Insider · CIK 0001235654

FAGAN KATHRYN

Reports to the SEC for 2 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001235654

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2012-04-27	NLYANNALY CAPITAL MANAGEMENT INCM Exercise/Conversion	CHIEF FINANCIAL OFFICER	MExercise/Conversion	+37.5K sh	$13.25	+$497K	290,482
2012-04-27	NLYANNALY CAPITAL MANAGEMENT INC · Option to purchase Common StockM Exercise/Conversion	CHIEF FINANCIAL OFFICER	MExercise/Conversion	−37.5K sh	—	—	37,500
2012-01-30	NLYANNALY CAPITAL MANAGEMENT INCM Exercise/Conversion	CHIEF FINANCIAL OFFICER	MExercise/Conversion	+11K sh	$13.25	+$146K	246,613
2012-01-30	NLYANNALY CAPITAL MANAGEMENT INCM Exercise/Conversion	CHIEF FINANCIAL OFFICER	MExercise/Conversion	+6,369 sh	$15.70	+$100K	252,982
2012-01-30	NLYANNALY CAPITAL MANAGEMENT INC · Option to purchase Common StockM Exercise/Conversion	CHIEF FINANCIAL OFFICER	MExercise/Conversion	−6,369 sh	—	—	43,631
2012-01-30	NLYANNALY CAPITAL MANAGEMENT INC · Option to purchase Common StockM Exercise/Conversion	CHIEF FINANCIAL OFFICER	MExercise/Conversion	−11K sh	—	—	75,000
2011-12-08	NLYANNALY CAPITAL MANAGEMENT INCM Exercise/Conversion	CHIEF FINANCIAL OFFICER	MExercise/Conversion	+20K sh	$13.25	+$265K	235,613
2011-12-08	NLYANNALY CAPITAL MANAGEMENT INC · Option to purchase Common StockM Exercise/Conversion	CHIEF FINANCIAL OFFICER	MExercise/Conversion	−20K sh	—	—	86,000
2011-07-19	NLYANNALY CAPITAL MANAGEMENT INCM Exercise/Conversion	CHIEF FINANCIAL OFFICER	MExercise/Conversion	+19K sh	$13.25	+$252K	215,613
2011-07-19	NLYANNALY CAPITAL MANAGEMENT INC · Option to purchase Common StockM Exercise/Conversion	CHIEF FINANCIAL OFFICER	MExercise/Conversion	−19K sh	—	—	106,000
2010-12-20	NLYANNALY CAPITAL MANAGEMENT INCM Exercise/Conversion	CHIEF FINANCIAL OFFICER	MExercise/Conversion	+15K sh	$13.25	+$199K	196,613
2010-12-20	NLYANNALY CAPITAL MANAGEMENT INC · Option to purchase Common StockM Exercise/Conversion	CHIEF FINANCIAL OFFICER	MExercise/Conversion	−150K sh	—	—	125,000
2010-06-29	NLYANNALY CAPITAL MANAGEMENT INCM Exercise/Conversion	CHIEF FINANCIAL OFFICER	MExercise/Conversion	+10K sh	$13.25	+$133K	181,613
2010-06-29	NLYANNALY CAPITAL MANAGEMENT INC · Option to purchase Common StockM Exercise/Conversion	CHIEF FINANCIAL OFFICER	MExercise/Conversion	−10K sh	—	—	140,000
2010-03-11	NLYANNALY CAPITAL MANAGEMENT INCM Exercise/Conversion	CHIEF FINANCIAL OFFICER	MExercise/Conversion	+12.5K sh	$11.72	+$147K	171,613
2010-03-11	NLYANNALY CAPITAL MANAGEMENT INC · Option to purchase Common StockM Exercise/Conversion	CHIEF FINANCIAL OFFICER	MExercise/Conversion	−12.5K sh	—	—	0
2009-04-22	NLYANNALY CAPITAL MANAGEMENT INC · Option to purchase Common StockA Award	CHIEF FINANCIAL OFFICER	AAward	+150K sh	—	—	150,000
