021-06-10	CRDFCardiff Oncology, Inc. · Stock OptionsJ Other	Former Director	JOther	+755 sh	—	—	477,870
2021-05-18	HEPAHepion Pharmaceuticals, Inc. · Stock OptionsA Award	Director	AAward	+200K sh	—	—	291,050
2020-08-19	HEPAHepion Pharmaceuticals, Inc. · Stock OptionsA Award	Director	AAward	+30K sh	—	—	91,050
2020-06-17	CRDFCardiff Oncology, Inc. · Stock OptionsA Award	Former Director	AAward	+173K sh	—	—	477,870
2020-05-14	CRDFCardiff Oncology, Inc.P Purchase	Former Director	PPurchase	+14K sh	$1.43	+$20K	18,875
2020-04-03	HEPAHepion Pharmaceuticals, Inc. · Stock OptionA Award	Director	AAward	+60K sh	—	—	61,051
2019-07-24	HEPAHepion Pharmaceuticals, Inc. · Stock OptionsA Award	Director	AAward	+970 sh	—	—	1,051
2019-06-20	CRDFCardiff Oncology, Inc. · Stock OptionsA Award	Former Director	AAward	+298K sh	—	—	304,725
2018-07-03	SYNERGY PHARMACEUTICALS LLCStock OptionsM Exercise/Conversion	Director	MExercise/Conversion	−100K sh	—	—	434,223
2018-07-03	SYNERGY PHARMACEUTICALS LLCF Tax Payment	Director	FTax Payment	−27.8K sh	—	—	72,238
2018-07-03	SYNERGY PHARMACEUTICALS LLCM Exercise/Conversion	Director	MExercise/Conversion	+100K sh	$0.50	+$50K	100,023
2018-06-16	SYNERGY PHARMACEUTICALS LLCStock OptionsA Award	Director	AAward	+115K sh	—	—	534,246
2018-01-23	CRDFCardiff Oncology, Inc. · Stock OptionsA Award	Former Director	AAward	+54.3K sh	—	—	467,277
2018-01-02	CRDFCardiff Oncology, Inc. · Restricted Stock UnitsM Exercise/Conversion	Former Director	MExercise/Conversion	−16.7K sh	—	—	0
2018-01-02	CRDFCardiff Oncology, Inc.M Exercise/Conversion	Former Director	MExercise/Conversion	+16.7K sh	—	—	351,959
2017-10-04	CRDFCardiff Oncology, Inc. · Stock OptionsA Award	Former Director	AAward	+38.1K sh	—	—	412,955
2017-09-02	CRDFCardiff Oncology, Inc.M Exercise/Conversion	Former Director	MExercise/Conversion	+8,806 sh	—	—	335,292
2017-09-02	CRDFCardiff Oncology, Inc. · Restricted Stock UnitsM Exercise/Conversion	Former Director	MExercise/Conversion	−8,806 sh	—	—	16,667
2017-06-28	SYNERGY PHARMACEUTICALS LLCStock OptionsA Award	Director	AAward	+10.8K sh	—	—	420,496
2017-06-28	SYNERGY PHARMACEUTICALS LLCStock OptionsD Disposition to Issuer	Director	DDisposition to Issuer	−10.8K sh	—	—	409,746
2017-06-28	SYNERGY PHARMACEUTICALS LLCStock OptionsA Award	Director	AAward	+62.5K sh	—	—	420,496
2017-01-02	CRDFCardiff Oncology, Inc. · Restricted Stock UnitsA Award	Former Director	AAward	+8,806 sh	—	—	25,473
2017-01-02	CRDFCardiff Oncology, Inc. · Restricted Stock UnitsA Award	Former Director	AAward	+16.7K sh	—	—	16,667
2017-01-02	CRDFCardiff Oncology, Inc. · Restricted Stock UnitsA Award	Former Director	AAward	+16.7K sh	—	—	16,667
2016-06-24	SYNERGY PHARMACEUTICALS LLCStock OptionsA Award	Director	AAward	+62.5K sh	—	—	357,996
2016-06-24	SYNERGY PHARMACEUTICALS LLCStock OptionsA Award	Director	AAward	+62.5K sh	—	—	357,996
2016-01-04	CRDFCardiff Oncology, Inc. · Stock OptionsA Award	Former Director	AAward	+16K sh	—	—	374,849
2015-07-24	SYNERGY PHARMACEUTICALS LLCStock OptionsA Award	Director	AAward	+29K sh	—	—	295,496
2015-03-17	CRDFCardiff Oncology, Inc. · Stock OptionsA Award	Former Director	AAward	+16K sh	—	—	358,849
2014-12-06	SYNERGY PHARMACEUTICALS LLCStock OptionsA Award	Director	AAward	+62K sh	—	—	266,496
2014-02-25	CRDFCardiff Oncology, Inc. · Stock OptionsA Award	Former Director	AAward	+19.6K sh	—	—	342,849
2013-09-03	CRDFCardiff Oncology, Inc.S Sale	Former Director	SSale	−4,200 sh	$8.64	−$36.3K	326,486
2013-08-30	CRDFCardiff Oncology, Inc.S Sale	Former Director	SSale	−15K sh	$8.06	−$121K	330,686
2013-07-12	SYNERGY PHARMACEUTICALS LLCStock OptionsA Award	Director	AAward	+30.5K sh	—	—	183,496
2013-02-14	CRDFCardiff Oncology, Inc. · Stock OptionsA Award	Former Director	AAward	+12.5K sh	—	—	323,281
2012-10-31	IRIS INTERNATIONAL INCStock Option (Right to Buy)D Disposition to Issuer	CTO & Corporate V.P.	DDisposition to Issuer	−11.9K sh	$7.53	−$89.7K	0
2012-10-31	IRIS INTERNATIONAL INCStock Option (Right to Buy)D Disposition to Issuer	CTO & Corporate V.P.	DDisposition to Issuer	−2,494 sh	$9.51	−$23.7K	0
2012-10-31	IRIS INTERNATIONAL INCStock Option (Right to Buy)M Exercise/Conversion	CTO & Corporate V.P.	MExercise/Conversion	−19.8K sh	—	—	11,910
2012-10-31	IRIS INTERNATIONAL INCRestricted Stock UnitsD Disposition to Issuer	CTO & Corporate V.P.	DDisposition to Issuer	−1,755 sh	$19.50	−$34.2K	0
2012-10-31	IRIS INTERNATIONAL INCRestricted Stock UnitsD Disposition to Issuer	CTO & Corporate V.P.	DDisposition to Issuer	−12.8K sh	$19.50	−$250K	0
2012-10-31	IRIS INTERNATIONAL INCStock Option (Right to Buy)M Exercise/Conversion	CTO & Corporate V.P.	MExercise/Conversion	−17.5K sh	—	—	2,494
2012-10-31	IRIS INTERNATIONAL INCStock Option (Right to Buy)M Exercise/Conversion	CTO & Corporate V.P.	MExercise/Conversion	−29.2K sh	—	—	0
2012-10-31	IRIS INTERNATIONAL INCStock Option (Right to Buy)M Exercise/Conversion	CTO & Corporate V.P.	MExercise/Conversion	−15.6K sh	—	—	0
2012-10-31	IRIS INTERNATIONAL INCS Sale	CTO & Corporate V.P.	SSale	−23.8K sh	$19.50	−$463K	0

