Insider · CIK 0001239012

CARTER STEPHEN M

Reports to the SEC for 1 company · PINEVILLE, LA

sec.gov

Transactions

Companies

Filings

CIK

0001239012

Forms 4 and 5

Insider transactions

34 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2013-01-24	Cleco Corporate Holdings LLCA Award	Former Vice President	AAward	+1,047 sh	—	—	22,295.848
2013-01-01	Cleco Corporate Holdings LLCD Disposition to Issuer	Former Vice President	DDisposition to Issuer	−3,805 sh	—	—	21,248.848
2012-01-27	Cleco Corporate Holdings LLCA Award	Former Vice President	AAward	+3,394 sh	—	—	25,053.848
2012-01-27	Cleco Corporate Holdings LLCA Award	Former Vice President	AAward	+1,755 sh	—	—	21,659.848
2011-03-29	Cleco Corporate Holdings LLCS Sale	Former Vice President	SSale	−4,194 sh	$33.70	−$141K	19,904.848
2011-01-28	Cleco Corporate Holdings LLCA Award	Former Vice President	AAward	+4,631 sh	—	—	24,098.848
2011-01-28	Cleco Corporate Holdings LLCA Award	Former Vice President	AAward	+1,379 sh	—	—	19,467.848
2010-03-10	Cleco Corporate Holdings LLCS Sale	Former Vice President	SSale	−3,872 sh	$26.43	−$102K	18,088.848
2010-03-09	Cleco Corporate Holdings LLCI Discretionary Transaction	Former Vice President	IDiscretionary Transaction	−4,765.823 sh	$25.98	−$124K	21,960.848
2010-03-09	Cleco Corporate Holdings LLCNon-Qualified Stock OptionX Exercise of In-Money	Former Vice President	XExercise of In-Money	−1,840 sh	—	—	0
2010-03-09	Cleco Corporate Holdings LLCNon-Qualified Stock OptionX Exercise of In-Money	Former Vice President	XExercise of In-Money	−1,000 sh	—	—	1,840
2010-03-09	Cleco Corporate Holdings LLCS Sale	Former Vice President	SSale	−2,840 sh	$26.00	−$73.8K	21,960.848
2010-03-09	Cleco Corporate Holdings LLCM Exercise/Conversion	Former Vice President	MExercise/Conversion	+2,840 sh	—	—	24,800.848
2010-01-29	Cleco Corporate Holdings LLCA Award	Former Vice President	AAward	+1,756 sh	—	—	24,388.788
2010-01-29	Cleco Corporate Holdings LLCA Award	Former Vice President	AAward	+2,296 sh	—	—	26,684.788
2009-03-04	Cleco Corporate Holdings LLCI Discretionary Transaction	Former Vice President	IDiscretionary Transaction	−8,000 sh	—	—	25,983.961
2009-03-04	Cleco Corporate Holdings LLCS Sale	Former Vice President	SSale	−3,484 sh	$20.51	−$71.5K	22,499.961
2009-01-30	Cleco Corporate Holdings LLCA Award	Former Vice President	AAward	+1,285 sh	—	—	31,394.601
2009-01-30	Cleco Corporate Holdings LLCA Award	Former Vice President	AAward	+2,457 sh	—	—	33,851.601
2007-01-26	Cleco Corporate Holdings LLCA Award	Former Vice President	AAward	+1,756 sh	—	—	15,580.069
2007-01-26	Cleco Corporate Holdings LLCA Award	Former Vice President	AAward	+871 sh	—	—	13,824.069
2005-08-19	Cleco Corporate Holdings LLCS Sale	Former Vice President	SSale	−151.33 sh	$22.50	−$3,405.682	8,486
2005-01-28	Cleco Corporate Holdings LLCA Award	Former Vice President	AAward	+2,904 sh	—	—	8,632.714
2005-01-28	Cleco Corporate Holdings LLCD Disposition to Issuer	Former Vice President	DDisposition to Issuer	−579 sh	—	—	5,728.714
2004-12-31	Cleco Corporate Holdings LLCJ Other	Former Vice President	JOther	+54.74 sh	—	—	1,096.874
2004-12-31	Cleco Corporate Holdings LLCJ Other	Former Vice President	JOther	+56.913 sh	—	—	446.244
2004-11-15	Cleco Corporate Holdings LLCJ Other	Former Vice President	JOther	+7.172 sh	—	—	6,307.714
2004-01-23	Cleco Corporate Holdings LLCA Award	Former Vice President	AAward	+233 sh	—	—	6,300.542
2004-01-23	Cleco Corporate Holdings LLCA Award	Former Vice President	AAward	+3,001 sh	—	—	6,067.542
2004-01-23	Cleco Corporate Holdings LLCD Disposition to Issuer	Former Vice President	DDisposition to Issuer	−466 sh	—	—	3,066.542
2003-12-31	Cleco Corporate Holdings LLCJ Other	Former Vice President	JOther	+42.348 sh	—	—	1,042.134
2003-12-31	Cleco Corporate Holdings LLCJ Other	Former Vice President	JOther	+40.28 sh	—	—	389.331
2003-11-17	Cleco Corporate Holdings LLCJ Other	Former Vice President	JOther	+10.644 sh	—	—	3,532.542
2003-07-25	Cleco Corporate Holdings LLCNon-Qualified Stock OptionsA Award	Former Vice President	AAward	+1,840 sh	—	—	2,840

Recent filings

Accepted (ET)
Jan 284
CARTER STEPHEN M0001140361-13-003313
SEC(opens sec.gov)
Jan 24
CARTER STEPHEN M0001140361-13-000116
SEC(opens sec.gov)
Jan 304
CARTER STEPHEN M0001140361-12-004139
SEC(opens sec.gov)
Mar 304
CARTER STEPHEN M0001140361-11-019321
SEC(opens sec.gov)
Jan 314
CARTER STEPHEN M0001140361-11-004900
SEC(opens sec.gov)
Mar 114
CARTER STEPHEN M0001140361-10-011279
SEC(opens sec.gov)
Mar 104
CARTER STEPHEN M0001140361-10-011035
SEC(opens sec.gov)
Feb 14
CARTER STEPHEN M0001140361-10-003273
SEC(opens sec.gov)
Mar 64
CARTER STEPHEN M0001140361-09-006168
SEC(opens sec.gov)
Feb 34
CARTER STEPHEN M0001140361-09-002511
SEC(opens sec.gov)
Jan 304
CLECO CORP0001239012-07-000004
SEC(opens sec.gov)

Companies

Cleco Corporate Holdings LLCFormer Vice President

Address

P.O. BOX 5000

PINEVILLE, LA, 71361-5000