Insider · CIK 0001236677

ROZZELL SCOTT E

Reports to the SEC for 3 companies · HOUSTON, TX

sec.gov

Transactions

Companies

Filings

CIK

0001236677

Forms 4 and 5

Insider transactions

49 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2017-02-22	POWLPOWELL INDUSTRIES INCA Award	Director	AAward	+1,000 sh	$0.01	+$10	12,500
2017-02-22	POWLPOWELL INDUSTRIES INCA Award	Director	AAward	+1,000 sh	$0.01	+$10	13,500
2016-02-24	POWLPOWELL INDUSTRIES INCA Award	Director	AAward	+2,000 sh	—	—	11,500
2015-02-25	POWLPOWELL INDUSTRIES INCA Award	Director	AAward	+2,000 sh	—	—	9,500
2014-07-16	CNPCENTERPOINT ENERGY INCD Disposition to Issuer	EVP	DDisposition to Issuer	−8,342 sh	—	—	322,952
2014-05-07	CNPCENTERPOINT ENERGY INCG Gift	EVP	GGift	−500 sh	—	—	331,294
2014-03-20	CNPCENTERPOINT ENERGY INCA Award	EVP	AAward	+9,390 sh	—	—	331,794
2014-02-26	CNPCENTERPOINT ENERGY INCA Award	EVP	AAward	+43.5K sh	—	—	338,350
2014-02-26	CNPCENTERPOINT ENERGY INCF Tax Payment	EVP	FTax Payment	−15.9K sh	$23.55	−$376K	322,404
2014-02-24	CNPCENTERPOINT ENERGY INCA Award	EVP	AAward	+25.8K sh	—	—	302,018
2014-02-24	CNPCENTERPOINT ENERGY INCF Tax Payment	EVP	FTax Payment	−7,138 sh	$24.38	−$174K	294,880
2014-02-02	POWLPOWELL INDUSTRIES INCA Award	Director	AAward	+2,000 sh	—	—	7,500
2013-02-27	CNPCENTERPOINT ENERGY INCA Award	EVP	AAward	+38.7K sh	—	—	290,868
2013-02-27	CNPCENTERPOINT ENERGY INCF Tax Payment	EVP	FTax Payment	−13.2K sh	$21.23	−$279K	277,718
2013-02-22	CNPCENTERPOINT ENERGY INCA Award	EVP	AAward	+26.5K sh	—	—	259,548
2013-02-22	CNPCENTERPOINT ENERGY INCF Tax Payment	EVP	FTax Payment	−7,337 sh	$20.90	−$153K	252,211
2013-02-20	POWLPOWELL INDUSTRIES INCA Award	Director	AAward	+2,000 sh	—	—	5,500
2012-06-19	POWLPOWELL INDUSTRIES INCA Award	Director	AAward	+2,000 sh	—	—	3,500
2012-02-29	CNPCENTERPOINT ENERGY INCA Award	EVP	AAward	+53K sh	—	—	249,763
2012-02-29	CNPCENTERPOINT ENERGY INCF Tax Payment	EVP	FTax Payment	−15.7K sh	$19.19	−$302K	234,049
2012-02-21	CNPCENTERPOINT ENERGY INCF Tax Payment	EVP	FTax Payment	−4,353 sh	$19.01	−$82.8K	196,806
2012-01-19	CNPCENTERPOINT ENERGY INCA Award	EVP	AAward	+16.1K sh	—	—	201,159
2011-09-13	POWLPOWELL INDUSTRIES INCA Award	Director	AAward	+1,500 sh	—	—	1,500
2011-05-09	CNPCENTERPOINT ENERGY INCM Exercise/Conversion	EVP	MExercise/Conversion	+56.5K sh	$6.44	+$364K	241,598
2011-05-09	CNPCENTERPOINT ENERGY INCS Sale	EVP	SSale	−56.5K sh	$18.82	−$1.06M	185,059
2011-05-09	CNPCENTERPOINT ENERGY INCM Exercise/Conversion	EVP	MExercise/Conversion	+37.1K sh	$10.92	+$405K	222,159
2011-05-09	CNPCENTERPOINT ENERGY INCS Sale	EVP	SSale	−37.1K sh	$18.80	−$698K	185,059
2011-05-09	CNPCENTERPOINT ENERGY INC · Employee Stock Option (right to buy)M Exercise/Conversion	EVP	MExercise/Conversion	−56.5K sh	—	—	0
2011-05-09	CNPCENTERPOINT ENERGY INC · Employee Stock Option (right to buy)M Exercise/Conversion	EVP	MExercise/Conversion	−37.1K sh	—	—	0
2011-02-24	CNPCENTERPOINT ENERGY INCA Award	EVP	AAward	+22.1K sh	—	—	190,910
2011-02-24	CNPCENTERPOINT ENERGY INCF Tax Payment	EVP	FTax Payment	−5,851 sh	$15.53	−$90.8K	185,059
2011-02-18	CNPCENTERPOINT ENERGY INCF Tax Payment	EVP	FTax Payment	−3,429 sh	$15.86	−$54.4K	168,794
2011-01-20	CNPCENTERPOINT ENERGY INCA Award	EVP	AAward	+12.5K sh	—	—	172,223
2010-02-26	CNPCENTERPOINT ENERGY INCA Award	EVP	AAward	+15.5K sh	—	—	163,824
2010-02-26	CNPCENTERPOINT ENERGY INCF Tax Payment	EVP	FTax Payment	−4,101 sh	$13.65	−$56K	159,723
2010-02-19	CNPCENTERPOINT ENERGY INCF Tax Payment	EVP	FTax Payment	−2,534 sh	$14.41	−$36.5K	148,320
2010-01-21	CNPCENTERPOINT ENERGY INCA Award	EVP	AAward	+8,800 sh	—	—	150,854
2009-02-20	CNPCENTERPOINT ENERGY INCF Tax Payment	EVP	FTax Payment	−3,599 sh	$11.86	−$42.7K	142,054
2009-01-21	CNPCENTERPOINT ENERGY INCA Award	EVP	AAward	+29.8K sh	—	—	143,639
2009-01-21	CNPCENTERPOINT ENERGY INCF Tax Payment	EVP	FTax Payment	−9,586 sh	$12.49	−$120K	134,053
2009-01-21	CNPCENTERPOINT ENERGY INCA Award	EVP	AAward	+11.6K sh	—	—	145,653
2007-03-03	CNPCENTERPOINT ENERGY INCF Tax Payment	EVP	FTax Payment	−3,272 sh	$17.33	−$56.7K	92,310
2005-05-18	CNPCENTERPOINT ENERGY INCM Exercise/Conversion	EVP	MExercise/Conversion	+29K sh	$5.64	+$164K	104,977
2005-05-18	CNPCENTERPOINT ENERGY INCS Sale	EVP	SSale	−29K sh	$12.15	−$352K	75,977
2005-05-18	CNPCENTERPOINT ENERGY INC · Employee Stock Option (right to buy)M Exercise/Conversion	EVP	MExercise/Conversion	−29K sh	—	—	14,900
2005-04-18	CNPCENTERPOINT ENERGY INCG Gift	EVP	GGift	−500 sh	—	—	75,977
2005-01-25	CNPCENTERPOINT ENERGY INCA Award	EVP	AAward	+17K sh	—	—	75,839
2004-12-14	TEXAS GENCO HOLDINGS INCD Disposition to Issuer	Director, EVP, Gen.Counsel, Corp Sec.	DDisposition to Issuer	−14 sh	$47.00	−$658	0
2004-12-14	TEXAS GENCO HOLDINGS INCD Disposition to Issuer	Director, EVP, Gen.Counsel, Corp Sec.	DDisposition to Issuer	−494 sh	$47.00	−$23.2K	0