2009-02-18	NLYANNALY CAPITAL MANAGEMENT INCM Exercise/Conversion	CHIEF FINANCIAL OFFICER	MExercise/Conversion	+12.5K sh	$11.72	+$147K	159,113
2009-02-18	NLYANNALY CAPITAL MANAGEMENT INC · Option to purchase Common StockM Exercise/Conversion	CHIEF FINANCIAL OFFICER	MExercise/Conversion	−12.5K sh	—	—	12,500
2008-05-20	NLYANNALY CAPITAL MANAGEMENT INCP Purchase	CHIEF FINANCIAL OFFICER	PPurchase	+300 sh	$22.65	+$6,795	2,300
2006-08-29	NLYANNALY CAPITAL MANAGEMENT INCM Exercise/Conversion	CHIEF FINANCIAL OFFICER	MExercise/Conversion	+5,435 sh	$8.63	+$46.9K	5,435
2006-08-29	NLYANNALY CAPITAL MANAGEMENT INC · Option to purchase Common StockM Exercise/Conversion	CHIEF FINANCIAL OFFICER	MExercise/Conversion	−5,435 sh	$8.63	−$46.9K	0
2006-02-14	NLYANNALY CAPITAL MANAGEMENT INCA Award	CHIEF FINANCIAL OFFICER	AAward	+5,502 sh	$7.94	+$43.7K	5,502
2006-02-14	NLYANNALY CAPITAL MANAGEMENT INCA Award	CHIEF FINANCIAL OFFICER	AAward	+4,498 sh	$8.63	+$38.8K	4,498
2006-02-14	NLYANNALY CAPITAL MANAGEMENT INC · Option to purchase Common StockM Exercise/Conversion	CHIEF FINANCIAL OFFICER	MExercise/Conversion	−5,502 sh	—	—	0
2006-02-14	NLYANNALY CAPITAL MANAGEMENT INC · Option to purchase Common StockM Exercise/Conversion	CHIEF FINANCIAL OFFICER	MExercise/Conversion	−4,498 sh	—	—	5,435
2006-02-13	NLYANNALY CAPITAL MANAGEMENT INC · Option to purchase Common StockA Award	CHIEF FINANCIAL OFFICER	AAward	+50K sh	—	—	50,000
2005-07-07	NLYANNALY CAPITAL MANAGEMENT INC · Option to Purchase Common StockA Award	CHIEF FINANCIAL OFFICER	AAward	+50K sh	$17.07	+$854K	50,000
2005-06-24	NLYANNALY CAPITAL MANAGEMENT INCA Award	CHIEF FINANCIAL OFFICER	AAward	+5,378 sh	$7.94	+$42.7K	106,178
2005-06-24	NLYANNALY CAPITAL MANAGEMENT INC · Option to purchase Common StockM Exercise/Conversion	CHIEF FINANCIAL OFFICER	MExercise/Conversion	−5,378 sh	$7.94	−$42.7K	5,502
2004-12-08	NLYANNALY CAPITAL MANAGEMENT INCA Award	CHIEF FINANCIAL OFFICER	AAward	+6,628 sh	$8.63	+$57.2K	0
2004-12-08	NLYANNALY CAPITAL MANAGEMENT INCA Award	CHIEF FINANCIAL OFFICER	AAward	+1,372 sh	$794.00	+$1.09M	100,800
2004-12-08	NLYANNALY CAPITAL MANAGEMENT INC · Option to purchase Common StockM Exercise/Conversion	CHIEF FINANCIAL OFFICER	MExercise/Conversion	−6,628 sh	—	—	0
2004-12-08	NLYANNALY CAPITAL MANAGEMENT INC · Option to purchase Common StockM Exercise/Conversion	CHIEF FINANCIAL OFFICER	MExercise/Conversion	−1,372 sh	—	—	10,880
2004-12-08	NLYANNALY CAPITAL MANAGEMENT INCA Award	CHIEF FINANCIAL OFFICER	AAward	+6,628 sh	$8.63	+$57.2K	0
2004-12-08	NLYANNALY CAPITAL MANAGEMENT INCA Award	CHIEF FINANCIAL OFFICER	AAward	+1,372 sh	$7.94	+$10.9K	100,800
