Insider · CIK 0001238209

RICHARDS STEPHEN C

Reports to the SEC for 4 companies · SEATTLE, WA

sec.gov

Transactions

Companies

Filings

CIK

0001238209

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2015-06-10	CRAY INCA Award	Director	AAward	+1,748 sh	—	—	59,463
2015-05-14	CRAY INCG Gift	Director	GGift	−700 sh	—	—	57,715
2015-05-13	Guidance Software, Inc.A Award	Director	AAward	+13K sh	$6.17	+$80K	91,114
2013-06-14	CRAY INCA Award	Director	AAward	+2,711 sh	—	—	58,774
2013-05-16	Guidance Software, Inc.A Award	Director	AAward	+9,091 sh	$8.80	+$80K	69,221
2013-02-22	CRAY INCS Sale	Director	SSale	−7,000 sh	$18.86	−$132K	56,063
2013-02-20	CRAY INCG Gift	Director	GGift	−2,088 sh	—	—	56,686
2013-02-13	Guidance Software, Inc.G Gift	Director	GGift	−1,585 sh	—	—	60,130
2012-06-07	CRAY INCA Award	Director	AAward	+4,553 sh	$11.09	+$50.5K	63,063
2012-05-09	Guidance Software, Inc.A Award	Director	AAward	+8,810 sh	$9.08	+$80K	61,715
2011-06-16	CRAY INCA Award	Director	AAward	+8,631 sh	$6.14	+$53K	58,510
2011-05-12	Guidance Software, Inc.S Sale	Director	SSale	−1,000 sh	$7.57	−$7,574	52,905
2011-05-10	Guidance Software, Inc.S Sale	Director	SSale	−1,000 sh	$7.69	−$7,694.9	54,905
2011-05-10	Guidance Software, Inc.S Sale	Director	SSale	−1,000 sh	$7.71	−$7,711.5	53,905
2011-05-03	Guidance Software, Inc.A Award	Director	AAward	+9,987 sh	$7.51	+$75K	55,905
2010-06-09	CRAY INCA Award	Director	AAward	+9,852 sh	—	—	49,879
2010-05-10	CRAY INCS Sale	Director	SSale	−4,000 sh	$5.45	−$21.8K	40,027
2010-04-22	Guidance Software, Inc.A Award	Director	AAward	+12.7K sh	$5.92	+$75K	45,918
2009-05-13	CRAY INCA Award	Director	AAward	+15K sh	$3.75	+$56.5K	44,027
2009-04-21	Guidance Software, Inc.A Award	Director	AAward	+18.8K sh	—	—	33,250
2009-03-20	CRAY INCStock Option (right to buy Common Stock)D Disposition to Issuer	Director	DDisposition to Issuer	−2,500 sh	$0.16	−$405	10,000
2009-03-20	CRAY INCStock Option (right to buy Common Stock)D Disposition to Issuer	Director	DDisposition to Issuer	−5,000 sh	$0.16	−$810	5,000
2009-03-20	CRAY INCStock Option (right to buy Common Stock)D Disposition to Issuer	Director	DDisposition to Issuer	−1,250 sh	$0.21	−$268.75	3,750
2009-03-20	CRAY INCStock Option (right to buy Common Stock)D Disposition to Issuer	Director	DDisposition to Issuer	−1,250 sh	$0.38	−$478.75	2,500
2009-03-20	CRAY INCStock Option (right to buy Common Stock)D Disposition to Issuer	Director	DDisposition to Issuer	−1,250 sh	$0.57	−$712.5	1,250
2009-03-20	CRAY INCStock Option (right to buy Common Stock)D Disposition to Issuer	Director	DDisposition to Issuer	−1,250 sh	$0.78	−$978.75	0
2008-05-14	CRAY INCA Award	Director	AAward	+9,291 sh	$6.57	+$61K	33,048
2007-11-05	TRADESTATION GROUP INCG Gift	Director	GGift	−1,000 sh	—	—	11,560
2007-11-05	TRADESTATION GROUP INCG Gift	Director	GGift	−90 sh	—	—	11,470
2007-11-05	TRADESTATION GROUP INCG Gift	Director	GGift	−440 sh	—	—	11,030
2007-06-01	TRADESTATION GROUP INCStock Option (Right to buy)A Award	Director	AAward	+7,000 sh	—	—	7,000
2006-06-07	CRAY INCA Award	Director	AAward	+28.8K sh	$1.84	+$53K	53,804
2006-06-06	TRADESTATION GROUP INCStock Option (Right to buy)A Award	Director	AAward	+7,000 sh	—	—	7,000
2006-05-04	TRADESTATION GROUP INCM Exercise/Conversion	Director	MExercise/Conversion	+7,000 sh	$4.08	+$28.6K	20,590
2006-05-04	TRADESTATION GROUP INCS Sale	Director	SSale	−2,000 sh	$15.03	−$30.1K	18,590
2006-05-04	TRADESTATION GROUP INCS Sale	Director	SSale	−767 sh	$15.02	−$11.5K	17,823
2006-05-04	TRADESTATION GROUP INCS Sale	Director	SSale	−700 sh	$15.01	−$10.5K	17,123
2006-05-04	TRADESTATION GROUP INCS Sale	Director	SSale	−3,533 sh	$15.00	−$53K	13,590
2006-05-04	TRADESTATION GROUP INCStock Option (Right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−7,000 sh	$4.08	−$28.6K	0
2005-07-20	TRADESTATION GROUP INCStock Option (Right to buy)A Award	Director	AAward	+7,000 sh	—	—	7,000
2004-12-03	CRAY INCP Purchase	Director	PPurchase	+1,000 sh	$3.83	+$3,830	1,000
2004-12-03	CRAY INCP Purchase	Director	PPurchase	+24K sh	$3.85	+$92.4K	25,000
2004-10-20	CRAY INCStock Option (Right to Buy)A Award	Director	AAward	+20K sh	—	—	20,000
2004-10-20	CRAY INCStock Option (Right to Buy)A Award	Director	AAward	+10K sh	—	—	30,000
2004-01-26	McAfee, Inc.M Exercise/Conversion	Chief Financial Officer/COO	MExercise/Conversion	+50K sh	$6.00	+$300K	51,176
2004-01-26	McAfee, Inc.S Sale	Chief Financial Officer/COO	SSale	−11.5K sh	$16.10	−$185K	39,676
2004-01-26	McAfee, Inc.S Sale	Chief Financial Officer/COO	SSale	−500 sh	$16.11	−$8,055	39,176
2004-01-26	McAfee, Inc.S Sale	Chief Financial Officer/COO	SSale	−8,500 sh	$16.12	−$137K	30,676
2004-01-26	McAfee, Inc.S Sale	Chief Financial Officer/COO	SSale	−200 sh	$16.13	−$3,226	30,476
2004-01-26	McAfee, Inc.S Sale	Chief Financial Officer/COO	SSale	−5,300 sh	$16.14	−$85.5K	25,176

