Insider · CIK 0001238663

STODDARD RICHARD E

Reports to the SEC for 2 companies · LOS ANGELES, CA

sec.gov

Transactions

Companies

Filings

CIK

0001238663

Forms 4 and 5

Insider transactions

38 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2012-12-31	CIL&D, LLCA Award	Chairman of the Board/Pres	AAward	+25K sh	—	—	429,668
2012-02-15	CIL&D, LLCA Award	Chairman of the Board/Pres	AAward	+8,898 sh	$0.35	+$3,114.3	404,668
2011-10-10	CIL&D, LLCA Award	Chairman of the Board/Pres	AAward	+25K sh	—	—	395,770
2011-05-11	CIL&D, LLCA Award	Chairman of the Board/Pres	AAward	+21.5K sh	$0.35	+$7,509.25	370,770
2011-01-14	CIL&D, LLCA Award	Chairman of the Board/Pres	AAward	−25K sh	—	—	349,315
2010-02-11	CDZICADIZ INCG Gift	See Remarks	GGift	−60K sh	—	—	311
2010-01-15	CIL&D, LLCA Award	Chairman of the Board/Pres	AAward	−25K sh	—	—	324,315
2010-01-14	CDZICADIZ INC · Employee Stock Options (right to buy)A Award	See Remarks	AAward	+50K sh	—	—	150,000
2010-01-14	CDZICADIZ INC · Employee Stock Options (right to buy)A Award	See Remarks	AAward	+50K sh	—	—	150,000
2009-08-03	CDZICADIZ INCG Gift	See Remarks	GGift	−35K sh	—	—	60,311
2009-06-11	CDZICADIZ INCG Gift	See Remarks	GGift	−40K sh	—	—	95,311
2009-04-15	CIL&D, LLCA Award	Chairman of the Board/Pres	AAward	+17.9K sh	—	—	299,315
2009-01-15	CIL&D, LLCA Award	Chairman of the Board/Pres	AAward	+25K sh	—	—	281,386
2008-12-31	CIL&D, LLCOption to Buy UnitsP Purchase	Chairman of the Board/Pres	PPurchase	+16.2K sh	—	—	62,000
2008-12-31	CIL&D, LLCOption to Buy UnitsP Purchase	Chairman of the Board/Pres	PPurchase	+41.3K sh	—	—	69,850
2008-12-31	CIL&D, LLCOption to Buy UnitsM Exercise/Conversion	Chairman of the Board/Pres	MExercise/Conversion	−41.3K sh	—	—	28,600
2008-12-31	CIL&D, LLCOption to Buy UnitsP Purchase	Chairman of the Board/Pres	PPurchase	+17.2K sh	—	—	45,800
2008-12-31	CIL&D, LLCM Exercise/Conversion	Chairman of the Board/Pres	MExercise/Conversion	+41.3K sh	$1.25	+$51.6K	256,386
2008-12-31	CIL&D, LLCOption to Buy UnitsP Purchase	Chairman of the Board/Pres	PPurchase	+16.2K sh	—	—	62,000
2008-12-31	CIL&D, LLCOption To Buy UnitsP Purchase	Chairman of the Board/Pres	PPurchase	+17.2K sh	—	—	45,800
2008-12-31	CIL&D, LLCOption to Buy UnitsP Purchase	Chairman of the Board/Pres	PPurchase	+41.3K sh	—	—	69,850
2008-12-31	CIL&D, LLCOption to Buy UnitsM Exercise/Conversion	Chairman of the Board/Pres	MExercise/Conversion	−41.3K sh	—	—	28,600
2008-12-31	CIL&D, LLCM Exercise/Conversion	Chairman of the Board/Pres	MExercise/Conversion	+41.3K sh	$125.00	+$5.16M	256,386
2008-12-29	CIL&D, LLCP Purchase	Chairman of the Board/Pres	PPurchase	+5,023 sh	$0.90	+$4,520.7	215,136
2008-04-29	CDZICADIZ INCG Gift	See Remarks	GGift	−40K sh	—	—	35,311
2008-01-14	CDZICADIZ INCG Gift	See Remarks	GGift	−49.4K sh	—	—	75,311
2007-07-30	CDZICADIZ INCG Gift	See Remarks	GGift	−3,500 sh	—	—	74,691
2007-07-25	CDZICADIZ INC · Performance RightsA Award	See Remarks	AAward	+200K sh	—	—	200,000
2007-07-25	CDZICADIZ INC · Restricted Sotck UnitsA Award	See Remarks	AAward	+150K sh	—	—	150,000
2007-07-25	CDZICADIZ INC · Performance RightsA Award	See Remarks	AAward	+200K sh	—	—	200,000
2007-07-25	CDZICADIZ INCA Award	See Remarks	AAward	+100K sh	—	—	100,000
2005-05-04	CDZICADIZ INC · Employee Stock Options (right to buy)A Award	See Remarks	AAward	+100K sh	—	—	100,000
2005-05-04	CDZICADIZ INC · Employee Stock Options (right to buy)A Award	See Remarks	AAward	+100K sh	—	—	100,000
2005-05-04	CDZICADIZ INC · Employee Stock Options (right to buy)A Award	See Remarks	AAward	+100K sh	—	—	100,000
2005-05-04	CDZICADIZ INC · Employee Stock Options (right to buy)A Award	See Remarks	AAward	+100K sh	—	—	100,000
2004-12-14	CDZICADIZ INCG Gift	See Remarks	GGift	−2,500 sh	—	—	17,500
2004-04-06	CIL&D, LLCP Purchase	Chairman of the Board/Pres	PPurchase	+10K sh	$1.40	+$14K	120,194
2004-01-16	CIL&D, LLCP Purchase	Chairman of the Board/Pres	PPurchase	+10.3K sh	$1.50	+$15.5K	110,194

Recent filings

Accepted (ET)
Jan 24
STODDARD RICHARD E0001181431-13-000142
SEC(opens sec.gov)
Feb 174
STODDARD RICHARD E0001181431-12-009869
SEC(opens sec.gov)
Oct 114
STODDARD RICHARD E0001181431-11-052410
SEC(opens sec.gov)
May 124
STODDARD RICHARD E0001181431-11-029135
SEC(opens sec.gov)
Apr 55
STODDARD RICHARD E0001238663-11-000001
SEC(opens sec.gov)
Jan 144
STODDARD RICHARD E0001181431-11-003790
SEC(opens sec.gov)
Jan 194
STODDARD RICHARD E0001238663-10-000001
SEC(opens sec.gov)
Jan 194
STODDARD RICHARD E0001181431-10-003415
SEC(opens sec.gov)
Apr 164
STODDARD RICHARD E0001181431-09-020134
SEC(opens sec.gov)
Feb 135
STODDARD RICHARD E0000923876-09-000002
SEC(opens sec.gov)
Jan 154
STODDARD RICHARD E0001181431-09-002764
SEC(opens sec.gov)

Companies

Address

C/O CADIZ INC. 550 SOUTH HOPE STREET, SUITE 2850

LOS ANGELES, CA, 90071