Insider · CIK 0001237245

WAKS STEPHEN H

Reports to the SEC for 1 company · SACRAMENTO,, CA

sec.gov

Transactions

Companies

Filings

CIK

0001237245

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-05-16	AMERICAN RIVER BANKSHARESA Award	Director	AAward	+1,361 sh	—	—	79,326
2019-01-11	AMERICAN RIVER BANKSHARESM Exercise/Conversion	Director	MExercise/Conversion	+2,785 sh	—	—	77,965
2019-01-11	AMERICAN RIVER BANKSHARESOption/ Right to BuyX Exercise of In-Money	Director	XExercise of In-Money	−2,785 sh	—	—	0
2018-05-17	AMERICAN RIVER BANKSHARESA Award	Director	AAward	+1,155 sh	—	—	75,180
2017-05-18	AMERICAN RIVER BANKSHARESA Award	Director	AAward	+1,247 sh	—	—	74,025
2016-05-19	AMERICAN RIVER BANKSHARESA Award	Director	AAward	+1,442 sh	—	—	72,778
2015-05-21	AMERICAN RIVER BANKSHARESA Award	Director	AAward	+1,569 sh	—	—	71,336
2013-05-16	AMERICAN RIVER BANKSHARESA Award	Director	AAward	+1,590 sh	—	—	68,072
2012-05-16	AMERICAN RIVER BANKSHARESA Award	Director	AAward	+1,414 sh	—	—	66,482
2011-08-18	AMERICAN RIVER BANKSHARESA Award	Director	AAward	+1,905 sh	—	—	65,068
2010-07-21	AMERICAN RIVER BANKSHARESA Award	Director	AAward	+1,430 sh	—	—	63,163
2009-12-10	AMERICAN RIVER BANKSHARESP Purchase	Director	PPurchase	+1,000 sh	$6.25	+$6,250	61,733
2009-02-18	AMERICAN RIVER BANKSHARESOption/Right to BuyA Award	Director	AAward	+557 sh	—	—	557
2009-02-18	AMERICAN RIVER BANKSHARESOption/Right to BuyA Award	Director	AAward	+557 sh	—	—	1,114
2009-02-18	AMERICAN RIVER BANKSHARESOption/Right to BuyA Award	Director	AAward	+557 sh	—	—	1,671
2009-02-18	AMERICAN RIVER BANKSHARESOption/Right to BuyA Award	Director	AAward	+557 sh	—	—	2,228
2009-02-18	AMERICAN RIVER BANKSHARESOption/Right to BuyA Award	Director	AAward	+557 sh	—	—	2,785
2006-12-22	AMERICAN RIVER BANKSHARESJ Other	Director	JOther	+2,599 sh	—	—	54,613
2006-12-22	AMERICAN RIVER BANKSHARESOption/right to buyJ Other	Director	JOther	+96 sh	—	—	2,020
2006-12-22	AMERICAN RIVER BANKSHARESOption/right to buyJ Other	Director	JOther	+32 sh	—	—	673
2006-12-22	AMERICAN RIVER BANKSHARESOption/right to buyJ Other	Director	JOther	+32 sh	—	—	674
2006-12-22	AMERICAN RIVER BANKSHARESOption/right to buyJ Other	Director	JOther	+96 sh	—	—	2,021
2006-12-22	AMERICAN RIVER BANKSHARESOption/right to buyJ Other	Director	JOther	+48 sh	—	—	1,010
2006-12-22	AMERICAN RIVER BANKSHARESOption/right to buyJ Other	Director	JOther	+48 sh	—	—	1,010
2006-12-22	AMERICAN RIVER BANKSHARESOption/right to buyJ Other	Director	JOther	+48 sh	—	—	1,011
2006-12-22	AMERICAN RIVER BANKSHARESOption/right to buyJ Other	Director	JOther	+36 sh	—	—	755
2006-12-22	AMERICAN RIVER BANKSHARESOption/right to buyJ Other	Director	JOther	+36 sh	—	—	755
2006-12-22	AMERICAN RIVER BANKSHARESOption/right to buyJ Other	Director	JOther	+36 sh	—	—	756
2006-12-22	AMERICAN RIVER BANKSHARESOption/right to buyJ Other	Director	JOther	+36 sh	—	—	756
2006-12-22	AMERICAN RIVER BANKSHARESOption/right to buyJ Other	Director	JOther	+36 sh	—	—	756
2006-12-22	AMERICAN RIVER BANKSHARESOption/right to buyJ Other	Director	JOther	+32 sh	—	—	673
2006-12-22	AMERICAN RIVER BANKSHARESOption/right to buyJ Other	Director	JOther	+32 sh	—	—	673
2006-12-22	AMERICAN RIVER BANKSHARESOption/right to buyJ Other	Director	JOther	+32 sh	—	—	674
2006-12-22	AMERICAN RIVER BANKSHARESOption/right to buyJ Other	Director	JOther	+32 sh	—	—	674
2006-12-22	AMERICAN RIVER BANKSHARESOption/right to buyJ Other	Director	JOther	+32 sh	—	—	674
2006-03-17	AMERICAN RIVER BANKSHARESOption/Right to BuyJ Other	Director	JOther	+641 sh	—	—	641
2006-03-17	AMERICAN RIVER BANKSHARESOption/Right to BuyJ Other	Director	JOther	+641 sh	—	—	1,282
2006-03-17	AMERICAN RIVER BANKSHARESOption/Right to BuyJ Other	Director	JOther	+641 sh	—	—	1,923
2006-03-17	AMERICAN RIVER BANKSHARESOption/Right to BuyJ Other	Director	JOther	+641 sh	—	—	2,564
2006-03-17	AMERICAN RIVER BANKSHARESOption/Right to BuyJ Other	Director	JOther	+644 sh	—	—	3,208
2005-02-16	AMERICAN RIVER BANKSHARESOption / Right to BuyJ Other	Director	JOther	+687 sh	—	—	687
2005-02-16	AMERICAN RIVER BANKSHARESOption / Right to BuyJ Other	Director	JOther	+687 sh	—	—	1,374
2005-02-16	AMERICAN RIVER BANKSHARESOption / Right to BuyJ Other	Director	JOther	+687 sh	—	—	2,061
2005-02-16	AMERICAN RIVER BANKSHARESOption / Right to BuyJ Other	Director	JOther	+688 sh	—	—	2,749
2005-02-16	AMERICAN RIVER BANKSHARESOption / Right to BuyJ Other	Director	JOther	+688 sh	—	—	3,437
2005-02-01	AMERICAN RIVER BANKSHARESX Exercise of In-Money	Director	XExercise of In-Money	+19K sh	$3.32	+$63K	50,586
2005-02-01	AMERICAN RIVER BANKSHARESOption/right to buyX Exercise of In-Money	Director	XExercise of In-Money	−19K sh	—	—	0
2005-01-28	AMERICAN RIVER BANKSHARESJ Other	Director	JOther	+1,503 sh	—	—	31,591
2005-01-28	AMERICAN RIVER BANKSHARESOption/right to buyJ Other	Director	JOther	+904 sh	—	—	18,995
2005-01-28	AMERICAN RIVER BANKSHARESOption/right to buyJ Other	Director	JOther	+29 sh	—	—	611

