Insider · CIK 0001238056

FLORIO CARL A

Reports to the SEC for 3 companies · LOCKPORT, NY

sec.gov

Transactions

Companies

Filings

CIK

0001238056

Forms 4 and 5

Insider transactions

38 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2016-08-01	FIRST NIAGARA FINANCIAL GROUP INCD Disposition to Issuer	Director	DDisposition to Issuer	−764K sh	—	—	0
2016-08-01	FIRST NIAGARA FINANCIAL GROUP INCD Disposition to Issuer	Director	DDisposition to Issuer	−4,000 sh	—	—	0
2016-06-24	AMERICAN BIO MEDICA CORPNon Statutory Stock OptionJ Other	Director	JOther	+20K sh	$0.15	+$3,000	20,000
2016-05-02	FIRST NIAGARA FINANCIAL GROUP INCA Award	Director	AAward	+7,389 sh	—	—	764,301
2015-06-19	AMERICAN BIO MEDICA CORPNon-Statutory/ Stock OptionJ Other	Director	JOther	+20K sh	$0.12	+$2,400	20,000
2015-04-30	FIRST NIAGARA FINANCIAL GROUP INCA Award	Director	AAward	+8,361 sh	—	—	756,912
2015-03-19	FIRST NIAGARA FINANCIAL GROUP INCA Award	Director	AAward	+2,809 sh	—	—	748,551
2014-02-27	FIRST NIAGARA FINANCIAL GROUP INCA Award	Director	AAward	+8,711 sh	—	—	733,375
2013-02-26	FIRST NIAGARA FINANCIAL GROUP INCA Award	Director	AAward	+8,145 sh	—	—	724,664
2012-07-31	FIRST NIAGARA FINANCIAL GROUP INCP Purchase	Director	PPurchase	+5,000 sh	$7.55	+$37.8K	716,519
2012-03-30	FIRST NIAGARA FINANCIAL GROUP INCA Award	Director	AAward	+6,687 sh	—	—	711,519
2011-12-14	FIRST NIAGARA FINANCIAL GROUP INCP Purchase	Director	PPurchase	+4,000 sh	$25.00	+$100K	4,000
2011-01-25	FIRST NIAGARA FINANCIAL GROUP INCA Award	Director	AAward	+4,600 sh	—	—	704,832
2010-01-25	FIRST NIAGARA FINANCIAL GROUP INCA Award	Director	AAward	+3,463 sh	—	—	700,232
2009-01-27	FIRST NIAGARA FINANCIAL GROUP INCA Award	Director	AAward	+3,396 sh	—	—	696,769
2006-12-11	FIRST NIAGARA FINANCIAL GROUP INCS Sale	Director	SSale	−100K sh	$15.06	−$1.51M	1,051,524
2006-01-18	FIRST NIAGARA FINANCIAL GROUP INCF Tax Payment	Director	FTax Payment	−3,432 sh	$15.09	−$51.8K	1,374,892
2005-07-07	AMERICAN BIO MEDICA CORPNon-Statutory Stock OptionA Award	Director	AAward	+29K sh	$0.84	+$24.4K	29,000
2005-03-02	FIRST NIAGARA FINANCIAL GROUP INCS Sale	Director	SSale	−2,600 sh	$13.99	−$36.4K	1,384,224
2005-03-01	FIRST NIAGARA FINANCIAL GROUP INCS Sale	Director	SSale	−10K sh	$13.81	−$138K	1,386,824
2005-02-02	FIRST NIAGARA FINANCIAL GROUP INCS Sale	Director	SSale	−9,674 sh	$13.74	−$133K	1,396,824
2005-01-14	HUDSON RIVER BANCORP INCD Disposition to Issuer	President & CEO	DDisposition to Issuer	−9,185 sh	$19.06	−$175K	0
2005-01-14	HUDSON RIVER BANCORP INCD Disposition to Issuer	President & CEO	DDisposition to Issuer	−27.2K sh	$19.06	−$518K	0
2005-01-14	HUDSON RIVER BANCORP INCStock options "right to purchase"D Disposition to Issuer	President & CEO	DDisposition to Issuer	−538K sh	$19.06	−$10.3M	0
2005-01-14	HUDSON RIVER BANCORP INCD Disposition to Issuer	President & CEO	DDisposition to Issuer	−6,310 sh	$19.06	−$120K	0
2005-01-14	HUDSON RIVER BANCORP INCD Disposition to Issuer	President & CEO	DDisposition to Issuer	−557K sh	$19.06	−$10.6M	0
2005-01-14	FIRST NIAGARA FINANCIAL GROUP INCNon-Qualified Stock Option (right to buy)A Award	Director	AAward	+50K sh	—	—	50,000
2005-01-14	FIRST NIAGARA FINANCIAL GROUP INCA Award	Director	AAward	+45K sh	—	—	1,307,394
2004-12-31	HUDSON RIVER BANCORP INCA Award	President & CEO	AAward	+41 sh	—	—	9,185
2004-12-28	HUDSON RIVER BANCORP INCStock options, $0.01 par valueM Exercise/Conversion	President & CEO	MExercise/Conversion	−69K sh	$5.75	−$397K	468,932
2004-12-28	HUDSON RIVER BANCORP INCM Exercise/Conversion	President & CEO	MExercise/Conversion	+69K sh	$5.75	+$397K	626,226
2004-12-23	HUDSON RIVER BANCORP INCG Gift	President & CEO	GGift	−12.5K sh	—	—	557,226
2004-12-06	HUDSON RIVER BANCORP INCStock options "right to purchase"M Exercise/Conversion	President & CEO	MExercise/Conversion	−15K sh	$5.75	−$86K	537,932
2004-12-06	HUDSON RIVER BANCORP INCM Exercise/Conversion	President & CEO	MExercise/Conversion	+15K sh	$5.75	+$86K	569,726
2004-09-30	HUDSON RIVER BANCORP INCA Award	President & CEO	AAward	+788 sh	—	—	27,194
2004-09-30	HUDSON RIVER BANCORP INCA Award	President & CEO	AAward	+142 sh	—	—	9,144
2003-12-31	HUDSON RIVER BANCORP INCA Award	President & CEO	AAward	+18 sh	—	—	4,171
2003-09-30	HUDSON RIVER BANCORP INCA Award	President & CEO	AAward	+129 sh	—	—	4,153