Recent filings

Accepted (ET)
Jun 114
CRAY INC0001209191-15-052517
SEC(opens sec.gov)
May 154
Guidance Software, Inc.0001209191-15-043174
SEC(opens sec.gov)
Feb 125
CRAY INC0001127602-14-005950
SEC(opens sec.gov)
Jun 144
CRAY INC0001209191-13-032286
SEC(opens sec.gov)
May 174
RICHARDS STEPHEN C0001181431-13-028801
SEC(opens sec.gov)
Feb 224
RICHARDS STEPHEN C0001209191-13-011102
SEC(opens sec.gov)
Feb 154
RICHARDS STEPHEN C0001181431-13-010226
SEC(opens sec.gov)
Jun 84
RICHARDS STEPHEN C0001209191-12-033122
SEC(opens sec.gov)
May 114
RICHARDS STEPHEN C0001181431-12-029395
SEC(opens sec.gov)
Jun 204
RICHARDS STEPHEN C0001209191-11-035622
SEC(opens sec.gov)
May 124
RICHARDS STEPHEN C0001181431-11-029345
SEC(opens sec.gov)
May 54
RICHARDS STEPHEN C0001181431-11-027526
SEC(opens sec.gov)
Jun 114
RICHARDS STEPHEN C0001209191-10-033902
SEC(opens sec.gov)
May 104
RICHARDS STEPHEN C0001209191-10-026577
SEC(opens sec.gov)
Apr 274
RICHARDS STEPHEN C0001181431-10-023094
SEC(opens sec.gov)
May 154
RICHARDS STEPHEN C0001209191-09-026881
SEC(opens sec.gov)
Apr 224
RICHARDS STEPHEN C0001181431-09-020662
SEC(opens sec.gov)

Companies

Address

901 FIFTH AVENUE, SUITE 1000

SEATTLE, WA, 98164