Recent filings

Accepted (ET)
Mar 14
POWELL INDUSTRIES INC0001209191-17-015728
SEC(opens sec.gov)
Feb 264
POWELL INDUSTRIES INC0001209191-16-102876
SEC(opens sec.gov)
Feb 274
POWELL INDUSTRIES INC0001209191-15-019580
SEC(opens sec.gov)
Jul 184
CENTERPOINT ENERGY INC0001209191-14-048141
SEC(opens sec.gov)
Mar 244
CENTERPOINT ENERGY INC0001209191-14-022806
SEC(opens sec.gov)
Mar 64
POWELL INDUSTRIES INC0001209191-14-017911
SEC(opens sec.gov)
Feb 284
CENTERPOINT ENERGY INC0001209191-14-015313
SEC(opens sec.gov)
Feb 254
CENTERPOINT ENERGY INC0001209191-14-014249
SEC(opens sec.gov)
Mar 14
ROZZELL SCOTT E0001209191-13-012842
SEC(opens sec.gov)
Feb 264
ROZZELL SCOTT E0001209191-13-011896
SEC(opens sec.gov)
Feb 214
ROZZELL SCOTT E0001209191-13-010481
SEC(opens sec.gov)
Jun 254
ROZZELL SCOTT E0001209191-12-035214
SEC(opens sec.gov)
Mar 24
ROZZELL SCOTT E0001209191-12-015240
SEC(opens sec.gov)

Companies

Address

1111 LOUISIANA

HOUSTON, TX, 77002