Recent filings

Accepted (ET)
Aug 24
FIRST NIAGARA FINANCIAL GROUP INC0001051741-16-000457
SEC(opens sec.gov)
Jun 284
AMERICAN BIO MEDICA CORP0000896747-16-000002
SEC(opens sec.gov)
May 24
FIRST NIAGARA FINANCIAL GROUP INC0001051741-16-000335
SEC(opens sec.gov)
Jun 234
AMERICAN BIO MEDICA CORP0000896747-15-000001
SEC(opens sec.gov)
Apr 304
FIRST NIAGARA FINANCIAL GROUP INC0001051741-15-000121
SEC(opens sec.gov)
Mar 194
FIRST NIAGARA FINANCIAL GROUP INC0001051741-15-000052
SEC(opens sec.gov)
Mar 34
FIRST NIAGARA FINANCIAL GROUP INC0001127602-14-009588
SEC(opens sec.gov)
Feb 264
FLORIO CARL A0001127602-13-008041
SEC(opens sec.gov)
Aug 24
FLORIO CARL A0001127602-12-023586
SEC(opens sec.gov)
Apr 34
FLORIO CARL A0001127602-12-012563
SEC(opens sec.gov)
Dec 144
FLORIO CARL A0001127602-11-032195
SEC(opens sec.gov)
Jan 264
FLORIO CARL A0001127602-11-002461
SEC(opens sec.gov)
Jan 274
FLORIO CARL A0001299911-10-000011
SEC(opens sec.gov)
Jan 284
FLORIO CARL A0001299911-09-000006
SEC(opens sec.gov)
Dec 134
FIRST NIAGARA FINANCIAL GROUP INC0001238056-06-000008
SEC(opens sec.gov)
Jan 184
FLORIO CARL A0001238056-06-000002
SEC(opens sec.gov)
Jul 84
AMERICAN BIO MEDICA CORP0000896747-05-000001
SEC(opens sec.gov)
Mar 34
FLORIO CARL A0001238056-05-000012
SEC(opens sec.gov)

Companies

Address

6950 SOUTH TRANSIT ROAD

LOCKPORT, NY, 14094