Insider · CIK 0001239202

THOMAS TOM C

Reports to the SEC for 2 companies · MINNEAPOLIS, MN

sec.gov

Transactions

Companies

Filings

CIK

0001239202

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2024-08-12	VINCVincerx Pharma, Inc. · Stock Option (right to buy)D Disposition to Issuer	See Remarks	DDisposition to Issuer	−175K sh	—	—	0
2024-08-12	VINCVincerx Pharma, Inc. · Stock Option (right to buy)A Award	See Remarks	AAward	+175K sh	—	—	175,000
2024-08-12	VINCVincerx Pharma, Inc. · Stock Option (right to buy)D Disposition to Issuer	See Remarks	DDisposition to Issuer	−55.3K sh	—	—	0
2024-08-12	VINCVincerx Pharma, Inc. · Stock Option (right to buy)A Award	See Remarks	AAward	+55.3K sh	—	—	55,250
2024-08-12	VINCVincerx Pharma, Inc. · Stock Option (right to buy)D Disposition to Issuer	See Remarks	DDisposition to Issuer	−58K sh	—	—	0
2024-08-12	VINCVincerx Pharma, Inc. · Stock Option (right to buy)A Award	See Remarks	AAward	+58K sh	—	—	58,000
2024-08-12	VINCVincerx Pharma, Inc. · Stock Option (right to buy)D Disposition to Issuer	See Remarks	DDisposition to Issuer	−56K sh	—	—	0
2024-08-12	VINCVincerx Pharma, Inc. · Stock Option (right to buy)A Award	See Remarks	AAward	+56K sh	—	—	56,000
2024-08-12	VINCVincerx Pharma, Inc. · Stock Option (right to buy)D Disposition to Issuer	See Remarks	DDisposition to Issuer	−86K sh	—	—	0
2024-08-12	VINCVincerx Pharma, Inc. · Stock Option (right to buy)A Award	See Remarks	AAward	+86K sh	—	—	86,000
2024-08-12	VINCVincerx Pharma, Inc. · Stock Option (right to buy)D Disposition to Issuer	See Remarks	DDisposition to Issuer	−93.8K sh	—	—	0
2024-08-12	VINCVincerx Pharma, Inc. · Stock Option (right to buy)A Award	See Remarks	AAward	+93.8K sh	—	—	93,750
2024-08-12	VINCVincerx Pharma, Inc. · Stock Option (right to buy)D Disposition to Issuer	See Remarks	DDisposition to Issuer	−31.3K sh	—	—	0
2024-08-12	VINCVincerx Pharma, Inc. · Stock Option (right to buy)A Award	See Remarks	AAward	+31.3K sh	—	—	125,000
2024-05-23	VINCVincerx Pharma, Inc. · Stock Option (right to buy)A Award	See Remarks	AAward	+31.3K sh	—	—	125,000
2024-03-07	VINCVincerx Pharma, Inc. · Stock Option (right to buy)A Award	See Remarks	AAward	+93.8K sh	—	—	93,750
2023-08-10	VINCVincerx Pharma, Inc.P Purchase	See Remarks	PPurchase	+5,000 sh	$0.95	+$4,750	219,935
2023-02-15	VINCVincerx Pharma, Inc. · Stock Option (right to buy)A Award	See Remarks	AAward	+86K sh	—	—	86,000
2022-12-14	VINCVincerx Pharma, Inc.P Purchase	See Remarks	PPurchase	+7,000 sh	$0.83	+$5,810	10,000
2022-11-15	VINCVincerx Pharma, Inc. · Stock Option (right to buy)A Award	See Remarks	AAward	+56K sh	—	—	56,000
2022-08-25	VINCVincerx Pharma, Inc. · Stock Option (right to buy)A Award	See Remarks	AAward	+58K sh	—	—	58,000
2022-02-14	VINCVincerx Pharma, Inc. · Stock Option (right to buy)A Award	See Remarks	AAward	+55.3K sh	—	—	55,250
2021-12-22	VINCVincerx Pharma, Inc.P Purchase	See Remarks	PPurchase	+1,000 sh	$10.23	+$10.2K	3,000
2021-06-29	VINCVincerx Pharma, Inc.P Purchase	See Remarks	PPurchase	+2,000 sh	$12.58	+$25.2K	2,000
2021-03-15	VINCVincerx Pharma, Inc. · Stock Option (right to buy)A Award	See Remarks	AAward	+175K sh	—	—	175,000
