Insider · CIK 0001236711

BARTON JAMES M

Reports to the SEC for 1 company · ALVISO, CA

sec.gov

Transactions

Companies

Filings

CIK

0001236711

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2012-03-15	TIVO SOLUTIONS INC.F Tax Payment	Sr VP R & D CTO	FTax Payment	−5,602 sh	$11.61	−$65K	115,372
2012-02-17	TIVO SOLUTIONS INC.F Tax Payment	Sr VP R & D CTO	FTax Payment	−2,918 sh	$12.01	−$35K	120,974
2011-12-13	TIVO SOLUTIONS INC.S Sale	Sr VP R & D CTO	SSale	−4,265 sh	$9.59	−$40.9K	123,892
2011-12-12	TIVO SOLUTIONS INC.F Tax Payment	Sr VP R & D CTO	FTax Payment	−3,735 sh	$9.75	−$36.4K	128,157
2011-09-16	TIVO SOLUTIONS INC.S Sale	Sr VP R & D CTO	SSale	−6,398 sh	$11.17	−$71.5K	131,892
2011-09-15	TIVO SOLUTIONS INC.F Tax Payment	Sr VP R & D CTO	FTax Payment	−5,602 sh	$11.15	−$62.5K	138,290
2011-08-31	TIVO SOLUTIONS INC.Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Sr VP R & D CTO	MExercise/Conversion	−15K sh	$7.49	−$112K	17,008
2011-08-31	TIVO SOLUTIONS INC.S Sale	Sr VP R & D CTO	SSale	−15K sh	$10.95	−$164K	143,892
2011-08-31	TIVO SOLUTIONS INC.M Exercise/Conversion	Sr VP R & D CTO	MExercise/Conversion	+15K sh	$7.49	+$112K	158,892
2011-08-31	TIVO SOLUTIONS INC.S Sale	Sr VP R & D CTO	SSale	−2,167 sh	$10.95	−$23.7K	143,892
2011-08-31	TIVO SOLUTIONS INC.Incentive Stock Option (right to buy)M Exercise/Conversion	Sr VP R & D CTO	MExercise/Conversion	−2,167 sh	$7.24	−$15.7K	0
2011-08-31	TIVO SOLUTIONS INC.M Exercise/Conversion	Sr VP R & D CTO	MExercise/Conversion	+2,167 sh	$7.24	+$15.7K	146,059
2011-07-25	TIVO SOLUTIONS INC.S Sale	Sr VP R & D CTO	SSale	−211K sh	$10.04	−$2.12M	143,892
2011-07-25	TIVO SOLUTIONS INC.M Exercise/Conversion	Sr VP R & D CTO	MExercise/Conversion	+211K sh	$6.18	+$1.3M	354,893
2011-07-25	TIVO SOLUTIONS INC.Non-Qualified stock optionM Exercise/Conversion	Sr VP R & D CTO	MExercise/Conversion	−20.6K sh	$6.18	−$127K	0
2011-07-25	TIVO SOLUTIONS INC.Non-Qualified stock optionM Exercise/Conversion	Sr VP R & D CTO	MExercise/Conversion	−175K sh	$6.18	−$1.08M	0
2011-07-25	TIVO SOLUTIONS INC.INCENTIVE STOCK OPTION (RIGHT TO BUY)M Exercise/Conversion	Sr VP R & D CTO	MExercise/Conversion	−15.4K sh	$6.18	−$95.3K	0
2011-03-29	TIVO SOLUTIONS INC.S Sale	Sr VP R & D CTO	SSale	−12.3K sh	$8.59	−$106K	143,892
2011-03-26	TIVO SOLUTIONS INC.F Tax Payment	Sr VP R & D CTO	FTax Payment	−2,752 sh	$8.74	−$24.1K	156,240
2011-03-25	TIVO SOLUTIONS INC.F Tax Payment	Sr VP R & D CTO	FTax Payment	−4,402 sh	$8.74	−$38.5K	158,992
2011-02-22	TIVO SOLUTIONS INC.A Award	Sr VP R & D CTO	AAward	+72K sh	—	—	163,394
2011-02-18	TIVO SOLUTIONS INC.S Sale	Sr VP R & D CTO	SSale	−1,942 sh	$10.56	−$20.5K	91,394
2011-02-17	TIVO SOLUTIONS INC.F Tax Payment	Sr VP R & D CTO	FTax Payment	−1,392 sh	$10.57	−$14.7K	93,336
2010-12-14	TIVO SOLUTIONS INC.D Disposition to Issuer	Sr VP R & D CTO	DDisposition to Issuer	−4,265 sh	$8.22	−$35K	94,728
2010-12-10	TIVO SOLUTIONS INC.F Tax Payment	Sr VP R & D CTO	FTax Payment	−3,735 sh	$8.23	−$30.7K	98,993
2010-06-23	TIVO SOLUTIONS INC.Incentive Stock Option (right to buy)A Award	Sr VP R & D CTO	AAward	+28K sh	$7.49	+$210K	27,992
2010-06-23	TIVO SOLUTIONS INC.Non-Qualified Stock Option (right to buy)A Award	Sr VP R & D CTO	AAward	+32K sh	$7.49	+$240K	32,008