2004-12-08	NLYANNALY CAPITAL MANAGEMENT INC · Option to purchase Common StockM Exercise/Conversion	CHIEF FINANCIAL OFFICER	MExercise/Conversion	−6,628 sh	$8.63	−$57.2K	16,561
2004-12-08	NLYANNALY CAPITAL MANAGEMENT INC · Option to purchase Common StockM Exercise/Conversion	CHIEF FINANCIAL OFFICER	MExercise/Conversion	−1,372 sh	$7.94	−$10.9K	10,881
2004-06-04	NLYANNALY CAPITAL MANAGEMENT INCJ Other	CHIEF FINANCIAL OFFICER	JOther	+44K sh	$18.40	+$810K	0
2004-04-20	NLYANNALY CAPITAL MANAGEMENT INC · Option to purchase Common StockA Award	CHIEF FINANCIAL OFFICER	AAward	+50K sh	—	—	50,000
2004-04-20	NLYANNALY CAPITAL MANAGEMENT INC · Option to purchase Common StockA Award	CHIEF FINANCIAL OFFICER	AAward	+50K sh	$17.39	+$870K	50,000
2004-02-24	NLYANNALY CAPITAL MANAGEMENT INCA Award	CHIEF FINANCIAL OFFICER	AAward	+7,000 sh	$8.63	+$60.4K	0
2004-02-24	NLYANNALY CAPITAL MANAGEMENT INC · Option to purchase Common StockM Exercise/Conversion	CHIEF FINANCIAL OFFICER	MExercise/Conversion	−7,000 sh	$8.63	−$60.4K	9,933
2003-11-12	NLYANNALY CAPITAL MANAGEMENT INCA Award	CHIEF FINANCIAL OFFICER	AAward	+1,813 sh	$8.13	+$14.7K	0
2003-11-12	NLYANNALY CAPITAL MANAGEMENT INCA Award	CHIEF FINANCIAL OFFICER	AAward	+3,439 sh	$8.63	+$29.7K	0
2003-11-12	NLYANNALY CAPITAL MANAGEMENT INCA Award	CHIEF FINANCIAL OFFICER	AAward	+1,248 sh	$7.94	+$9,909.12	41,779
2003-11-12	NLYANNALY CAPITAL MANAGEMENT INC · Option to purchase Common StockM Exercise/Conversion	CHIEF FINANCIAL OFFICER	MExercise/Conversion	−1,813 sh	$8.13	−$14.7K	0
2003-11-12	NLYANNALY CAPITAL MANAGEMENT INC · Option to purchase Common StockM Exercise/Conversion	CHIEF FINANCIAL OFFICER	MExercise/Conversion	−3,439 sh	$8.63	−$29.7K	0
2003-11-12	NLYANNALY CAPITAL MANAGEMENT INC · Option to purchase Common StockM Exercise/Conversion	CHIEF FINANCIAL OFFICER	MExercise/Conversion	−1,248 sh	$7.94	−$9,909.12	85,813
2003-08-05	NLYANNALY CAPITAL MANAGEMENT INCA Award	CHIEF FINANCIAL OFFICER	AAward	0 sh	—	—	35,279

Recent filings

Accepted (ET)
Apr 304
FAGAN KATHRYN0001140361-12-021848
SEC(opens sec.gov)
Feb 14
FAGAN KATHRYN0001140361-12-004765
SEC(opens sec.gov)
Dec 124
FAGAN KATHRYN0001140361-11-056974
SEC(opens sec.gov)
Jul 194
FAGAN KATHRYN0001140361-11-037422
SEC(opens sec.gov)
Dec 214
FAGAN KATHRYN0001140361-10-050639
SEC(opens sec.gov)
Jun 304
FAGAN KATHRYN0001140361-10-027589
SEC(opens sec.gov)
Mar 154
FAGAN KATHRYN0001140361-10-011891
SEC(opens sec.gov)
Apr 244
FAGAN KATHRYN0001157523-09-002966
SEC(opens sec.gov)
Feb 194
FAGAN KATHRYN0001157523-09-001424
SEC(opens sec.gov)
May 214
ANNALY CAPITAL MANAGEMENT INC0001157523-08-004474
SEC(opens sec.gov)

Companies

Address

C/O ANNALY CAPITAL MANAGEMENT, INC. 1211 AVENUE OF THE AMERICAS, SUITE 2902

NEW YORK, NY, 10036