2017-06-22	MOCON INCD Disposition to Issuer	Director	DDisposition to Issuer	−15.2K sh	$30.00	−$456K	0
2017-06-22	MOCON INCNon-Statutory Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−2,500 sh	$17.04	−$42.6K	0
2017-06-22	MOCON INCNon-Statutory Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−2,500 sh	$14.00	−$35K	0
2017-06-22	MOCON INCNon-Statutory Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−2,500 sh	$15.60	−$39K	0
2017-06-22	MOCON INCNon-Statutory Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−2,500 sh	$14.14	−$35.4K	0
2017-06-22	MOCON INCNon-Statutory Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−2,500 sh	$12.60	−$31.5K	0
2017-06-22	MOCON INCNon-Statutory Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−2,500 sh	$15.62	−$39.1K	0
2017-06-22	MOCON INCNon-Statutory Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−2,500 sh	$11.00	−$27.5K	0
2016-12-28	MOCON INCNon-Statutory Stock Option (right to buy)A Award	Director	AAward	+2,500 sh	—	—	2,500
2016-12-16	MOCON INCM Exercise/Conversion	Director	MExercise/Conversion	+2,000 sh	$9.21	+$18.4K	15,204.663
2016-12-16	MOCON INCNon-Statutory Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−2,000 sh	$9.21	−$18.4K	0
2015-12-30	MOCON INCNon-Statutory Stock Option (right to buy)A Award	Director	AAward	+2,500 sh	—	—	2,500
2015-12-22	MOCON INCM Exercise/Conversion	Director	MExercise/Conversion	+3,500 sh	$8.90	+$31.2K	13,353.663
2015-12-22	MOCON INCF Tax Payment	Director	FTax Payment	−2,149 sh	$14.50	−$31.2K	11,204.663
2015-12-22	MOCON INCM Exercise/Conversion	Director	MExercise/Conversion	+2,000 sh	$8.57	+$17.2K	13,204.663
2015-12-22	MOCON INCNon-Statutory Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−3,500 sh	$8.90	−$31.2K	0
2015-12-22	MOCON INCNon-Statutory Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−2,000 sh	$8.57	−$17.2K	0
2014-12-22	MOCON INCNon-Statutory Stock Option (right to buy)A Award	Director	AAward	+2,500 sh	—	—	2,500
2014-11-25	MOCON INCM Exercise/Conversion	Director	MExercise/Conversion	+3,500 sh	$10.95	+$38.3K	10,702.663
2014-11-25	MOCON INCF Tax Payment	Director	FTax Payment	−2,240 sh	$17.11	−$38.3K	8,462.663
2014-11-25	MOCON INCM Exercise/Conversion	Director	MExercise/Conversion	+3,000 sh	$9.18	+$27.5K	11,462.663
2014-11-25	MOCON INCF Tax Payment	Director	FTax Payment	−1,609 sh	$17.11	−$27.5K	9,853.663
2014-11-25	MOCON INCStock option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−3,500 sh	$10.95	−$38.3K	0
2014-11-25	MOCON INCStock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−3,000 sh	$9.18	−$27.5K	0
2014-01-02	MOCON INCNon-Statutory Stock Option (right to buy)A Award	Director	AAward	+2,500 sh	—	—	2,500

Recent filings

Accepted (ET)
Aug 144
THOMAS TOM C0000950170-24-097330
SEC(opens sec.gov)
May 294
THOMAS TOM C0000950170-24-066202
SEC(opens sec.gov)
Mar 84
THOMAS TOM C0000950170-24-028856
SEC(opens sec.gov)
Aug 104
THOMAS TOM C0000950170-23-041516
SEC(opens sec.gov)
Feb 164
THOMAS TOM C0000899243-23-005246
SEC(opens sec.gov)
Dec 144
THOMAS TOM C0000899243-22-038528
SEC(opens sec.gov)
Nov 174
THOMAS TOM C0000899243-22-036179
SEC(opens sec.gov)

Companies

Address

C/O MOCON INC 7500 MENDELSSOHN AVENUE N.

MINNEAPOLIS, MN, 55428