2010-04-05	TIVO SOLUTIONS INC.S Sale	Sr VP R & D CTO	SSale	−7,598 sh	$16.93	−$129K	102,728
2010-04-05	TIVO SOLUTIONS INC.Incentive Stock Option (right to buy)M Exercise/Conversion	Sr VP R & D CTO	MExercise/Conversion	−6,251 sh	$4.14	−$25.9K	0
2010-04-05	TIVO SOLUTIONS INC.M Exercise/Conversion	Sr VP R & D CTO	MExercise/Conversion	+14.6K sh	$7.24	+$105K	124,897
2010-04-05	TIVO SOLUTIONS INC.Incentive Stock Option (right to buy)M Exercise/Conversion	Sr VP R & D CTO	MExercise/Conversion	−2,141 sh	$6.18	−$13.2K	15,425
2010-04-05	TIVO SOLUTIONS INC.Incentive Stock Option (right to buy)M Exercise/Conversion	Sr VP R & D CTO	MExercise/Conversion	−14.6K sh	$7.24	−$105K	2,167
2010-04-05	TIVO SOLUTIONS INC.S Sale	Sr VP R & D CTO	SSale	−14.6K sh	$16.93	−$247K	110,326
2010-04-05	TIVO SOLUTIONS INC.Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Sr VP R & D CTO	MExercise/Conversion	−175K sh	$6.18	−$1.08M	0
2010-04-05	TIVO SOLUTIONS INC.Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Sr VP R & D CTO	MExercise/Conversion	−87.3K sh	$7.24	−$632K	0
2010-04-05	TIVO SOLUTIONS INC.S Sale	Sr VP R & D CTO	SSale	−106K sh	$16.93	−$1.79M	110,326
2010-04-05	TIVO SOLUTIONS INC.M Exercise/Conversion	Sr VP R & D CTO	MExercise/Conversion	+2,141 sh	$6.18	+$13.2K	112,467
2010-04-05	TIVO SOLUTIONS INC.M Exercise/Conversion	Sr VP R & D CTO	MExercise/Conversion	+87.3K sh	$7.24	+$632K	197,588
2010-04-05	TIVO SOLUTIONS INC.S Sale	Sr VP R & D CTO	SSale	−175K sh	$16.95	−$2.97M	110,326
2010-04-05	TIVO SOLUTIONS INC.Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Sr VP R & D CTO	MExercise/Conversion	−93.7K sh	$4.14	−$388K	0
2010-04-05	TIVO SOLUTIONS INC.M Exercise/Conversion	Sr VP R & D CTO	MExercise/Conversion	+93.7K sh	$4.14	+$388K	204,075
2010-04-05	TIVO SOLUTIONS INC.S Sale	Sr VP R & D CTO	SSale	−87.3K sh	$16.93	−$1.48M	110,326
2010-04-05	TIVO SOLUTIONS INC.M Exercise/Conversion	Sr VP R & D CTO	MExercise/Conversion	+175K sh	$6.18	+$1.08M	285,326
2010-04-05	TIVO SOLUTIONS INC.M Exercise/Conversion	Sr VP R & D CTO	MExercise/Conversion	+6,251 sh	$4.14	+$25.9K	116,577
2010-04-05	TIVO SOLUTIONS INC.S Sale	Sr VP R & D CTO	SSale	−6,251 sh	$16.93	−$106K	110,326
2010-04-05	TIVO SOLUTIONS INC.M Exercise/Conversion	Sr VP R & D CTO	MExercise/Conversion	+106K sh	$6.18	+$654K	216,184
2010-04-05	TIVO SOLUTIONS INC.S Sale	Sr VP R & D CTO	SSale	−93.7K sh	$16.93	−$1.59M	110,326
2010-04-05	TIVO SOLUTIONS INC.S Sale	Sr VP R & D CTO	SSale	−2,141 sh	$16.93	−$36.2K	110,326
2010-04-05	TIVO SOLUTIONS INC.Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Sr VP R & D CTO	MExercise/Conversion	−106K sh	$6.18	−$654K	195,576
2010-03-26	TIVO SOLUTIONS INC.A Award	Sr VP R & D CTO	AAward	+45K sh	—	—	110,326

Recent filings

Accepted (ET)
Mar 164
BARTON JAMES M0001088825-12-000037
SEC(opens sec.gov)
Feb 224
BARTON JAMES M0001088825-12-000018
SEC(opens sec.gov)
Dec 134
BARTON JAMES M0001088825-11-000138
SEC(opens sec.gov)
Sep 194
BARTON JAMES M0001088825-11-000119
SEC(opens sec.gov)
Sep 14
BARTON JAMES M0001088825-11-000107
SEC(opens sec.gov)
Jul 274
BARTON JAMES M0001088825-11-000082
SEC(opens sec.gov)
Mar 294
BARTON JAMES M0001088825-11-000037
SEC(opens sec.gov)

Companies

TIVO SOLUTIONS INC.Sr VP R & D CTO

Address

2160 GOLD STREET

ALVISO, CA, 95002