Recent filings

Accepted (ET)
Jun 144
ADAMS THOMAS PHD0001628280-21-012169
SEC(opens sec.gov)
May 204
ADAMS THOMAS PHD0001104659-21-069934
SEC(opens sec.gov)
Aug 214
ADAMS THOMAS PHD0001104659-20-097598
SEC(opens sec.gov)
Jun 194
ADAMS THOMAS PHD0001104659-20-075230
SEC(opens sec.gov)
May 184
ADAMS THOMAS PHD0001104659-20-063173
SEC(opens sec.gov)
Apr 74
ADAMS THOMAS PHD0001104659-20-044175
SEC(opens sec.gov)
Jul 254
ADAMS THOMAS PHD0001104659-19-041845
SEC(opens sec.gov)
Jun 244
ADAMS THOMAS PHD0000899243-19-017922
SEC(opens sec.gov)
Jul 64
ADAMS THOMAS PHD0001104659-18-044168
SEC(opens sec.gov)
Jun 194
ADAMS THOMAS PHD0001104659-18-041065
SEC(opens sec.gov)
Jan 254
ADAMS THOMAS PHD0000899243-18-001900
SEC(opens sec.gov)
Jan 44
ADAMS THOMAS PHD0000899243-18-000483
SEC(opens sec.gov)

Companies

Address

C/O IRIS INTERNATIONAL, INC. 9172 ETON AVENUE

CHATSWORTH, CA, 91311