Recent filings

Accepted (ET)
May 174
WAKS STEPHEN H0001171843-19-003470
SEC(opens sec.gov)
Jan 144
WAKS STEPHEN H0001171843-19-000272
SEC(opens sec.gov)
May 184
WAKS STEPHEN H0001171843-18-004077
SEC(opens sec.gov)
May 194
AMERICAN RIVER BANKSHARES0001171843-17-003213
SEC(opens sec.gov)
May 204
AMERICAN RIVER BANKSHARES0001171843-16-010216
SEC(opens sec.gov)
May 224
AMERICAN RIVER BANKSHARES0001171843-15-003086
SEC(opens sec.gov)
May 204
WAKS STEPHEN H0001019056-13-000687
SEC(opens sec.gov)
May 174
WAKS STEPHEN H0001019056-12-000652
SEC(opens sec.gov)
Aug 184
WAKS STEPHEN H0001019056-11-000845
SEC(opens sec.gov)
Jul 234
WAKS STEPHEN H0001019056-10-000923
SEC(opens sec.gov)
Dec 114
WAKS STEPHEN H0001019056-09-001192
SEC(opens sec.gov)
Feb 194
WAKS STEPHEN H0001019056-09-000236
SEC(opens sec.gov)
Dec 274
WAKS STEPHEN H0001019056-06-001176
SEC(opens sec.gov)

Companies

AMERICAN RIVER BANKSHARESDirector

Address

3406 SIERRA OAKS DR.

SACRAMENTO,, CA, 95864